King Hang Lee
李璟恆
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for King Hang Lee (李璟恆), a licensed Representative with CE reference AXV267. Currently licensed at 2 firm(s): UBS Securities Hong Kong Limited, UBS Securities Asia Limited. Active regulated activities: Type 1 - Dealing in securities; Type 2 - Dealing in futures contracts; Type 7 - Providing automated trading services. Total licence records on file: 13.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| UBS Securities Hong Kong Limited | Rep | Type 2 - Dealing in futures contracts | 2019-02-22 | present |
| UBS Securities Hong Kong Limited | Rep | Type 1 - Dealing in securities | 2016-12-19 | present |
| UBS Securities Hong Kong Limited | Rep | Type 7 - Providing automated trading services | 2016-12-19 | present |
| UBS Securities Asia Limited | Rep | Type 1 - Dealing in securities | 2016-08-16 | present |
| UBS Securities Asia Limited | Rep | Type 2 - Dealing in futures contracts | 2016-08-16 | present |
| UBS Securities Hong Kong Limited | Rep | Type 1 - Dealing in securities | 2016-08-16 | 2016-12-18 |
| UBS Securities Hong Kong Limited | Rep | Type 7 - Providing automated trading services | 2016-08-16 | 2016-12-18 |
| Morgan Stanley Hong Kong Securities Limited | Rep | Type 1 - Dealing in securities | 2014-02-21 | 2016-06-30 |
| Morgan Stanley Hong Kong Securities Limited | Rep | Type 7 - Providing automated trading services | 2014-02-21 | 2016-06-30 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2011-08-10 | 2016-06-30 |
| Morgan Stanley Hong Kong Securities Limited | Rep | Type 1 - Dealing in securities | 2011-08-10 | 2013-09-05 |
| Morgan Stanley Hong Kong Securities Limited | Rep | Type 2 - Dealing in futures contracts | 2011-08-10 | 2016-06-30 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 7 - Providing automated trading services | 2011-08-10 | 2013-09-05 |