Elias Audi
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Elias Audi, a licensed Responsible Officer with CE reference BCE913. Currently licensed at 2 firm(s): UBS Securities Asia Limited, UBS Securities Hong Kong Limited. Active regulated activities: Type 1 - Dealing in securities; Type 2 - Dealing in futures contracts. This person has 13.0 years of SFC licence history. Total licence records on file: 10.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| UBS Securities Asia Limited | RO | Type 1 - Dealing in securities | 2026-09-21 | present |
| UBS Securities Hong Kong Limited | RO | Type 1 - Dealing in securities | 2026-09-21 | present |
| UBS Securities Asia Limited | RO | Type 2 - Dealing in futures contracts | 2026-09-21 | present |
| UBS Securities Hong Kong Limited | RO | Type 2 - Dealing in futures contracts | 2026-09-21 | present |
| UBS Securities Hong Kong Limited | Rep | Type 1 - Dealing in securities | 2016-12-19 | 2026-09-21 |
| UBS Securities Hong Kong Limited | Rep | Type 2 - Dealing in futures contracts | 2016-12-19 | 2026-09-21 |
| UBS Securities Asia Limited | Rep | Type 1 - Dealing in securities | 2013-11-18 | 2026-09-21 |
| UBS Securities Hong Kong Limited | Rep | Type 1 - Dealing in securities | 2013-11-18 | 2016-12-18 |
| UBS Securities Asia Limited | Rep | Type 2 - Dealing in futures contracts | 2013-11-18 | 2026-09-21 |
| UBS Derivatives Hong Kong Limited | Rep | Type 2 - Dealing in futures contracts | 2013-11-18 | 2016-12-18 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Elias Audi during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one.