Zieshan Afzal
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Zieshan Afzal, CE reference BTJ036. Currently licensed at 1 firm(s): UBS Asset Management (Hong Kong) Limited. Total licence records on file: 14.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| UBS Asset Management (Hong Kong) Limited | Rep | Type 1 — Dealing in securities | 2024-08-05 | present |
| UBS Asset Management (Hong Kong) Limited | Rep | Type 4 — Advising on securities | 2024-08-05 | present |
| UBS Asset Management (Hong Kong) Limited | Rep | Type 1 — Dealing in securities | 2024-05-24 | 2024-05-31 |
| UBS Asset Management (Hong Kong) Limited | Rep | Type 4 — Advising on securities | 2024-05-24 | 2024-05-31 |
| UBS Asset Management (Hong Kong) Limited | Rep | Type 1 — Dealing in securities | 2024-03-18 | 2024-03-22 |
| UBS Asset Management (Hong Kong) Limited | Rep | Type 4 — Advising on securities | 2024-03-18 | 2024-03-22 |
| UBS Asset Management (Hong Kong) Limited | Rep | Type 1 — Dealing in securities | 2024-01-15 | 2024-01-19 |
| UBS Asset Management (Hong Kong) Limited | Rep | Type 4 — Advising on securities | 2024-01-15 | 2024-01-19 |
| UBS Asset Management (Hong Kong) Limited | Rep | Type 1 — Dealing in securities | 2023-10-27 | 2023-11-03 |
| UBS Asset Management (Hong Kong) Limited | Rep | Type 4 — Advising on securities | 2023-10-27 | 2023-11-03 |
| UBS Asset Management (Hong Kong) Limited | Rep | Type 1 — Dealing in securities | 2023-06-02 | 2023-06-09 |
| UBS Asset Management (Hong Kong) Limited | Rep | Type 4 — Advising on securities | 2023-06-02 | 2023-06-09 |
| UBS Asset Management (Hong Kong) Limited | Rep | Type 1 — Dealing in securities | 2023-01-13 | 2023-01-19 |
| UBS Asset Management (Hong Kong) Limited | Rep | Type 4 — Advising on securities | 2023-01-13 | 2023-01-19 |