Shaleen Kumar
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Shaleen Kumar, a licensed former licensee with CE reference BJQ605. Total licence records on file: 7.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| UBS Securities Asia Limited | Rep | Type 4 - Advising on securities | 2026-03-13 | 2026-03-18 |
| UBS Securities Asia Limited | Rep | Type 4 - Advising on securities | 2025-07-25 | 2025-08-04 |
| UBS Securities Asia Limited | Rep | Type 4 - Advising on securities | 2024-05-21 | 2024-05-24 |
| UBS Securities Asia Limited | Rep | Type 4 - Advising on securities | 2023-01-27 | 2023-01-31 |
| UBS Securities Asia Limited | Rep | Type 4 - Advising on securities | 2019-02-21 | 2019-03-06 |
| UBS Securities Asia Limited | Rep | Type 4 - Advising on securities | 2017-10-26 | 2017-10-27 |
| UBS Securities Asia Limited | Rep | Type 4 - Advising on securities | 2017-06-02 | 2017-06-09 |