Sing Yuen Kwan
關承遠
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Sing Yuen Kwan (關承遠), a licensed Representative with CE reference ABW052. Currently licensed at 2 firm(s): UBS Securities Hong Kong Limited, UBS Securities Asia Limited. Active regulated activities: Type 1 - Dealing in securities; Type 2 - Dealing in futures contracts; Type 7 - Providing automated trading services. Total licence records on file: 12.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| UBS Securities Hong Kong Limited | Rep | Type 1 - Dealing in securities | 2016-12-19 | present |
| UBS Securities Hong Kong Limited | Rep | Type 7 - Providing automated trading services | 2016-12-19 | present |
| UBS Securities Asia Limited | Rep | Type 2 - Dealing in futures contracts | 2008-08-29 | present |
| UBS Securities Asia Limited | Rep | Type 1 - Dealing in securities | present | present |
| UBS Securities Hong Kong Limited | Rep | Type 7 - Providing automated trading services | 2011-11-25 | 2016-12-18 |
| UBS Securities Hong Kong Limited | Rep | Type 1 - Dealing in securities | present | 2016-12-18 |
| UBS Securities Asia Limited | Rep | Type 4 - Advising on securities | present | 2005-03-24 |
| UBS Securities Hong Kong Limited | Rep | Type 4 - Advising on securities | present | 2005-03-24 |
| UBS Securities Asia Limited | Rep | Type 6 - Advising on corporate finance | present | 2005-03-24 |
| UBS Securities Hong Kong Limited | Rep | Type 6 - Advising on corporate finance | present | 2005-03-24 |
| UBS Securities Asia Limited | Rep | Type 9 - Asset management | present | 2005-03-24 |
| UBS Securities Hong Kong Limited | Rep | Type 9 - Asset management | present | 2005-03-24 |