Hong Kong SFC Licensed Individuals Directory
A crawlable directory of Representatives, Responsible Officers and historical individual licensees in the Hong Kong SFC public register.
Bei (SFC:BIC122) Li
CE BIC122 - active, Tianlong Securities Co., Limited
Shung Kai Ng
CE ARE819 - active, Tianlong Securities Co., Limited
Lizhang Miao
CE BVL568 - active, Tianlong Securities Co., Limited
Tingting Qiu
CE BUT156 - ceased
Tao (SFC:BVW999) Zhang
CE BVW999 - active, Tianqin International Asset Management Limited
Chi Hei Fung
CE AQC818 - active, Tiger Faith Asset Management Limited
Wing Kwan Hung
CE BJC382 - active, Tiger Faith Asset Management Limited
Hoi Cheung (SFC:AEI105) Wong
CE AEI105 - active, Tiger Faith Securities Limited
Nga Wan Yip
CE AJK926 - active, Tiger Faith Asset Management Limited
Andrew Koon Hung To
CE AAD599 - active, Tiger Faith Securities Limited
Pak Lun Choy
CE BAU121 - active, Tiger Securities Asset Management Company Limited
Ming Gai Wu
CE APW219 - active, Tiger Securities Asset Management Company Limited
Yuk Kwong Tsang
CE AYJ932 - active, Tiger Securities Asset Management Company Limited
Xueying (SFC:BJU199) Wu
CE BJU199 - active, Tiger Securities Asset Management Company Limited
Kin Kwok Yin
CE BJB514 - active, Tiger Securities Asset Management Company Limited
Cheuk Lai (SFC:BEZ009) Yip
CE BEZ009 - active, Tiger Securities Asset Management Company Limited
Jonathan Scott Mandel
CE AQE596 - active, Tiro Capital Limited
Xi (SFC:BEC502) Wang
CE BEC502 - active, Tiro Capital Limited
Qinshu Li
CE BIG097 - active, Tiro Capital Limited
Yiping Liu
CE BWX408 - active, Tiro Capital Limited
King Yi Sze
CE BPW851 - active, Tiro Capital Limited
Hirohito Amano
CE ALS714 - active, Tokai Tokyo Securities (Asia) Limited
Toshiyuki Okada
CE AMR827 - active, Tokai Tokyo Securities (Asia) Limited
Steve Tsz Chun Chan
CE AFU877 - ceased
Hin Chung Chu
CE BSS565 - active, Tokai Tokyo Securities (Asia) Limited
Novem Kwok Ying Liu
CE AOA961 - active, Tokai Tokyo Securities (Asia) Limited
Yi Man Law
CE BSR064 - active, Top Ace Asset Management Limited
Chun Yin (SFC:AGK779) Yeung
CE AGK779 - active, Top Ace Asset Management Limited
Hang Kin (SFC:BHZ244) Kwok
CE BHZ244 - active, Topaz Financial Group Limited
Hing Yip Kwok
CE ANR615 - active, Topaz Financial Group Limited
Siu Lun Mak
CE AMV285 - active, Topaz Financial Group Limited
Hang Kong Wong
CE ARF777 - active, Topaz Financial Group Limited
Chi Keung (SFC:ATL552) Chan
CE ATL552 - active, Topaz Financial Group Limited
Christopher Chan
CE AXG908 - active, Topaz Capital Management Limited
Chung Kam Chan
CE ATI405 - active, Topaz Financial Group Limited
Yik Wa Chan
CE AXL029 - active, Topaz Capital Management Limited
Cham Lun Cheung
CE AZF644 - active, Topaz Financial Group Limited
Han Feng
CE BXJ120 - active, Topaz Financial Group Limited
Yuan (SFC:BXC025) Gao
CE BXC025 - active, Topaz Capital Management Limited
Chun Lung Lam
CE BSQ796 - active, Topaz Capital Management Limited
Hon Yuen Lau
CE BIL708 - active, Topaz Financial Group Limited
Siu Yung Leung
CE ARA500 - active, Topaz Financial Group Limited
Chi Hong Li
CE AMJ927 - active, Topaz Financial Group Limited
Jean Jin Kin Lim
CE AIJ105 - active, Topaz Financial Group Limited
Yuen Nam Liu
CE AED190 - active, Topaz Financial Group Limited
Ringo Ting Fai Mok
CE ARD458 - active, Topaz Financial Group Limited
Sik Hang Poon
CE BSE108 - active, Topaz Financial Group Limited
Po Ting
CE BGT845 - active, Topaz Capital Management Limited
Kai Pong Tsang
CE BMW711 - active, Topaz Financial Group Limited
Shuk Ting Wan
CE BGT430 - active, Topaz Financial Group Limited
Ka Kit (SFC:BQP221) Wong
CE BQP221 - active, Topaz Financial Group Limited
Yeung Wong
CE BOB548 - active, Topaz Financial Group Limited
Chi Chung (SFC:BVQ425) Yeung
CE BVQ425 - active, Topaz Capital Management Limited
Tsz Hong Yeung
CE AGO878 - active, Topaz Capital Management Limited
Tim Yan Ariel Chan
CE BWI683 - active, Topaz Financial Group Limited
Tsz Kit (SFC:AOO252) Chan
CE AOO252 - active, Topaz Financial Group Limited
Yik Kin Chan
CE BIZ917 - active, Topaz Financial Group Limited
Pui Luen Chau
CE AWU013 - active, Topaz Financial Group Limited
Junxian Chen
CE BWC200 - active, Topaz Financial Group Limited
Bik Shan Chim
CE BNA759 - active, Topaz Financial Group Limited
Ka Wai Chiong
CE BWI871 - active, Topaz Financial Group Limited
Wai Shan Sharon Choi
CE BSJ559 - active, Topaz Financial Group Limited
Hang Fai Chong
CE BRA681 - active, Topaz Financial Group Limited
Caroline Nga Pui Choy
CE AIG553 - active, Topaz Financial Group Limited
Andy Chung
CE BTR486 - active, Topaz Financial Group Limited
Junxing Fu
CE BUX884 - active, Topaz Financial Group Limited
Ruoning Hu
CE BRW618 - active, Topaz Financial Group Limited
Ka Yan (SFC:AOL522) Hui
CE AOL522 - active, Topaz Financial Group Limited
Ching Chun Hung
CE BWF814 - active, Topaz Financial Group Limited
Pui Ling Iun
CE BMX746 - active, Topaz Financial Group Limited
Tin Wai Angel Kwok
CE BOI577 - active, Topaz Financial Group Limited
Chun Hin Lam
CE BWE185 - active, Topaz Financial Group Limited
Lee Hiu Lam
CE BXG087 - ceased
Man Yin Lam
CE ASF024 - active, Topaz Financial Group Limited
Wan Ting Lam
CE ASD135 - active, Topaz Financial Group Limited
Wing Kit Lam
CE BIY838 - active, Topaz Financial Group Limited
King Fung Lau
CE BEL480 - active, Topaz Financial Group Limited
Eros Ho Lun Lee
CE BMY784 - active, Topaz Financial Group Limited
Kai Chung Lee
CE BQM720 - active, Topaz Financial Group Limited
Ricky Lap Ki Lee
CE ALW691 - active, Topaz Financial Group Limited
Junming Lin
CE BUL961 - active, Topaz Financial Group Limited
Siu Fung Lui
CE BWV697 - active, Topaz Financial Group Limited
Kwok Chau Ma
CE BOG876 - active, Topaz Financial Group Limited
Sau Ching Ma
CE BSU133 - active, Topaz Financial Group Limited
Ryan Chun Sang Mow
CE BRI201 - active, Topaz Financial Group Limited
Hoi Yin (SFC:BRG575) Ng
CE BRG575 - active, Topaz Financial Group Limited
Xinxuan Pan
CE BWS174 - ceased
Wah Nin Shum
CE AOL348 - active, Topaz Financial Group Limited
Sennan Sun
CE BVV777 - active, Topaz Financial Group Limited
Siu Ting Tsang
CE BGD646 - active, Topaz Financial Group Limited
Ho Sing Wong
CE BEC481 - active, Topaz Financial Group Limited
Yuen Yee Wong
CE AOD315 - active, Topaz Financial Group Limited
Yui Fa Wong
CE AQG682 - active, Topaz Financial Group Limited
Pik Yi Wu
CE BWF689 - active, Topaz Financial Group Limited
Zihan (SFC:BXQ473) Yang
CE BXQ473 - active, Topaz Financial Group Limited
Chi Wai Joey Yu
CE AWE457 - active, Topaz Financial Group Limited
Kwok Fai Yung
CE BOC094 - active, Topaz Financial Group Limited
Qiqi Zhang
CE BEK763 - active, Topaz Financial Group Limited
Yunyun Zhang
CE BVX074 - active, Topaz Financial Group Limited
Mandy Cheung
CE BGN430 - active, Topleap Financial Capital Limited
Yee Tak Jonathan Cheung
CE BGZ326 - active, Topleap Financial Capital Limited
Jun Ngai
CE BVK148 - active, Topleap Financial Capital Limited
Patrik Lennart Edsparr
CE BAI947 - active, Tor Investment Management (Hong Kong) Limited
Christopher Louis Mikosh
CE AFP976 - active, Tor Investment Management (Hong Kong) Limited
Daniel Max Cheung
CE BSW885 - active, Tor Investment Management (Hong Kong) Limited
Jungil Chun
CE AVL144 - active, Tor Investment Management (Hong Kong) Limited
Elissa Puay Sie Gaw
CE AXF448 - active, Tor Investment Management (Hong Kong) Limited
Roy Shun Keung Kwok
CE AQI400 - active, Tor Investment Management (Hong Kong) Limited
Geoffrey Peck MacDonald
CE ASN338 - active, Tor Investment Management (Hong Kong) Limited
Henry Sullivan Mancuso
CE BFK140 - active, Tor Investment Management (Hong Kong) Limited
Noreen Pakvina Neal
CE BUG268 - active, Tor Investment Management (Hong Kong) Limited
Sean Francis Pepper
CE BTV507 - active, Tor Investment Management (Hong Kong) Limited
Suzanne Carmen Ramos
CE BPC491 - active, Tor Investment Management (Hong Kong) Limited
Fouad Samra
CE APF780 - active, Tor Investment Management (Hong Kong) Limited
III Bryant Mason Stone
CE BTX375 - active, Tor Investment Management (Hong Kong) Limited
Jingwen (SFC:BGL672) Wang
CE BGL672 - active, Tor Investment Management (Hong Kong) Limited
Wai Lam Willie Wong
CE ALC059 - active, Tor Investment Management (Hong Kong) Limited
Siqi Zhang
CE BPS603 - active, Tor Investment Management (Hong Kong) Limited
Jethro Alexander John Glover
CE AED015 - active, Tora Trading Services Limited
Brian P Jepsen
CE AQS131 - active, Tora Trading Services Limited
Caroline Marie Eugenie Renee Bouvard
CE AUX261 - active, Tora Trading Services Limited
Eyal Cohen
CE BFS116 - active, Tora Trading Services Limited
Jensen Wang Chun Leung
CE BBE752 - active, Tora Trading Services Limited
Gregory John McLaughlin
CE AUT903 - active, Tora Trading Services Limited
Min Chern Elin Tan
CE BJS928 - active, Tora Trading Services Limited
Alex Chi Kai Tong
CE ATX897 - active, Tora Trading Services Limited
Karvan Kai Bong Wong
CE ANU552 - active, Toroa Management (HK) Limited
Sixiao Xu
CE AUA948 - active, Toroa Management (HK) Limited
Bo Kyung Yang
CE BSH981 - active, Toroa Management (HK) Limited
Wai Hung Chak
CE BDY891 - active, Toroa Management (HK) Limited
Jiawei He
CE BPC121 - active, Toroa Management (HK) Limited
Yan Hu
CE BWA995 - active, Toroa Management (HK) Limited
Ka Yiu Hui
CE BFA961 - active, Toroa Management (HK) Limited
Yuma Okada
CE BVB791 - ceased
Pohong Liu
CE BBS515 - active, Total Invest Group Asset Management (Hong Kong) Limited
Kwan Hung Tam
CE BBT082 - active, Total Invest Group Asset Management (Hong Kong) Limited
Nan (SFC:BBS517) Zhou
CE BBS517 - active, Total Invest Group Asset Management (Hong Kong) Limited
Allan Leon David Bedwick
CE AFK479 - active, VMS Asset Management Limited
Jae In Bok
CE BHK034 - active, Towers Watson Investment Services Hong Kong Limited
Paul Anthony Colwell
CE AYT886 - active, Towers Watson Investment Services Hong Kong Limited
Wai Kit Au-Yeung
CE BXN854 - ceased
Yuen Man Law
CE BQR091 - active, Towers Watson Investment Services Hong Kong Limited
Johnathan Alexander Lee
CE BTR086 - active, Towers Watson Investment Services Hong Kong Limited
Kar Wye Leong
CE BKD051 - active, Towers Watson Investment Services Hong Kong Limited
Chenwenting Li
CE BNF428 - active, Towers Watson Investment Services Hong Kong Limited
Lok Kan Shek
CE BSI612 - active, Towers Watson Investment Services Hong Kong Limited
Sojeong Shim
CE BQM727 - active, Towers Watson Investment Services Hong Kong Limited
Lisha Wang
CE AWW125 - active, Towers Watson Investment Services Hong Kong Limited
Arnold Ho Hin Cheung
CE AWC065 - active, Toyo Securities Asia Limited
Takatoshi Matsuzuka
CE AEV333 - active, Toyo Securities Asia Limited
Masatoshi Nakao
CE ACA489 - active, Toyo Securities Asia Limited
Jingjie Gong
CE AXX979 - active, Toyo Securities Asia Limited
Ryan Lo
CE BMP305 - active, Toyo Securities Asia Limited
Oi Lun Wong
CE AIJ738 - active, Toyo Securities Asia Limited
Jiffriy Chandra
CE ADI556 - active, TransAsia Private Capital Limited
Joon Kwang Wong
CE BBF662 - active, TransAsia Private Capital Limited
Aston Yang
CE AVI899 - active, TransAsia Private Capital Limited
Amit Vikram Agarwal
CE BQP729 - active, TransAsia Private Capital Limited
Kelly Tung Mui Chan
CE ADQ100 - active, TransAsia Private Capital Limited
Justin Robert Dana
CE BQO555 - active, TransAsia Private Capital Limited
Jasmine Kaur
CE BRR284 - active, TransAsia Private Capital Limited
Wai Kho
CE BEM972 - active, TransAsia Private Capital Limited
Katherine Qing Lian
CE BPS183 - active, TransAsia Private Capital Limited
Naveed Ahamed Rilwan
CE BRX389 - active, TransAsia Private Capital Limited
Calvin C Tseng
CE BQZ937 - active, TransAsia Private Capital Limited
Fusheng Tenzan Wong
CE BPU192 - active, TransAsia Private Capital Limited
Wing Shing Vincent Cheung
CE BSU110 - active, Transpac Capital Limited
Chengzhi Han
CE BTU892 - active, Transpac Capital Limited
Che Hang Samuel Wong
CE BNF431 - active, Transpac Capital Limited
Man Wai Yeung
CE BLR318 - active, Transpac Capital Limited
Shu Nung Lee
CE BHO663 - active, Tree Line Advisors (Hong Kong) Limited
Asit Sudhir Shah
CE AIR634 - active, Tree Line Advisors (Hong Kong) Limited
Zaheer Abbas Sitabkhan
CE ACZ279 - active, Tree Line Advisors (Hong Kong) Limited
Robert Alexander Young Herries
CE AAN555 - active, Tree Line Advisors (Hong Kong) Limited
Chun Ming (SFC:BVS523) Lam
CE BVS523 - active, Tree Line Advisors (Hong Kong) Limited
Kenneth Allan Lewis Jr
CE BDC816 - active, Tree Line Advisors (Hong Kong) Limited
Prateek Maheshwari
CE BSR268 - active, Tree Line Advisors (Hong Kong) Limited
Gopi Krishna Maliwal
CE AEI009 - active, Tree Line Advisors (Hong Kong) Limited
Megha Ghanshyam Modi
CE ANM634 - active, Tree Line Advisors (Hong Kong) Limited
Sandra Sungwon Rhow
CE AWZ522 - active, Tree Line Advisors (Hong Kong) Limited
Mingjun (SFC:BMW778) Wang
CE BMW778 - active, Tree Line Advisors (Hong Kong) Limited
Chiu Kei Tom Ho
CE BFE184 - active, Trendman Capital Limited
Tin Man Koo
CE BHQ337 - active, Trendman Capital Limited
Xiao Kai Mao
CE BVC492 - active, Trendman Capital Limited
Jean-Marie Marc Michel Barreau
CE AZG736 - active, Triada Capital Limited
Francois Jacques Marie Carnet
CE AGY161 - active, Triada Capital Limited
Monica Lo-Ching Hsiao
CE AUR356 - active, Triada Capital Limited
Lu (SFC:AGF426) Sun
CE AGF426 - active, Trivest Advisors Limited
Huimin (SFC:AGX447) Wu
CE AGX447 - active, Trivest Advisors Limited
Lan Xue
CE ADG983 - active, Trivest Advisors Limited
Zhongyuan Bi
CE BGA703 - active, Trivest Advisors Limited
Li (SFC:BOQ080) Chen
CE BOQ080 - active, Trivest Advisors Limited
Jenie Ching Yee Fung
CE AQB104 - active, Trivest Advisors Limited
Xin (SFC:BWS419) He
CE BWS419 - active, Trivest Advisors Limited
Allen Cheng-Luan Lee
CE ANK425 - active, Trivest Advisors Limited
Bo (SFC:BTE266) Liu
CE BTE266 - active, Trivest Advisors Limited
Qiqi (SFC:BWT879) Wang
CE BWT879 - active, Trivest Advisors Limited
Tian Wang
CE BRK591 - active, Trivest Advisors Limited
Xiangqi Wang
CE BBY199 - active, Trivest Advisors Limited
Hong Fu Wei
CE BQV809 - active, Trivest Advisors Limited
Christopher Chi Kin Wong
CE AXO118 - active, Trivest Advisors Limited
Jonathan Wai Tun Wong
CE AYY487 - active, Trivest Advisors Limited
Qiyan Xiao
CE BXB053 - active, Trivest Advisors Limited
Zhuojun Xie
CE BKT341 - active, Trivest Advisors Limited
Shuo (SFC:BUY603) Yang
CE BUY603 - active, Trivest Advisors Limited
Shida Zhang
CE BPO914 - active, Trivest Advisors Limited
Godefriedus Jelte Heijboer
CE ARP512 - active, True Partner Advisor Hong Kong Limited
Tobias Benjamin Hekster
CE ASD796 - active, True Partner Advisor Hong Kong Limited
Remco Janssen
CE BNT196 - active, True Partner Advisor Hong Kong Limited
Roy van Bakel
CE ARI807 - active, True Partner Advisor Hong Kong Limited
Shing Chun (SFC:BPT988) Cheung
CE BPT988 - ceased
Chi Yuet Hui
CE ACL362 - active, Tse's Securities Limited
On Loy Mow
CE AIR602 - ceased
Hoi Lam Cheng
CE AFV899 - active, Tse's Securities Limited
Ching Pong Chin
CE AEO755 - active, Tse's Securities Limited
Chun Lung Fong
CE AFN054 - active, Tse's Securities Limited
Tony King Tong Fung
CE AET235 - active, Tse's Securities Limited
Ping Woon Hui
CE AFO434 - active, Tse's Securities Limited
Hing Chuen Hung
CE ACL115 - active, Tse's Securities Limited
Alex Chi Wai Lai
CE ACT747 - active, Tse's Securities Limited
King Yun Leung
CE AWQ671 - active, Tse's Securities Limited
Lai Kwan Ng
CE BNE831 - active, Tse's Securities Limited
Chuk Tsang Tai
CE AAY611 - active, Tse's Securities Limited
Man Sang Wong
CE AEA212 - active, Tse's Securities Limited
Kwok Shing Yan
CE ACF678 - active, Tse's Securities Limited
Peter Cheung Cheung
CE BAA225 - active, Tullett Prebon (Hong Kong) Limited
Jordan Lawrence Betts
CE BPF563 - active, Tullett Prebon (Hong Kong) Limited
Regina Ming Ming Chan
CE BAE012 - active, Tullett Prebon (Hong Kong) Limited
Hoi Tsun Kevin Cheung
CE BGI909 - active, Tullett Prebon (Hong Kong) Limited
Kai Man Choy
CE BBS817 - active, Tullett Prebon (Hong Kong) Limited
Matthew Four
CE AXI468 - active, Tullett Prebon (Hong Kong) Limited
Robert James Kelly
CE BOD307 - active, Tullett Prebon (Hong Kong) Limited
Simon John Prest
CE BJQ806 - active, Tullett Prebon (Hong Kong) Limited
Benjamin III Puzon Salonga
CE BGB038 - active, Tullett Prebon (Hong Kong) Limited
Justin Jun Yip Wong
CE BCT643 - active, Tullett Prebon (Hong Kong) Limited
Wendy Weng Yan Chee
CE ABZ889 - active, Tung Tai Asset Management Limited
Loretta Si Kar Lee
CE AAG212 - active, Tung Tai Securities Company Limited
Vincent Marshall Kwan Ho Lee
CE AAK213 - active, Tung Tai Securities Company Limited
Ngoi Ming Cheng
CE ABN656 - active, Tung Tai Securities Company Limited
King Wai Cheng
CE AHR486 - active, Tung Yat Securities Limited
Ying Hang Wat
CE AAK716 - active, Tung Yat Securities Limited
Ada Manyee Yin
CE ARI225 - active, Tung Yat Securities Limited
Shuai Chen
CE BXG136 - active, Tung Yat Securities Limited
Davide G. Erro
CE AGN574 - active, Turiya Advisors Asia Limited
Simon James Kemp
CE AMI551 - active, Turiya Advisors Asia Limited
Tong (SFC:BLI953) Wu
CE BLI953 - active, Turiya Advisors Asia Limited
Xinlei Ye
CE BRC022 - active, Turiya Advisors Asia Limited
Catherine Ka Yin Cheung
CE AJC823 - active, Tybourne Capital Management (HK) Limited
Sum Yi Fung
CE AWB832 - active, Tybourne Capital Management (HK) Limited
Viswanathan Krishnan
CE AYY815 - active, Tybourne Capital Management (HK) Limited