Rongye Lai
賴榮曄
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Rongye Lai (賴榮曄), a licensed Representative with CE reference AYR571. Currently licensed at 2 firm(s): UBS Securities Hong Kong Limited, UBS Securities Asia Limited. Active regulated activities: Type 1 - Dealing in securities; Type 2 - Dealing in futures contracts; Type 7 - Providing automated trading services. Total licence records on file: 11.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| UBS Securities Hong Kong Limited | Rep | Type 2 - Dealing in futures contracts | 2018-03-21 | present |
| UBS Securities Hong Kong Limited | Rep | Type 1 - Dealing in securities | 2016-12-19 | present |
| UBS Securities Hong Kong Limited | Rep | Type 7 - Providing automated trading services | 2016-12-19 | present |
| UBS Securities Asia Limited | Rep | Type 1 - Dealing in securities | 2013-08-12 | present |
| UBS Securities Asia Limited | Rep | Type 2 - Dealing in futures contracts | 2013-08-12 | present |
| UBS Securities Hong Kong Limited | Rep | Type 1 - Dealing in securities | 2013-08-12 | 2016-12-18 |
| UBS Securities Hong Kong Limited | Rep | Type 7 - Providing automated trading services | 2013-08-12 | 2016-12-18 |
| UBS Securities Asia Limited | Rep | Type 1 - Dealing in securities | 2012-01-03 | 2013-06-22 |
| UBS Securities Hong Kong Limited | Rep | Type 1 - Dealing in securities | 2012-01-03 | 2013-06-22 |
| UBS Securities Asia Limited | Rep | Type 2 - Dealing in futures contracts | 2012-01-03 | 2013-06-22 |
| UBS Securities Hong Kong Limited | Rep | Type 7 - Providing automated trading services | 2012-01-03 | 2013-06-22 |