Yee Huen Kwok
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yee Huen Kwok (郭懿萱), a licensed Representative with CE reference BOP344. Currently licensed at 1 firm(s): UBS Asset Management (Hong Kong) Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities. This person has 6.9 years of SFC licence history. Total licence records on file: 2.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| UBS Asset Management (Hong Kong) Limited | Rep | Type 1 - Dealing in securities | 2019-07-25 | present |
| UBS Asset Management (Hong Kong) Limited | Rep | Type 4 - Advising on securities | 2019-07-25 | present |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Yee Huen Kwok during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.