Hong Kong SFC Licensed Individuals Directory
A crawlable directory of Representatives, Responsible Officers and historical individual licensees in the Hong Kong SFC public register.
Ying Yiu Chan
CE AAH281 - active, Tai Tak Securities (Asia) Limited
Sai Ping Wu
CE BNX467 - active, Tai Tak Securities (Asia) Limited
Ip Ying Hau
CE ACW179 - active, Tai Tak Securities (Asia) Limited
Kenneth Kam Kee Ho
CE ACB355 - active, Tai Tak Securities (Asia) Limited
Wendy Pui Fun Lee
CE ACW272 - active, Tai Tak Securities (Asia) Limited
Wai Leung Michael Lee
CE AWJ511 - active, Tai Tak Securities (Asia) Limited
Kai Kwong Wong
CE AAE195 - active, Tai Tak Securities (Asia) Limited
Alice Kwok Lai Wong
CE ACZ177 - active, Tai Tak Securities (Asia) Limited
Yuk Ming (SFC:AEY116) Wong
CE AEY116 - active, Tai Tak Securities (Asia) Limited
Jor Man Yam
CE AAH270 - active, Tai Tak Securities (Asia) Limited
Ngai Sang Yu
CE AAA561 - active, Tai Tak Securities (Asia) Limited
Yim Lan Yuen
CE AAH263 - active, Tai Tak Securities (Asia) Limited
Ji (SFC:ALO251) Chen
CE ALO251 - active, Taikang Asset Management (Hong Kong) Company Limited
Yilun (SFC:BBU461) Chen
CE BBU461 - active, Taikang Asset Management (Hong Kong) Company Limited
Guosheng Duan
CE ARG106 - active, Taikang Asset Management (Hong Kong) Company Limited
Tieliang Feng
CE BFN501 - active, Taikang Asset Management (Hong Kong) Company Limited
Congli Hu
CE AVA047 - active, Taikang Asset Management (Hong Kong) Company Limited
Jiajie (SFC:BWL593) Lin
CE BWL593 - active, Taikang Asset Management (Hong Kong) Company Limited
Ming For Sze
CE AFD099 - active, Taikang Asset Management (Hong Kong) Company Limited
Jingguo Zhang
CE ARG108 - active, Taikang Asset Management (Hong Kong) Company Limited
Le (SFC:AXS730) Zhang
CE AXS730 - active, Taikang Asset Management (Hong Kong) Company Limited
Liang Bao
CE BUQ341 - active, Taikang Asset Management (Hong Kong) Company Limited
Ho Ming (SFC:BDN235) Chan
CE BDN235 - active, Taikang Asset Management (Hong Kong) Company Limited
Lik Chun Leo Chan
CE BST454 - active, Taikang Asset Management (Hong Kong) Company Limited
To Chan
CE AMF426 - active, Taikang Asset Management (Hong Kong) Company Limited
Henry Wing Hang Chan
CE ANR826 - active, Taikang Asset Management (Hong Kong) Company Limited
Yang (SFC:BNS682) Chen
CE BNS682 - active, Taikang Asset Management (Hong Kong) Company Limited
Kam Hung Cheung
CE AJE683 - active, Taikang Asset Management (Hong Kong) Company Limited
Shen Ding
CE BLU709 - active, Taikang Asset Management (Hong Kong) Company Limited
Wenjie Ding
CE BUX704 - active, Taikang Asset Management (Hong Kong) Company Limited
Yixin (SFC:BGP112) Ding
CE BGP112 - active, Taikang Asset Management (Hong Kong) Company Limited
Xuehong Gao
CE BRG026 - active, Taikang Asset Management (Hong Kong) Company Limited
Chun Yin Gee
CE BTR449 - active, Taikang Asset Management (Hong Kong) Company Limited
Chen Kai Huang
CE BGJ241 - active, Taikang Asset Management (Hong Kong) Company Limited
Ting Huang
CE BSF168 - active, Taikang Asset Management (Hong Kong) Company Limited
Yam San Iu
CE AIN691 - ceased
Kaiqiang Ji
CE BOW615 - active, Taikang Asset Management (Hong Kong) Company Limited
Edmond Ho Yip Law
CE APM147 - active, Taikang Asset Management (Hong Kong) Company Limited
Yip Chi Law
CE BRK415 - active, Taikang Asset Management (Hong Kong) Company Limited
Chao (SFC:BKE572) Li
CE BKE572 - active, Taikang Asset Management (Hong Kong) Company Limited
Hanyang Li
CE BQZ779 - active, Taikang Asset Management (Hong Kong) Company Limited
Rui (SFC:BGL067) Li
CE BGL067 - active, Taikang Asset Management (Hong Kong) Company Limited
Chak Ming Liu
CE ARI016 - active, Taikang Asset Management (Hong Kong) Company Limited
Yi Fan Lo
CE BSH231 - active, Taikang Asset Management (Hong Kong) Company Limited
Na Lu
CE BNP594 - active, Taikang Asset Management (Hong Kong) Company Limited
Xi Lu
CE BPW675 - active, Taikang Asset Management (Hong Kong) Company Limited
Jibo Ma
CE AOR544 - active, Taikang Asset Management (Hong Kong) Company Limited
Yili Mou
CE ARD767 - active, Taikang Asset Management (Hong Kong) Company Limited
Haitian Mu
CE BOU254 - active, Taikang Asset Management (Hong Kong) Company Limited
King Kwong Ng
CE APS297 - active, Taikang Asset Management (Hong Kong) Company Limited
Chen (SFC:BES160) Shen
CE BES160 - active, Taikang Asset Management (Hong Kong) Company Limited
Jingyi Su
CE BUU154 - active, Taikang Asset Management (Hong Kong) Company Limited
Zhenhua Su
CE BWC140 - active, Taikang Asset Management (Hong Kong) Company Limited
Siyu (SFC:BRN963) Wang
CE BRN963 - active, Taikang Asset Management (Hong Kong) Company Limited
Wen-Hsin Wang
CE BBK193 - active, Taikang Asset Management (Hong Kong) Company Limited
Xiuting Wang
CE BWD213 - active, Taikang Asset Management (Hong Kong) Company Limited
Joe Chun Sing Wong
CE AJF726 - active, Taikang Asset Management (Hong Kong) Company Limited
Jieyun Wu
CE AXQ260 - active, Taikang Asset Management (Hong Kong) Company Limited
Xiao (SFC:BGY985) Xu
CE BGY985 - active, Taikang Asset Management (Hong Kong) Company Limited
Zhiyong Yan
CE BVY974 - active, Taikang Asset Management (Hong Kong) Company Limited
Jun (SFC:BSF183) Yang
CE BSF183 - active, Taikang Asset Management (Hong Kong) Company Limited
Kaihua Yang
CE AVY863 - active, Taikang Asset Management (Hong Kong) Company Limited
Yang (SFC:ARH481) Yang
CE ARH481 - active, Taikang Asset Management (Hong Kong) Company Limited
Lan Ye
CE BOB583 - active, Taikang Asset Management (Hong Kong) Company Limited
Mingyang Ye
CE BWS252 - active, Taikang Asset Management (Hong Kong) Company Limited
Yuhui Yin
CE BRR191 - active, Taikang Asset Management (Hong Kong) Company Limited
Tianqi Yun
CE BPM321 - active, Taikang Asset Management (Hong Kong) Company Limited
Chenyu (SFC:BSH840) Zhang
CE BSH840 - active, Taikang Asset Management (Hong Kong) Company Limited
Han (SFC:BIE642) Zhang
CE BIE642 - active, Taikang Asset Management (Hong Kong) Company Limited
Quanda Zhang
CE BSP514 - active, Taikang Asset Management (Hong Kong) Company Limited
Yu (SFC:BRV022) Zhang
CE BRV022 - active, Taikang Asset Management (Hong Kong) Company Limited
Zhongwen Zhang
CE BKY288 - active, Taikang Asset Management (Hong Kong) Company Limited
Haoyang Zhao
CE BTC021 - active, Taikang Asset Management (Hong Kong) Company Limited
Siyu Zhou
CE BDI771 - active, Taikang Asset Management (Hong Kong) Company Limited
Yibo Zhou
CE BRX180 - active, Taikang Asset Management (Hong Kong) Company Limited
Yong (SFC:BUD727) Chen
CE BUD727 - active, Taiping Assets Management (HK) Company Limited
Liufeng Lyu
CE BJE217 - active, Taiping Assets Management (HK) Company Limited
Qingding Yang
CE BQF794 - active, Taiping Assets Management (HK) Company Limited
Jie (SFC:BWH310) Bai
CE BWH310 - active, Taiping Assets Management (HK) Company Limited
Chiung Fang Chang
CE BQN260 - active, Taiping Assets Management (HK) Company Limited
Junran Chen
CE BWD372 - active, Taiping Assets Management (HK) Company Limited
Xiao (SFC:BXK217) Chen
CE BXK217 - active, Taiping Assets Management (HK) Company Limited
Ximing (SFC:BGM147) Chen
CE BGM147 - active, Taiping Assets Management (HK) Company Limited
Yuwei Cheng
CE BTL470 - active, Taiping Assets Management (HK) Company Limited
Yu (SFC:BLX951) Dong
CE BLX951 - active, Taiping Assets Management (HK) Company Limited
Wai Fang
CE AOE794 - active, Taiping Assets Management (HK) Company Limited
Qiaoyi Gu
CE AUZ363 - active, Taiping Assets Management (HK) Company Limited
Yangrongrong Gu
CE BMV793 - active, Taiping Assets Management (HK) Company Limited
Xiaoling (SFC:BNX469) Hu
CE BNX469 - active, Taiping Assets Management (HK) Company Limited
Can (SFC:BTF591) Huang
CE BTF591 - active, Taiping Assets Management (HK) Company Limited
Xiangkai Jiang
CE BTV086 - active, Taiping Assets Management (HK) Company Limited
Di Li
CE BSA069 - active, Taiping Assets Management (HK) Company Limited
Jian (SFC:BFU979) Li
CE BFU979 - active, Taiping Assets Management (HK) Company Limited
Minjing Li
CE BVE957 - active, Taiping Assets Management (HK) Company Limited
Chuqin Liao
CE BLI484 - active, Taiping Assets Management (HK) Company Limited
Yujun Lin
CE AYK934 - active, Taiping Assets Management (HK) Company Limited
Xiao (SFC:BQT701) Liu
CE BQT701 - active, Taiping Assets Management (HK) Company Limited
Shulin Miao
CE BJH269 - active, Taiping Assets Management (HK) Company Limited
Zhou Ruan
CE BWN509 - active, Taiping Assets Management (HK) Company Limited
Zhehao Shi
CE BRP853 - active, Taiping Assets Management (HK) Company Limited
Jialu Si
CE BTL487 - ceased
Xuelin Tong
CE BTF546 - active, Taiping Assets Management (HK) Company Limited
Jingyuan Wang
CE BTF515 - active, Taiping Assets Management (HK) Company Limited
Xuan (SFC:BKT409) Wang
CE BKT409 - active, Taiping Assets Management (HK) Company Limited
Yicheng Wang
CE BLN140 - active, Taiping Assets Management (HK) Company Limited
Yue (SFC:BTF392) Wang
CE BTF392 - active, Taiping Assets Management (HK) Company Limited
Tsui Fa Wong
CE ANR003 - active, Taiping Assets Management (HK) Company Limited
Tianyang Xiao
CE BDV085 - active, Taiping Assets Management (HK) Company Limited
Yifan (SFC:BGZ607) Yang
CE BGZ607 - active, Taiping Assets Management (HK) Company Limited
Yixin Yang
CE BQL514 - active, Taiping Assets Management (HK) Company Limited
Pak Hang Yu
CE AOA850 - active, Taiping Assets Management (HK) Company Limited
Xin Bin Yu
CE BPN221 - active, Taiping Assets Management (HK) Company Limited
Jiangfan Zhang
CE BMX541 - active, Taiping Assets Management (HK) Company Limited
Ting (SFC:BJT278) Zhang
CE BJT278 - active, Taiping Assets Management (HK) Company Limited
Xuefeng Zhang
CE BFS502 - active, Taiping Assets Management (HK) Company Limited
Qian (SFC:BMM556) Zhao
CE BMM556 - active, Archbridge Capital Partners Limited
Jingxiao Zhou
CE BSZ110 - active, Taiping Assets Management (HK) Company Limited
Yiyan (SFC:BMW351) Zhu
CE BMW351 - active, Taiping Assets Management (HK) Company Limited
Jing (SFC:BQF550) Zou
CE BQF550 - active, Taiping Assets Management (HK) Company Limited
Sin Ming Chan
CE AEL808 - active, Taiping Securities (HK) Co Limited
Chi Man Cheung
CE AFR997 - active, Taiping Securities (HK) Co Limited
Cally Ching Man Tang
CE ABR236 - active, Taiping Securities (HK) Co Limited
Liren Chen
CE APA620 - active, Tairen Capital Limited
Christopher Jiang
CE ATI411 - active, Tairen Capital Limited
C C Clark Wang
CE ANG377 - active, Tairen Capital Limited
Muye Xu
CE BLW942 - active, Tairen Capital Limited
Ju Hung Cheng
CE BWH596 - active, Tairen Capital Limited
Meng (SFC:BUS261) Dai
CE BUS261 - active, Tairen Capital Limited
Zheyu Fang
CE BUY015 - active, Tairen Capital Limited
Lifeixuan Hong
CE BWH644 - active, Tairen Capital Limited
Lihui Huang
CE AQZ960 - active, Tairen Capital Limited
Chaoran Li
CE BTY087 - active, Tairen Capital Limited
Le Zou
CE BVC339 - active, Tairen Capital Limited
Hon Man Ng
CE BBX599 - active, Tamar Alliance Capital Limited
George Ki Sam Wong
CE BNO718 - active, Tamar Alliance Capital Limited
Chengjie Shen
CE AVQ799 - active, Tang Wealth International Limited
Williams Chung Yin Tung
CE AAY751 - active, Tang Wealth International Limited
Ting Zhao
CE BRQ560 - active, Tang Wealth International Limited
Shaohong Guo
CE BFO843 - active, Tap Capital Limited
Chengfang Liang
CE BQN319 - active, Tap Capital Limited
Pui Shan Suen
CE BBS465 - active, Target Capital Management Limited
Lei (SFC:AJD048) Sun
CE AJD048 - active, Target Capital Management Limited
Wing Shan Tam
CE BIG647 - active, Target Capital Management Limited
Bing (SFC:BRQ682) Zhang
CE BRQ682 - active, Target Capital Management Limited
Hung Chung Chang
CE BIV463 - active, Target Capital Management Limited
Chih Che Chen
CE BIY473 - active, Target Capital Management Limited
Darwin Pak Hang Cheung
CE ABQ012 - active, Target Capital Management Limited
Yanni Duan
CE BHU468 - active, Target Capital Management Limited
Chun Kit Lai
CE BGH428 - active, Target Capital Management Limited
Chi Wai Anthony Lau
CE BKD113 - active, Target Capital Management Limited
Cathy Wai Ping Lau
CE AUX352 - active, Target Capital Management Limited
Wai Kuen Lee
CE BIT272 - active, Target Capital Management Limited
Yin Tak Lee
CE AFU886 - active, Target Capital Management Limited
Alex Ka Bo Mak
CE AEH886 - active, Target Capital Management Limited
Kai Yin Tam
CE BRZ320 - active, Target Capital Management Limited
Pei Du
CE BUD048 - active, Target Securities International Limited
Juhui Li
CE BUM118 - active, Target Securities International Limited
Yuet Ning Chan
CE BSX148 - ceased
Chi Wang Lee
CE BBA276 - active, Target Securities International Limited
Ka Wa Poon
CE BWZ775 - active, Target Securities International Limited
Yu (SFC:BTT101) Sun
CE BTT101 - active, Target Securities International Limited
Sung Kei Ko
CE ASS701 - active, Telligent Capital Management Limited
Ching Shan Lin
CE AAC005 - active, Telligent Capital Management Limited
George Yueh Shyan Lin
CE AMU379 - active, Telligent Capital Management Limited
John Jiun Haun Lin
CE AMU380 - active, Telligent Capital Management Limited
Man Chun (SFC:AOC751) Wong
CE AOC751 - active, Telligent Capital Management Limited
Man Yan Chan
CE BVL806 - active, Telligent Capital Management Limited
Mei Lam Li
CE BRZ756 - active, Telligent Capital Management Limited
King Ngai Yim
CE BIJ687 - active, Telligent Capital Management Limited
Tit Tsang Chow
CE AFG846 - active, Templeton Asset Management Ltd
Tek Khoan Ong
CE ACY656 - active, Templeton Asset Management Ltd
Wing Shing Chu
CE ATW451 - active, Templeton Asset Management Ltd
Nicholas Lick Ko Chui
CE AXB053 - active, Templeton Asset Management Ltd
Kiu Sum Leung
CE ALI069 - active, Templeton Asset Management Ltd
Chong (SFC:BEB923) Liu
CE BEB923 - active, Templeton Asset Management Ltd
Ka Leung Mok
CE AKX399 - active, Templeton Asset Management Ltd
Nin Sun Pong
CE AKX403 - active, Templeton Asset Management Ltd
Tong (SFC:BSE060) Sun
CE BSE060 - active, Templeton Asset Management Ltd
Lap Shun Wong
CE AXD930 - active, Templeton Asset Management Ltd
Nicolas Charles Philippe de Mascarel de la Corbiere
CE BCG185 - active, Templewater Hong Kong Limited
Yufeng Wan
CE BNC890 - active, Templewater Hong Kong Limited
Averey Keefe Chan
CE BTK671 - active, Templewater Hong Kong Limited
Ting (SFC:BMV114) Chen
CE BMV114 - active, Templewater Hong Kong Limited
Yan Ho Cheung
CE BBP378 - active, Templewater Hong Kong Limited
Michael Chou
CE BBW923 - active, Templewater Hong Kong Limited
Simon Sai Cheong Chuk
CE AWW236 - active, Templewater Hong Kong Limited
Jiasu Deng
CE BMX688 - active, Templewater Hong Kong Limited
Yue Feng Du
CE BTG891 - active, Templewater Hong Kong Limited
Xirui Han
CE BTZ282 - active, Templewater Hong Kong Limited
Baidi Li
CE BTV711 - active, Templewater Hong Kong Limited
Jason Sze Kwok Li
CE BQP321 - active, Templewater Hong Kong Limited
Lucheng Li
CE BKL414 - active, Templewater Hong Kong Limited
Yihan Li
CE BOC772 - active, Templewater Hong Kong Limited
Rishabh Narayan Mulchandani
CE BWR386 - active, Templewater Hong Kong Limited
Ngoc Phong Lan Phan
CE BWF640 - active, Templewater Hong Kong Limited
Shubham Vilasrao Rampalliwar
CE BTR013 - active, Templewater Hong Kong Limited
Yang Si
CE BRP122 - active, Templewater Hong Kong Limited
Chung Lok Sze
CE BQO516 - active, Templewater Hong Kong Limited
Alfred Ngan Fai Wong
CE BTV712 - active, Templewater Hong Kong Limited
Yujie Ye
CE BVO765 - active, Templewater Hong Kong Limited
Kun (SFC:AYX057) Zhang
CE AYX057 - active, Templewater Hong Kong Limited
Puqian Zhou
CE BDV086 - active, Templewater Hong Kong Limited
Pengwei Luo
CE AJC185 - active, Ten Asset Management Limited
Che Wei Hsu
CE AVJ136 - active, Ten Asset Management Limited
Jianping Hu
CE BOF046 - active, Tenbagger Investment Management (Hong Kong) Limited
Lan Lin
CE BCI747 - active, Tenbagger Investment Management (Hong Kong) Limited
Chak Keung Ngan
CE ACZ334 - active, Tengard Fund Management Limited
Wai Mai Regina Wan
CE AWL917 - active, Tengard Fund Management Limited
Kwok Cheong Ho
CE ARO129 - active, Tengard Fund Management Limited
Yuen Lai Lo
CE BVQ941 - active, Tengard Fund Management Limited
Kit Tse
CE BSE019 - active, Tengard Fund Management Limited
Keiko Watanabe
CE BJT480 - active, Tengard Fund Management Limited
Qian (SFC:BIB808) Xu
CE BIB808 - active, Tengard Fund Management Limited
Choi Yuk Ying
CE BQC245 - active, Tensant Securities Limited
Dong Wen Chen
CE BPT403 - active, Theia Securities Limited
Junpeng Chen
CE BTR953 - active, Theia Securities Limited
Sze Wai Choy
CE BDM840 - active, Theia Securities Limited
William Siu Lung Chun
CE AXK422 - active, Theia Securities Limited
Barry Ho Cheong Leung
CE ALY163 - active, Theia Securities Limited
Tao Lin
CE BRA893 - active, Theia Securities Limited
Yihang Zhang
CE BWL383 - ceased
Pak Cheung Hung
CE AEG822 - active, Thing On Securities Limited
Fung Yuen Wong
CE ACI594 - active, Thing On Securities Limited
Derick Wong Ngo
CE AIB759 - active, Thing On Securities Limited
Laura Sui Yuen Lam
CE APP451 - active, Thing On Securities Limited
Cho Ming Wong
CE AAE473 - active, Thing On Securities Limited
Chung Tak Wong
CE ACJ205 - active, Thing On Securities Limited
Roland Ka Yeung Wong
CE AXV218 - active, Thing On Securities Limited
Tiantian Yang
CE BHZ119 - active, Thing On Securities Limited
Margo Cheuk Luen Chan
CE AHY077 - active, Threadneedle Portfolio Services Hong Kong Limited
Heidy Ching Tse
CE AZO179 - active, Threadneedle Portfolio Services Hong Kong Limited
Angie Chor Ching Cheung
CE AXN119 - active, Threadneedle Portfolio Services Hong Kong Limited
Wan Lam Chloe Cheung
CE BMW791 - active, Threadneedle Portfolio Services Hong Kong Limited
Arthur Anthony Condron III
CE BMW325 - active, Threadneedle Portfolio Services Hong Kong Limited
Andrew Charles Harvie
CE BMH512 - active, Threadneedle Portfolio Services Hong Kong Limited
Konstantin Kleyman
CE BXF148 - active, Threadneedle Portfolio Services Hong Kong Limited
Mei Mei Kwan
CE APX211 - active, Threadneedle Portfolio Services Hong Kong Limited
Matthew Barry Le Blanc
CE BXQ672 - active, Threadneedle Portfolio Services Hong Kong Limited
Yifei Li
CE BPK056 - active, Threadneedle Portfolio Services Hong Kong Limited
Daisuke Nomoto
CE BXI539 - active, Threadneedle Portfolio Services Hong Kong Limited
Vimal Prabhu Patel
CE BVS205 - active, Threadneedle Portfolio Services Hong Kong Limited
Yu Kang Tsang
CE BXH830 - active, Threadneedle Portfolio Services Hong Kong Limited
Felix Tak Mong Lee
CE AHV479 - active, Tianda Securities Limited
Tak Wing Lo
CE AZD137 - active, Tianda Asset Management Limited
Chi Kit Pun
CE BUS305 - active, Tianda Asset Management Limited
Ying Wah Li
CE ALF027 - active, Tianli Financial Limited
Shui Wai Siu
CE BNH566 - active, Tianli Financial Limited
Ying (SFC:BOT805) Chen
CE BOT805 - active, Tianli Financial Limited
Fan (SFC:BRR981) Xu
CE BRR981 - active, Tianli Financial Limited
Wenshuang Zhang
CE BSX490 - active, Tianli Financial Limited