Chen Chen
陈晨
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Chen Chen (陈晨), a licensed Representative with CE reference BTN270. Currently licensed at 1 firm(s): UBS Securities Asia Limited. Active regulated activities: Type 4 - Advising on securities. This person has 3.0 years of SFC licence history. Total licence records on file: 3.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| UBS Securities Asia Limited | Rep | Type 4 - Advising on securities | 2023-08-01 | present |
| UBS Securities Asia Limited | Rep | Type 4 - Advising on securities | 2023-03-31 | 2023-04-04 |
| UBS Securities Asia Limited | Rep | Type 4 - Advising on securities | 2023-03-03 | 2023-03-08 |