Jennifer Koun Han
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Jennifer Koun Han, a licensed Representative with CE reference AMY266. Currently licensed at 1 firm(s): UBS Securities Asia Limited. Active regulated activities: Type 4 - Advising on securities. Total licence records on file: 9.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| UBS Securities Asia Limited | Rep | Type 4 - Advising on securities | 2018-03-23 | present |
| UBS Securities Asia Limited | Rep | Type 4 - Advising on securities | 2018-01-25 | 2018-02-01 |
| UBS Securities Asia Limited | Rep | Type 4 - Advising on securities | 2017-11-16 | 2017-11-22 |
| UBS Securities Asia Limited | Rep | Type 4 - Advising on securities | 2017-01-16 | 2017-01-27 |
| UBS Securities Asia Limited | Rep | Type 4 - Advising on securities | 2016-07-04 | 2016-07-08 |
| UBS Securities Asia Limited | Rep | Type 4 - Advising on securities | 2015-09-18 | 2015-09-22 |
| UBS Securities Asia Limited | Rep | Type 4 - Advising on securities | 2011-12-22 | 2014-12-15 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2007-05-25 | 2009-02-02 |
| UBS Securities Asia Limited | Rep | Type 4 - Advising on securities | 2006-01-19 | 2006-08-01 |