Wai Ling Yuen
袁慧玲
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wai Ling Yuen (袁慧玲), CE reference AXZ887. Currently licensed at 1 firm(s): UBS Asset Management (Hong Kong) Limited. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| UBS Asset Management (Hong Kong) Limited | Rep | Type 1 — Dealing in securities | 2013-07-18 | present |
| UBS Asset Management (Hong Kong) Limited | Rep | Type 4 — Advising on securities | 2013-07-18 | present |
| UBS Asset Management (Hong Kong) Limited | Rep | Type 9 — Asset management | 2013-07-18 | present |
| JPMorgan Funds (Asia) Limited 摩根基金(亞洲)有限公司 |
Rep | Type 1 — Dealing in securities | 2011-09-05 | 2012-07-07 |