Randy I Abrams
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Randy I Abrams, CE reference AUW910. Currently licensed at 1 firm(s): UBS Securities Asia Limited. Total licence records on file: 7.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| UBS Securities Asia Limited | Rep | Type 4 — Advising on securities | 2025-05-12 | present |
| UBS Securities Asia Limited | Rep | Type 4 — Advising on securities | 2025-02-14 | 2025-02-24 |
| UBS Securities Asia Limited | Rep | Type 4 — Advising on securities | 2024-11-01 | 2024-11-07 |
| UBS Securities Asia Limited | Rep | Type 4 — Advising on securities | 2024-09-17 | 2024-09-23 |
| UBS Securities Asia Limited | Rep | Type 4 — Advising on securities | 2024-05-24 | 2024-06-17 |
| UBS Securities Asia Limited | Rep | Type 4 — Advising on securities | 2024-01-09 | 2024-01-17 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2010-03-19 | 2010-04-19 |