Hong Kong SFC Licensed Individuals Directory
A crawlable directory of Representatives, Responsible Officers and historical individual licensees in the Hong Kong SFC public register.
Florian Andre Jean Neto
CE BPD470 - active, Amundi Hong Kong Limited
Ka Nam Tang
CE AFM342 - active, Amundi Hong Kong Limited
Gwendolen Kwan Tung Tsui
CE AWI658 - active, Amundi Hong Kong Limited
Eddy Tai Che Wong
CE AKW690 - active, Amundi Hong Kong Limited
Kwong Yiu Yeung
CE AJM413 - active, Amundi Hong Kong Limited
Xiaofeng Zhong
CE AYV443 - active, Amundi Hong Kong Limited
Sun Byoung Chae
CE BNV267 - active, Amundi Hong Kong Limited
Lydia Chiu Ming Chan
CE AGN578 - active, Amundi Hong Kong Limited
Long Hei Chan
CE BJS798 - active, Amundi Hong Kong Limited
Yingjie Chen
CE BQO618 - active, Amundi Hong Kong Limited
Mei Shan Cheng
CE BHO011 - active, Amundi Hong Kong Limited
Carmon Cheung
CE AYA425 - active, Amundi Hong Kong Limited
Tung Yim Chong
CE BXD835 - active, Amundi Hong Kong Limited
Wai Leung Chu
CE ADW213 - active, Amundi Hong Kong Limited
Gregoire Durel
CE BTB526 - active, Amundi Hong Kong Limited
Hoi Ching Fong
CE BUS503 - active, Amundi Hong Kong Limited
Zhiyi Han
CE BTR174 - active, Amundi Hong Kong Limited
Cecilia Seen Sze Ho
CE BLU752 - active, Amundi Hong Kong Limited
Weimian Jia
CE BIK043 - active, Amundi Hong Kong Limited
Raphael Andrew Lambert
CE BTV621 - active, Amundi Hong Kong Limited
Gwen Lau
CE BFK205 - active, Amundi Hong Kong Limited
Alfred Lap Tak Lee
CE AUQ739 - active, Amundi Hong Kong Limited
I Lee Leung
CE BEL347 - active, Amundi Hong Kong Limited
Ka Chun Sunny Leung
CE AQN302 - active, Amundi Hong Kong Limited
Gang Li
CE APV891 - active, Amundi Hong Kong Limited
Ching Ho Jalen Howell Lu
CE BXK921 - active, Amundi Hong Kong Limited
Fei Lung
CE BDA594 - active, Amundi Hong Kong Limited
Tze Ming Ng
CE AJD786 - active, Amundi Hong Kong Limited
Jae Geun Oh
CE BVA173 - active, Amundi Hong Kong Limited
Simon Alain Rivollet
CE BXK920 - active, Amundi Hong Kong Limited
Chloe Hong Yue Shea
CE BAZ560 - active, Amundi Hong Kong Limited
Wang Wai So
CE BXD834 - active, Amundi Hong Kong Limited
Yuet Ping Suen
CE BVI301 - active, Amundi Hong Kong Limited
Fook Wang Tsui
CE ALD520 - active, Amundi Hong Kong Limited
Hing Fung Wan
CE BNE429 - active, Amundi Hong Kong Limited
Tsz Sum Wong
CE BNO490 - active, Amundi Hong Kong Limited
Wing Hon Wong
CE AJB434 - active, Amundi Hong Kong Limited
Wing Sze Wong
CE ANW429 - active, Amundi Hong Kong Limited
Ya Xu
CE BRF675 - active, Amundi Hong Kong Limited
Yuan Yao
CE BCQ611 - active, Amundi Hong Kong Limited
Sammy Ka Tak Yip
CE AGO831 - active, Amundi Hong Kong Limited
Xiaosong Zhang
CE AMQ864 - active, Amundi Hong Kong Limited
Xinyue Zhang
CE BOJ330 - active, Amundi Hong Kong Limited
Karl Ka Chun Chan
CE BFF021 - active, Anglo Chinese Corporate Finance, Limited
Stephen Edward Clark
CE AAD300 - active, Anglo Chinese Research, Limited
Christopher John Howe
CE AAD322 - active, Anglo Chinese Research, Limited
Brandon Wai Sum Li
CE BCN572 - active, Anglo Chinese Corporate Finance, Limited
Anna Marie Tham
CE ABH098 - active, Anglo Chinese Corporate Finance, Limited
Charles Yim
CE AZB751 - active, Anglo Chinese Corporate Finance, Limited
Wan Yin Chan
CE BAX638 - active, Anglo Chinese Corporate Finance, Limited
Kevin Chang
CE BSV086 - active, Anglo Chinese Corporate Finance, Limited
Hang Yi Kimberly Ho
CE BUM524 - active, Anglo Chinese Corporate Finance, Limited
Darren Shun Kit Lam
CE BOJ062 - active, Anglo Chinese Corporate Finance, Limited
King Hei Lo
CE BUQ995 - active, Anglo Chinese Corporate Finance, Limited
David Paul Putnam
CE AFU548 - active, Anglo Chinese Corporate Finance, Limited
Meng Wang
CE BNH138 - active, Anglo Chinese Corporate Finance, Limited
Samuel Joshua Zhuo Feng Williams
CE BTQ200 - active, Anglo Chinese Corporate Finance, Limited
Jessica Siu Kar Ong Chan
CE AMG991 - active, Alpha Securities Company Limited
Philip Ka Fai Ong
CE ABH337 - active, Alpha Securities Company Limited
Peter Ka Lueng Ong
CE AAE180 - active, Alpha Securities Company Limited
Kam Kiu Law
CE BTQ857 - active, Alpha Securities Company Limited
So Kum Leung
CE AAE147 - active, Alpha Securities Company Limited
Kwok Lau Clement Tao
CE AAK078 - active, Associated Advisers Limited
Wing Hong Shannon Cheung
CE AEL680 - ceased
Pui San Jenny Ho
CE BMW845 - active, Averest Capital Limited
Ge Sun
CE BNH009 - active, Averest Capital Limited
Vincent Wing Yiu Au
CE BMT432 - active, ALPS Capital Management Limited
Amy Sau Mai Ip
CE ALA835 - active, ALPS Capital Management Limited
Jonathan Ka Yan Lo
CE AQY025 - active, ALPS Capital Management Limited
Audrey Wang
CE ABW094 - active, ALPS Capital Management Limited
Mei Ling Chui
CE AAF390 - active, ALPS Capital Management Limited
Siu Lai Fu
CE BST364 - active, ALPS Capital Management Limited
Kui Bong Jonathan Lau
CE ASF492 - active, ALPS Capital Management Limited
Eva Tsz Yan Lee
CE BEE958 - active, ALPS Capital Management Limited
Benjamin Ka How Lo
CE AQY026 - active, ALPS Capital Management Limited
Ming Hin Mak
CE BRH551 - active, ALPS Capital Management Limited
Ying Yeung Sin
CE BRF748 - active, ALPS Capital Management Limited
Yee Ling Wong
CE BIK044 - active, ALPS Capital Management Limited
Dun He Yong
CE BPS174 - active, ALPS Capital Management Limited
Anson Chan
CE AEZ003 - active, Anuenue Securities Limited
Angela Shing Yam Yau
CE AMS539 - active, Anuenue Securities Limited
Chi Fung Yuen
CE ABU336 - active, Anuenue Advisors Limited
Shih-Neng Hu
CE ALK852 - active, Anuenue Securities Limited
Thebes Lai Kwan Lo
CE ACT431 - active, Anuenue Securities Limited
Wai Hung Wong
CE BJY116 - active, Anuenue Securities Limited
Kin Wing Lee
CE AGJ224 - active, Audrey Chow Securities Limited
Nicholas Lock
CE AHS053 - active, Audrey Chow Securities Limited
To Tung Hui
CE ABG804 - active, Audrey Chow Securities Limited
Kwok Kan Kwan
CE AAG607 - active, Audrey Chow Securities Limited
Sha Ku Susie Yao
CE AAE891 - active, Audrey Chow Securities Limited
Chun Hei Tsang
CE AYV630 - active, ADMIS Hong Kong Limited
Wai Kwong Wong
CE ACG192 - active, ADMIS Hong Kong Limited
Hsin Wei Chen
CE BFA101 - active, ADMIS Hong Kong Limited
Man Hin Li
CE AEN397 - active, ADMIS Hong Kong Limited
Ying Choi Or
CE ADF394 - active, ADMIS Hong Kong Limited
Alex John Bennett
CE ALT866 - active, ABN AMRO Clearing Hong Kong Limited
Man Sai Rina Ku-Martin
CE BNB164 - active, ABN AMRO Clearing Hong Kong Limited
Paul Michael Alfred Pealling
CE AOL748 - active, ABN AMRO Clearing Hong Kong Limited
Valerie Rossi
CE AOY776 - active, ABN AMRO Clearing Hong Kong Limited
David Neil West
CE AOG774 - active, ABN AMRO Clearing Hong Kong Limited
Meng Hwa Wu
CE BTK290 - active, ABN AMRO Clearing Hong Kong Limited
Lufeng Cheng
CE BTB217 - active, ABN AMRO Clearing Hong Kong Limited
Jiayi Cui
CE BTR472 - active, ABN AMRO Clearing Hong Kong Limited
Pak Ling Lee
CE BMG897 - active, ABN AMRO Clearing Hong Kong Limited
Sze Hok Li
CE BVK019 - ceased
Yat Wang Lo
CE BVS613 - active, ABN AMRO Clearing Hong Kong Limited
Hiu Fung Sin
CE BSJ583 - active, ABN AMRO Clearing Hong Kong Limited
Ho Kan Wong
CE BRZ083 - active, ABN AMRO Clearing Hong Kong Limited
Lecky Yee Ming Wong
CE AXB462 - active, ABN AMRO Clearing Hong Kong Limited
Mei Sheung Yip
CE BHB428 - active, ABN AMRO Clearing Hong Kong Limited
Jing Bian
CE AXY811 - active, ABCI Capital Limited
Man Bun Chan
CE APG837 - active, ABCI Securities Company Limited
Ngai Chung Cheng
CE ALZ081 - active, ABCI Securities Company Limited
Xin Dai
CE BBY990 - active, ABCI Securities Company Limited
Qian Guo
CE BRQ615 - active, ABCI Capital Limited
Qun Huang
CE BII870 - active, ABCI Securities Company Limited
Ho Yan Kwan
CE BFW321 - active, ABCI Securities Company Limited
Sally Lin
CE ALV422 - active, ABCI Securities Company Limited
Bei Liu
CE BSA364 - active, ABCI Capital Limited
Wei Qiu
CE BMX296 - active, ABCI Capital Limited
Honglin Wang
CE BVZ546 - active, ABCI Securities Company Limited
Chi Hung Wong
CE ACQ049 - active, ABCI Securities Company Limited
Shaohua Yao
CE AWK450 - active, ABCI Securities Company Limited
Siu Ling Yip
CE ACR509 - active, ABCI Securities Company Limited
Johannes Yu Hang Au
CE AOP023 - active, ABCI Securities Company Limited
Fei Cai
CE BWN746 - active, ABCI Securities Company Limited
Jingyi Cao
CE BVK952 - active, ABCI Securities Company Limited
Ming Yee Chan
CE AFA728 - active, ABCI Securities Company Limited
Nga Wai Chan
CE APJ549 - active, ABCI Securities Company Limited
Ronald Sinn Kuen Chan
CE AFB577 - active, ABCI Securities Company Limited
Veng Chun Chan
CE ANN760 - active, ABCI Securities Company Limited
Tin Sung Chee
CE ADV636 - active, ABCI Securities Company Limited
Yang Chen
CE BWI259 - active, ABCI Capital Limited
Ben Ching
CE AGP524 - active, ABCI Securities Company Limited
Chun Pang Chiu
CE AED827 - active, ABCI Securities Company Limited
Yin Chiu
CE AFW126 - active, ABCI Securities Company Limited
Kam Fung Choi
CE ABY776 - active, ABCI Securities Company Limited
Shun Tim Choi
CE ATX627 - active, ABCI Securities Company Limited
Chun Man Chow
CE AAC885 - active, ABCI Securities Company Limited
Ka Kui Chow
CE AEA286 - active, ABCI Securities Company Limited
Ka Lai Chow
CE AFA297 - active, ABCI Securities Company Limited
Chi Wing Chung
CE BWV692 - active, ABCI Securities Company Limited
Wai Yi Chung
CE BRP022 - active, ABCI Securities Company Limited
Fangqi Dai
CE BPP059 - active, ABCI Securities Company Limited
Luyao Ding
CE BGQ799 - active, ABCI Capital Limited
Buying Dong
CE BWJ793 - active, ABCI Securities Company Limited
Simon Dungey
CE AAE162 - active, ABCI Securities Company Limited
King Fai Fok
CE BLT371 - active, ABCI Securities Company Limited
Cheuk Kwong Fung
CE AQH363 - active, ABCI Securities Company Limited
Zhonghui Gan
CE BDA494 - active, ABCI Securities Company Limited
Zhequan Gu
CE BWH342 - active, ABCI Securities Company Limited
Yixuan Han
CE BRA344 - active, ABCI Capital Limited
Yunhui Hao
CE BRZ086 - active, ABCI Securities Company Limited
Man Chi Flora Heung
CE BRZ091 - active, ABCI Securities Company Limited
Wei Jiang
CE AWS208 - active, ABCI Securities Company Limited
Chui Ying Kam
CE BWQ853 - active, ABCI Securities Company Limited
Kai Ki Kam
CE BQW401 - active, ABCI Securities Company Limited
Bow Lon Kwan
CE AFS964 - active, ABCI Securities Company Limited
Chun On Lam
CE ABQ886 - active, ABCI Securities Company Limited
Kai Cheung Lam
CE AFM574 - active, ABCI Securities Company Limited
Pan Lam
CE AQE969 - active, ABCI Securities Company Limited
Ka Ngai Lau
CE AJF055 - active, ABCI Securities Company Limited
Wa Ching Lau
CE BDJ444 - active, ABCI Capital Limited
Mandy Man Wai Lee
CE AEN446 - active, ABCI Securities Company Limited
Gary Douglas Leong
CE AFF729 - active, ABCI Securities Company Limited
Kam Wa Janet Leung
CE ATF009 - active, ABCI Securities Company Limited
Na Li
CE BNJ843 - active, ABCI Capital Limited
Pui Li
CE BEJ354 - active, ABCI Securities Company Limited
Shaozong Li
CE BVF643 - active, ABCI Asset Management Limited
Shaoxing Lin
CE BJI216 - active, ABCI Capital Limited
Bohong Liu
CE BOF017 - active, ABCI Securities Company Limited
Jia Liu
CE BLT540 - active, ABCI Securities Company Limited
Peinan Liu
CE BLQ400 - active, ABCI Capital Limited
Yanming Liu
CE BSR135 - active, ABCI Capital Limited
Yunqi Liu
CE BRS311 - active, ABCI Capital Limited
Zhijian Liu
CE BXP844 - active, ABCI Capital Limited
Wai Lok
CE AEL915 - active, ABCI Securities Company Limited
Chiu Chun Ngan
CE BAE640 - active, ABCI Securities Company Limited
Hongxing Pan
CE BAQ830 - active, ABCI Securities Company Limited
Ting Ting Pang
CE APH428 - active, ABCI Securities Company Limited
Ching Peng
CE BTB077 - active, ABCI Securities Company Limited
Sisi Ren
CE BOD202 - active, ABCI Capital Limited
Ching Man So
CE AOV538 - active, ABCI Securities Company Limited
Chuanqi Sun
CE BOK319 - active, ABCI Capital Limited
Qi Sun
CE BQV773 - active, ABCI Securities Company Limited
Jessica Tai Mui Ying Tam
CE ASE660 - active, ABCI Securities Company Limited
Chung Tsui
CE ARN177 - active, ABCI Securities Company Limited
Chun Wing Wong
CE AUD220 - active, ABCI Securities Company Limited
Michael Chung Lim Wong
CE ACA379 - active, ABCI Securities Company Limited
Mun Wing Wong
CE ADN616 - active, ABCI Securities Company Limited
Siu Han Wong
CE AFZ500 - active, ABCI Securities Company Limited
Wai Hong Wong
CE AFC469 - active, ABCI Securities Company Limited
Dongmei Wu
CE BIO022 - active, ABCI Securities Company Limited
Hanhan Wu
CE BXK232 - active, ABCI Capital Limited
Kaixiang Wu
CE BRD478 - active, ABCI Securities Company Limited
Bingxuan Xu
CE BMQ336 - active, ABCI Capital Limited
Rongyu Yang
CE BUT305 - active, ABCI Securities Company Limited
Albertina Yeung
CE AEW063 - active, ABCI Securities Company Limited
Pagky Shu Wai Yeung
CE AGC706 - active, ABCI Securities Company Limited
Qing Zhang
CE BAF626 - active, ABCI Securities Company Limited
Wenhao Zhang
CE BXG061 - active, ABCI Capital Limited
Xiaohan Zhou
CE BJE946 - active, ABCI Capital Limited
Tsz Shing Law
CE BGB433 - active, Apricot Capital (Hong Kong) Limited
Kam Yui Wong
CE BPV268 - active, Apricot Capital (Hong Kong) Limited
Ying Lung Dende Ip
CE BKN011 - active, Apricot Capital (Hong Kong) Limited
Savelii Spiridov
CE BXJ312 - active, Apricot Capital (Hong Kong) Limited
Kin Hung Chow
CE AGF156 - active, AllianceBernstein Hong Kong Limited
James Edward Hullah
CE BEC495 - active, AllianceBernstein Hong Kong Limited
Mei-Fang Lin
CE ANH007 - active, AllianceBernstein Hong Kong Limited
Eric Kar Hang Liu
CE BBM579 - active, AllianceBernstein Hong Kong Limited
Thierry Vincent Taglione
CE AYT805 - active, AllianceBernstein Hong Kong Limited
David Nicholas Wong
CE AFF074 - active, AllianceBernstein Hong Kong Limited
Lily Zheng
CE AWJ166 - active, AllianceBernstein Hong Kong Limited
Youwei Chen
CE BWT144 - active, AllianceBernstein Hong Kong Limited
Hua Cheng
CE AXQ586 - active, AllianceBernstein Hong Kong Limited
Yan Yee Jenny Chow
CE BVJ713 - active, AllianceBernstein Hong Kong Limited
Daisy Sze Kie Chung
CE AIG183 - active, AllianceBernstein Hong Kong Limited
Ying Pan Chung
CE BSJ241 - ceased
Jingwen Huang
CE BRX061 - active, AllianceBernstein Hong Kong Limited
Cheng-Hui Kao
CE ALB059 - active, AllianceBernstein Hong Kong Limited
You-Yu Kuo
CE BXG827 - ceased
Trevor Siu Kai Kwong
CE BRM417 - active, AllianceBernstein Hong Kong Limited
Hiu Man Vivian Lam
CE BQB404 - active, AllianceBernstein Hong Kong Limited
Chak Wong Lee
CE BUA118 - active, AllianceBernstein Hong Kong Limited
Hoi Yee Connie Li
CE BFL337 - active, AllianceBernstein Hong Kong Limited
Shuk Kwan Li
CE BWT254 - active, AllianceBernstein Hong Kong Limited
Brian Shiu Wing Lo
CE AYB949 - active, AllianceBernstein Hong Kong Limited
Victor Yanqi Ma
CE BPR485 - active, AllianceBernstein Hong Kong Limited
Cheuk Fung Ng
CE BHX466 - active, AllianceBernstein Hong Kong Limited
Sze Man Ngai
CE BGH932 - active, AllianceBernstein Hong Kong Limited
John Evans Oden
CE AOU898 - active, AllianceBernstein Hong Kong Limited
Jason Richard Pang
CE AXO296 - active, AllianceBernstein Hong Kong Limited
Yoonbum Park
CE APR773 - active, AllianceBernstein Hong Kong Limited
Arvind Singh
CE BUV242 - active, AllianceBernstein Hong Kong Limited
Yunpeng Song
CE BPY129 - active, AllianceBernstein Hong Kong Limited
Keynes Kin Yip Tin
CE AFZ530 - active, AllianceBernstein Hong Kong Limited
Wai Ting
CE BQK284 - active, AllianceBernstein Hong Kong Limited
Lok Tung Zita Tsui
CE BSM541 - active, AllianceBernstein Hong Kong Limited
Diwakar Vijayvergia
CE BGK418 - active, AllianceBernstein Hong Kong Limited
Ka Yi Wong
CE BPQ346 - active, AllianceBernstein Hong Kong Limited
Siu Yin Wong
CE BDN280 - active, AllianceBernstein Hong Kong Limited
Chapman Tsan Man Wong
CE AEH756 - active, AllianceBernstein Hong Kong Limited
Wing Lam Wong
CE ARK450 - active, AllianceBernstein Hong Kong Limited
Wai Ling Yan
CE BDJ573 - active, AllianceBernstein Hong Kong Limited
Jiao Zhang
CE BUC370 - active, AllianceBernstein Hong Kong Limited
May Mei Yan Fung
CE ADI453 - active, Anli Securities Limited
Ronald See King Ko
CE AFS701 - active, Anli Securities Limited
Debby Mei Ying Chan
CE ASQ159 - active, Anli Securities Limited
Yee Tat Fong
CE AUP910 - active, Anli Securities Limited
Meilin Yan
CE BUS580 - active, Anli Securities Limited