Yat Lee
李逸
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yat Lee (李逸), a licensed former licensee with CE reference BTM363. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| UBS Securities Asia Limited | Rep | Type 1 - Dealing in securities | 2023-12-07 | 2026-03-24 |
| UBS Securities Hong Kong Limited | Rep | Type 1 - Dealing in securities | 2023-12-07 | 2026-03-24 |
| UBS Securities Asia Limited | Rep | Type 2 - Dealing in futures contracts | 2023-12-07 | 2026-03-24 |
| UBS Securities Hong Kong Limited | Rep | Type 2 - Dealing in futures contracts | 2023-12-07 | 2026-03-24 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2023-02-16 | 2023-11-19 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2023-02-16 | 2023-11-19 |