Alan Metin Ersoy
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Alan Metin Ersoy, CE reference AOY949. Currently licensed at 2 firm(s): UBS Securities Hong Kong Limited, UBS Securities Asia Limited. Total licence records on file: 13.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| UBS Securities Hong Kong Limited | Rep | Type 7 — Providing automated trading services | 2019-02-01 | present |
| UBS Securities Asia Limited | RO | Type 1 — Dealing in securities | 2018-09-21 | present |
| UBS Securities Hong Kong Limited | RO | Type 1 — Dealing in securities | 2018-09-21 | present |
| UBS Securities Asia Limited | Rep | Type 2 — Dealing in futures contracts | 2017-11-06 | present |
| UBS Securities Hong Kong Limited | Rep | Type 2 — Dealing in futures contracts | 2017-11-06 | present |
| UBS Securities Asia Limited | Rep | Type 1 — Dealing in securities | 2017-11-06 | 2018-09-21 |
| UBS Securities Hong Kong Limited | Rep | Type 1 — Dealing in securities | 2017-11-06 | 2018-09-21 |
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2015-09-09 | 2016-01-21 |
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2015-09-09 | 2016-01-21 |
| Merrill Lynch Far East Limited | Rep | Type 2 — Dealing in futures contracts | 2010-08-24 | 2015-05-27 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 — Dealing in securities | 2007-06-01 | 2015-05-27 |
| Merrill Lynch Far East Limited | Rep | Type 1 — Dealing in securities | 2007-06-01 | 2015-05-27 |
| Merrill Lynch Futures (Hong Kong) Limited | Rep | Type 2 — Dealing in futures contracts | 2007-06-01 | 2010-08-24 |