Wai Lam Yiu
姚瑋霖
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wai Lam Yiu (姚瑋霖), CE reference BHB449. Currently licensed at 1 firm(s): UBS Asset Management (Hong Kong) Limited. Total licence records on file: 7.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| UBS Asset Management (Hong Kong) Limited | Rep | Type 9 — Asset management | 2021-01-18 | present |
| UBS Asset Management (Hong Kong) Limited | Rep | Type 1 — Dealing in securities | 2020-04-20 | present |
| UBS Asset Management (Hong Kong) Limited | Rep | Type 4 — Advising on securities | 2020-04-20 | present |
| Haitong International Securities Company Limited 海通國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2019-06-14 | 2020-03-19 |
| Haitong International Securities Company Limited 海通國際證券有限公司 |
Rep | Type 4 — Advising on securities | 2019-03-27 | 2020-03-19 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 — Dealing in securities | 2016-02-29 | 2018-09-11 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 4 — Advising on securities | 2016-02-29 | 2018-10-02 |