Elias Audi
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Elias Audi, CE reference BCE913. Currently licensed at 2 firm(s): UBS Securities Hong Kong Limited, UBS Securities Asia Limited. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| UBS Securities Hong Kong Limited | Rep | Type 1 — Dealing in securities | 2016-12-19 | present |
| UBS Securities Hong Kong Limited | Rep | Type 2 — Dealing in futures contracts | 2016-12-19 | present |
| UBS Securities Asia Limited | Rep | Type 1 — Dealing in securities | 2013-11-18 | present |
| UBS Securities Asia Limited | Rep | Type 2 — Dealing in futures contracts | 2013-11-18 | present |
| UBS Securities Hong Kong Limited | Rep | Type 1 — Dealing in securities | 2013-11-18 | 2016-12-18 |
| UBS Derivatives Hong Kong Limited | Rep | Type 2 — Dealing in futures contracts | 2013-11-18 | 2016-12-18 |