Gautam Chhaochharia
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Gautam Chhaochharia, CE reference AWK911. Currently licensed at 2 firm(s): UBS Securities Asia Limited, UBS Securities Hong Kong Limited. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| UBS Securities Asia Limited | Rep | Type 1 — Dealing in securities | 2024-03-20 | present |
| UBS Securities Hong Kong Limited | Rep | Type 1 — Dealing in securities | 2024-03-20 | present |
| UBS Securities Asia Limited | Rep | Type 2 — Dealing in futures contracts | 2024-03-20 | present |
| UBS Securities Hong Kong Limited | Rep | Type 2 — Dealing in futures contracts | 2024-03-20 | present |
| UBS Securities Asia Limited | RO | Type 4 — Advising on securities | 2021-01-25 | 2024-04-08 |
| UBS Securities Asia Limited | Rep | Type 4 — Advising on securities | 2010-12-06 | 2021-01-25 |