Shingo Hirata
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Shingo Hirata, a licensed Representative with CE reference AYG042. Currently licensed at 1 firm(s): UBS Securities Asia Limited. Active regulated activities: Type 4 - Advising on securities. Total licence records on file: 9.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| UBS Securities Asia Limited | Rep | Type 4 - Advising on securities | 2019-09-13 | present |
| UBS Securities Asia Limited | Rep | Type 4 - Advising on securities | 2019-06-20 | 2019-06-26 |
| UBS Securities Asia Limited | Rep | Type 4 - Advising on securities | 2018-12-06 | 2018-12-11 |
| UBS Securities Asia Limited | Rep | Type 4 - Advising on securities | 2018-10-05 | 2018-10-11 |
| UBS Securities Asia Limited | Rep | Type 4 - Advising on securities | 2017-12-07 | 2017-12-12 |
| UBS Securities Asia Limited | Rep | Type 4 - Advising on securities | 2017-06-23 | 2017-06-27 |
| UBS Securities Asia Limited | Rep | Type 4 - Advising on securities | 2017-06-05 | 2017-06-10 |
| UBS Securities Asia Limited | Rep | Type 4 - Advising on securities | 2016-11-17 | 2016-11-23 |
| UBS Securities Asia Limited | Rep | Type 4 - Advising on securities | 2011-10-17 | 2016-05-06 |