Gary Siu Tung Chan
陳兆東
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Gary Siu Tung Chan (陳兆東), CE reference BRL047. Currently licensed at 1 firm(s): UBS Asset Management (Hong Kong) Limited. Total licence records on file: 7.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| UBS Asset Management (Hong Kong) Limited | Rep | Type 1 — Dealing in securities | 2025-10-20 | present |
| UBS Asset Management (Hong Kong) Limited | Rep | Type 4 — Advising on securities | 2025-10-20 | present |
| DWS Investments Hong Kong Limited 德意志投資香港有限公司 |
Rep | Type 1 — Dealing in securities | 2024-09-16 | 2025-09-15 |
| DWS Investments Hong Kong Limited 德意志投資香港有限公司 |
Rep | Type 4 — Advising on securities | 2024-09-16 | 2025-09-15 |
| Hang Seng Investment Management Limited 恒生投資管理有限公司 |
Rep | Type 1 — Dealing in securities | 2021-07-22 | 2024-09-09 |
| Hang Seng Investment Management Limited 恒生投資管理有限公司 |
Rep | Type 4 — Advising on securities | 2021-07-22 | 2024-09-09 |
| Hang Seng Investment Management Limited 恒生投資管理有限公司 |
Rep | Type 9 — Asset management | 2021-07-22 | 2024-09-09 |