Benny Xiang Chia
謝祥
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Benny Xiang Chia (謝祥), CE reference BIZ752. Currently licensed at 1 firm(s): UBS Securities Asia Limited. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| UBS Securities Asia Limited | Rep | Type 1 — Dealing in securities | 2025-02-11 | present |
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2021-10-29 | 2024-10-14 |
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2021-10-29 | 2024-10-14 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2017-02-06 | 2021-09-09 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2017-02-06 | 2021-09-09 |