Ruoyao Chen
陳若瑶
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ruoyao Chen (陳若瑶), CE reference BSU783. Currently licensed at 1 firm(s): UBS Securities Asia Limited. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| UBS Securities Asia Limited | Rep | Type 4 — Advising on securities | 2026-02-09 | present |
| China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 |
Rep | Type 1 — Dealing in securities | 2022-08-03 | 2026-01-04 |
| China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 |
Rep | Type 6 — Advising on corporate finance | 2022-08-03 | 2026-01-04 |