Po Yan Lau
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Po Yan Lau (劉寶茵), a licensed Representative with CE reference BCF967. Currently licensed at 1 firm(s): UBS Asset Management (Hong Kong) Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities; Type 9 - Asset management. This person has 9.6 years of SFC licence history. Total licence records on file: 8.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| UBS Asset Management (Hong Kong) Limited | Rep | Type 1 - Dealing in securities | 2023-08-15 | present |
| UBS Asset Management (Hong Kong) Limited | Rep | Type 4 - Advising on securities | 2023-08-15 | present |
| UBS Asset Management (Hong Kong) Limited | Rep | Type 9 - Asset management | 2023-08-15 | present |
| Ark Group Holdings (Hong Kong) Limited 方舟集團控股（香港）有限公司 |
Rep | Type 1 - Dealing in securities | 2016-05-03 | 2021-04-07 |
| Ark Group Holdings (Hong Kong) Limited 方舟集團控股（香港）有限公司 |
Rep | Type 4 - Advising on securities | 2016-05-03 | 2021-04-07 |
| Ark Group Holdings (Hong Kong) Limited 方舟集團控股（香港）有限公司 |
Rep | Type 9 - Asset management | 2016-05-03 | 2021-04-07 |
| Penjing Asset Management (HK) Limited 盆景資產管理(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2013-11-26 | 2015-07-27 |
| Penjing Asset Management (HK) Limited 盆景資產管理(香港)有限公司 |
Rep | Type 9 - Asset management | 2013-11-26 | 2015-07-27 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Po Yan Lau during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.