Christopher James Andrews Hunt
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Christopher James Andrews Hunt, CE reference AHR004. Currently licensed at 1 firm(s): UBS Securities Asia Limited. Total licence records on file: 7.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| UBS Securities Asia Limited | RO | Type 2 — Dealing in futures contracts | 2016-06-23 | present |
| UBS Securities Asia Limited | RO | Type 1 — Dealing in securities | 2011-07-27 | present |
| UBS Securities Asia Limited | Rep | Type 2 — Dealing in futures contracts | 2008-06-05 | 2016-06-23 |
| UBS Securities Asia Limited | Rep | Type 1 — Dealing in securities | present | 2011-07-27 |
| UBS Securities Asia Limited | Rep | Type 4 — Advising on securities | present | 2005-03-24 |
| UBS Securities Asia Limited | Rep | Type 6 — Advising on corporate finance | present | 2005-03-24 |
| UBS Securities Asia Limited | Rep | Type 9 — Asset management | present | 2005-03-24 |