Yiping Du
杜一平
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yiping Du (杜一平), CE reference BOA881. Currently licensed at 1 firm(s): UBP Asset Management Asia Limited. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| UBP Asset Management Asia Limited 瑞士聯合資產管理亞洲有限公司 |
RO | Type 9 — Asset management | 2022-06-13 | present |
| UBP Asset Management Asia Limited 瑞士聯合資產管理亞洲有限公司 |
Rep | Type 4 — Advising on securities | 2020-06-09 | present |
| UBP Asset Management Asia Limited 瑞士聯合資產管理亞洲有限公司 |
Rep | Type 9 — Asset management | 2020-06-09 | 2022-06-13 |
| UBP Asset Management Asia Limited 瑞士聯合資產管理亞洲有限公司 |
Rep | Type 4 — Advising on securities | 2019-01-18 | 2019-11-14 |
| UBP Asset Management Asia Limited 瑞士聯合資產管理亞洲有限公司 |
Rep | Type 9 — Asset management | 2019-01-18 | 2019-11-14 |