Jon Kristofer Farthing
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Jon Kristofer Farthing, a licensed Representative with CE reference BBC926. Currently licensed at 1 firm(s): UBS Securities Asia Limited. Active regulated activities: Type 1 - Dealing in securities; Type 2 - Dealing in futures contracts. This person has 12.8 years of SFC licence history. Total licence records on file: 4.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| UBS Securities Asia Limited | Rep | Type 1 - Dealing in securities | 2017-10-30 | present |
| UBS Securities Asia Limited | Rep | Type 2 - Dealing in futures contracts | 2017-10-30 | present |
| Jefferies Hong Kong Limited 富瑞金融集團香港有限公司 |
Rep | Type 1 - Dealing in securities | 2015-05-04 | 2017-06-15 |
| Athos Capital Limited | Rep | Type 9 - Asset management | 2013-04-10 | 2015-03-27 |
Worked alongside
The 6 closest colleagues, strongest tie first — individuals licensed at the same firm as Jon Kristofer Farthing during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.
| Name | Shared firm | Overlap |
|---|---|---|
| Matthew Love Moskey | Athos Capital Limited | 2013–2015 |
| Friedrich Bela Schulte-Hillen | Athos Capital Limited | 2013–2015 |
| Amy Shelagh Gordon | Athos Capital Limited | 2013–2015 |
| Christophe Alexandre Elisha | Athos Capital Limited | 2013–2015 |
| Andrew Carpenter | Athos Capital Limited | 2014–2015 |
| Erik Andrew Senko | Athos Capital Limited | 2013 |