Mario Koesoemo
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Mario Koesoemo, a licensed Representative with CE reference BOD638. Currently licensed at 2 firm(s): UBS Securities Asia Limited, UBS Securities Hong Kong Limited. Active regulated activities: Type 1 - Dealing in securities; Type 2 - Dealing in futures contracts. Total licence records on file: 7.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| UBS Securities Asia Limited | Rep | Type 1 - Dealing in securities | 2023-09-25 | present |
| UBS Securities Hong Kong Limited | Rep | Type 1 - Dealing in securities | 2023-09-25 | present |
| UBS Securities Asia Limited | Rep | Type 2 - Dealing in futures contracts | 2023-09-25 | present |
| UBS Securities Hong Kong Limited | Rep | Type 2 - Dealing in futures contracts | 2023-09-25 | present |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2019-02-28 | 2023-08-15 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2019-02-28 | 2023-08-15 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2019-02-28 | 2023-08-15 |