Nicole Marie Fortune Tan Javellana
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Nicole Marie Fortune Tan Javellana, a licensed Representative with CE reference BFH781. Currently licensed at 1 firm(s): UBS Securities Asia Limited. Active regulated activities: Type 1 - Dealing in securities. Total licence records on file: 8.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| UBS Securities Asia Limited | Rep | Type 1 - Dealing in securities | 2025-04-02 | present |
| UBS Securities Asia Limited | Rep | Type 1 - Dealing in securities | 2025-02-03 | 2025-02-07 |
| UBS Securities Asia Limited | Rep | Type 1 - Dealing in securities | 2024-05-24 | 2024-05-29 |
| UBS Securities Asia Limited | Rep | Type 1 - Dealing in securities | 2019-01-25 | 2019-01-30 |
| UBS Securities Asia Limited | Rep | Type 1 - Dealing in securities | 2016-09-08 | 2016-09-13 |
| UBS Securities Asia Limited | Rep | Type 1 - Dealing in securities | 2016-03-10 | 2016-03-18 |
| UBS Securities Asia Limited | Rep | Type 1 - Dealing in securities | 2015-07-20 | 2015-07-23 |
| UBS Securities Asia Limited | Rep | Type 1 - Dealing in securities | 2015-04-24 | 2015-04-30 |