Chen Wang

王晨
CE No. BBL390 Active

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Chen Wang (王晨), a licensed Representative with CE reference BBL390. Currently licensed at 1 firm(s): UBS Asset Management (Hong Kong) Limited. Active regulated activities: Type 4 - Advising on securities; Type 9 - Asset management. This person has 9.9 years of SFC licence history. Total licence records on file: 4.

Licence history

FirmRoleRegulated activityFromTo
UBS Asset Management (Hong Kong) Limited Rep Type 4 - Advising on securities 2019-12-11 present
UBS Asset Management (Hong Kong) Limited Rep Type 9 - Asset management 2019-12-11 present
SDIC Securities (Hong Kong) Limited
國投證券(香港)有限公司
Rep Type 4 - Advising on securities 2014-12-19 2016-07-19
Jefferies Hong Kong Limited
富瑞金融集團香港有限公司
Rep Type 4 - Advising on securities 2013-06-24 2014-10-31

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