John Bradshaw
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for John Bradshaw, CE reference AHC328. Currently licensed at 1 firm(s): UBS Asset Management (Hong Kong) Limited. Total licence records on file: 16.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| UBS Asset Management (Hong Kong) Limited | RO | Type 1 — Dealing in securities | 2012-09-12 | present |
| UBS Asset Management (Hong Kong) Limited | RO | Type 9 — Asset management | 2012-09-12 | present |
| UBS Asset Management (Hong Kong) Limited | RO | Type 2 — Dealing in futures contracts | 2012-09-12 | 2020-01-21 |
| UBS Asset Management (Hong Kong) Limited | Rep | Type 4 — Advising on securities | 2012-03-29 | 2013-07-15 |
| UBS Asset Management (Hong Kong) Limited | Rep | Type 9 — Asset management | 2012-03-29 | 2012-09-12 |
| UBS Securities Hong Kong Limited | Rep | Type 1 — Dealing in securities | 2006-01-06 | 2012-03-29 |
| UBS Securities Hong Kong Limited | RO | Type 1 — Dealing in securities | 2005-04-27 | 2006-01-06 |
| UBS Securities Asia Limited | Rep | Type 1 — Dealing in securities | present | 2012-03-29 |
| UBS Securities Asia Limited | Rep | Type 2 — Dealing in futures contracts | present | 2012-03-29 |
| UBS Derivatives Hong Kong Limited | Rep | Type 2 — Dealing in futures contracts | present | 2005-03-24 |
| UBS Securities Asia Limited | Rep | Type 4 — Advising on securities | present | 2005-03-24 |
| UBS Derivatives Hong Kong Limited | Rep | Type 5 — Advising on futures contracts | present | 2005-02-07 |
| UBS Securities Asia Limited | Rep | Type 5 — Advising on futures contracts | present | 2005-02-04 |
| UBS Securities Asia Limited | Rep | Type 6 — Advising on corporate finance | present | 2005-03-24 |
| UBS Derivatives Hong Kong Limited | Rep | Type 9 — Asset management | present | 2005-02-07 |
| UBS Securities Asia Limited | Rep | Type 9 — Asset management | present | 2005-02-04 |