Carmen Gar Min Chiu
趙嘉雯
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Carmen Gar Min Chiu (趙嘉雯), CE reference BOU551. Currently licensed at 2 firm(s): UBS Securities Asia Limited, UBS Securities Hong Kong Limited. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| UBS Securities Asia Limited | Rep | Type 1 — Dealing in securities | 2022-08-02 | present |
| UBS Securities Hong Kong Limited | Rep | Type 1 — Dealing in securities | 2022-08-02 | present |
| UBS Securities Asia Limited | Rep | Type 2 — Dealing in futures contracts | 2022-08-02 | present |
| UBS Securities Hong Kong Limited | Rep | Type 7 — Providing automated trading services | 2022-08-02 | present |
| HSBC Securities Brokers (Asia) Limited 滙豐證券經紀(亞洲)有限公司 |
Rep | Type 1 — Dealing in securities | 2019-09-23 | 2022-03-26 |