Hong Kong SFC Licensed Individuals Directory
A crawlable directory of Representatives, Responsible Officers and historical individual licensees in the Hong Kong SFC public register.
Mengyao Liang
CE BRK332 - active, UBS Securities Asia Limited
Chuan Ji Lim
CE BTQ114 - active, UBS Securities Asia Limited
Khoon Hian Michael Lim
CE ATS891 - active, UBS Securities Asia Limited
Kor Lei Grace Lim
CE BTJ832 - ceased
Li-Chun Lin
CE BIG303 - active, UBS Securities Asia Limited
Wenyu Lin
CE BXB692 - active, UBS Securities Asia Limited
Chang (SFC:BVI355) Liu
CE BVI355 - active, UBS Securities Asia Limited
Jiazhou Liu
CE BNU059 - active, UBS Securities Asia Limited
Jihao Liu
CE BUC482 - active, UBS Securities Asia Limited
Kai Wa Liu
CE AXL351 - active, UBS Securities Asia Limited
Mengnan Liu
CE BVK447 - active, UBS Securities Asia Limited
Ning Liu
CE ASZ222 - active, UBS Securities Asia Limited
Shuaiyu Liu
CE BSZ932 - active, UBS Securities Asia Limited
Siying Liu
CE BTR238 - active, UBS Securities Asia Limited
Xin (SFC:BPL913) Liu
CE BPL913 - active, UBS Securities Asia Limited
Yaokun Liu
CE BJI665 - ceased
Haiyan Long
CE BTK173 - active, UBS Securities Asia Limited
Renee Oi Pui Loo
CE BPJ459 - active, UBS Securities Asia Limited
Jianan Lu
CE BBU782 - active, UBS Securities Asia Limited
Kwai Ching Lu
CE ANE696 - active, UBS Securities Asia Limited
Chun Hong Luk
CE BSH018 - active, UBS Securities Asia Limited
Karen Yuen San Luk
CE AKX264 - active, UBS Securities Asia Limited
Jiageng Luo
CE BNU054 - active, UBS Securities Asia Limited
Kenneth Kin Kei Ma
CE AZW082 - active, UBS Securities Hong Kong Limited
Sze Yee Christopher Ma
CE BTN085 - active, UBS Securities Asia Limited
Taoran Ma
CE BFK967 - active, UBS Securities Asia Limited
Alexia Grace MacDonald
CE BLP794 - active, UBS Securities Asia Limited
Aparna Main de Boissiere
CE BKL765 - active, UBS Securities Asia Limited
Hoi Kiu Sonia Mak
CE BGT599 - active, UBS Securities Asia Limited
Anita Candy Mansbridge
CE BVL222 - active, UBS Securities Asia Limited
Jaime Che Manzone
CE BMU994 - active, UBS Securities Asia Limited
Troy Richard William Martin
CE BHG437 - active, UBS Securities Asia Limited
Lei Meng
CE BTT089 - active, UBS Securities Asia Limited
Yuxuan Mi
CE BTQ224 - active, UBS Securities Asia Limited
Chuanye Miao
CE BUC132 - active, UBS Securities Asia Limited
Hao Min
CE BDV966 - active, UBS Securities Asia Limited
Kwan Ho (SFC:AXS235) Mok
CE AXS235 - active, UBS Securities Hong Kong Limited
Wing Sze Mok
CE BNI355 - active, UBS Securities Asia Limited
Jacqueline Morais Diniz
CE BUN977 - active, UBS Securities Asia Limited
Diviya Nagarajan
CE AUC175 - active, UBS Securities Asia Limited
Cho Lap Ngai
CE BLF241 - active, UBS Securities Asia Limited
Sang Hoon (SFC:BRY156) Oh
CE BRY156 - active, UBS Securities Asia Limited
Shunta Omura
CE BBH669 - active, UBS Securities Asia Limited
Brigitte Yu Shan Ong
CE BKD063 - active, UBS Securities Asia Limited
Renyi Pan
CE BMP234 - active, UBS Securities Asia Limited
Wing Yan (SFC:AQL248) Pang
CE AQL248 - active, UBS Securities Asia Limited
So Hyun Park
CE BEM817 - active, UBS Securities Asia Limited
Vilailuck Patharavanakul
CE BNX269 - active, UBS Securities Asia Limited
Xiaolin Peng
CE BSH904 - active, UBS Securities Asia Limited
Yanyan Peng
CE ALD396 - active, UBS Securities Asia Limited
Errol Alistair Devindra Perera
CE BDR321 - active, UBS Securities Asia Limited
Pietro Pighi
CE BWO871 - active, UBS Securities Asia Limited
Ike Qingyuan Qian
CE BTE759 - active, UBS Securities Asia Limited
Lin Qian
CE BGX450 - active, UBS Securities Asia Limited
Su Qin
CE BTV381 - active, UBS Securities Asia Limited
Yiqiang Qiu
CE BXS962 - active, UBS Securities Asia Limited
Aakash Rawat
CE ARR537 - active, UBS Securities Asia Limited
Nathan John Reilly
CE BML864 - active, UBS Securities Asia Limited
Vassili Benjamin Maurice Valentin Reperant
CE BFA019 - active, UBS Securities Hong Kong Limited
David Stuart Robinson
CE BFZ351 - active, UBS Securities Asia Limited
Tsubasa Sasaki
CE BFA015 - active, UBS Securities Asia Limited
Marc Daniel Schneidereit
CE BOT761 - active, UBS Securities Asia Limited
Vaibhav Sehgal
CE BBY825 - active, UBS Securities Asia Limited
Atsushi Seki
CE BIB389 - active, UBS Securities Asia Limited
Yibo Shan
CE BPG728 - active, UBS Securities Asia Limited
Jimmy Zhuang Shao
CE BFM943 - active, UBS Securities Asia Limited
Blake C Shen
CE AYQ549 - ceased
Wei Shen
CE BFM497 - active, UBS Securities Asia Limited
Tianyi (SFC:BPV473) Shi
CE BPV473 - active, UBS Securities Asia Limited
Zejun Shi
CE BRI721 - active, UBS Securities Asia Limited
Nozomi Shibano
CE AVI061 - active, UBS Securities Asia Limited
Olivia Caroline Smith
CE BTN095 - active, UBS Securities Asia Limited
Kin Wan So
CE BRX215 - ceased
Yong Suk Son
CE AMY256 - active, UBS Securities Asia Limited
Chaoran Song
CE BDL242 - active, UBS Securities Hong Kong Limited
Min Kyoung Song
CE BJI427 - active, UBS Securities Asia Limited
Ting (SFC:BGA886) Song
CE BGA886 - active, UBS Securities Asia Limited
Ming Chun Alan Sou
CE BSE720 - active, UBS Securities Asia Limited
Levi Benjamin Spry
CE BWZ311 - ceased
Sven Christian Stolz
CE BUV501 - active, UBS Securities Asia Limited
Hong Su
CE BSH443 - active, UBS Securities Asia Limited
Kin Dick Suen
CE AVM103 - active, UBS Securities Hong Kong Limited
Voon Keat Kenneth Sui
CE APG897 - active, UBS Securities Hong Kong Limited
Kohei Takahashi
CE BCP991 - active, UBS Securities Asia Limited
Sujata Hui Sze Tan
CE BXL560 - active, UBS Securities Asia Limited
Xinying Tan
CE BVO402 - active, UBS Securities Asia Limited
Yew Kiat Tan
CE ARM832 - active, UBS Securities Asia Limited
Hewenjia Tang
CE BUA163 - active, UBS Securities Asia Limited
Wing Lun Tang
CE BKU866 - active, UBS Securities Asia Limited
Yuchen (SFC:BTL012) Tang
CE BTL012 - active, UBS Securities Asia Limited
Joshua Arief Tanja
CE AOA141 - active, UBS Securities Asia Limited
Swee Yong Teo
CE ASW357 - active, UBS Securities Asia Limited
George Tharenou
CE AXM312 - active, UBS Securities Asia Limited
John Willard Timms
CE AWU652 - active, UBS Securities Hong Kong Limited
Sunil Tirumalai Sudershan
CE AWZ814 - active, UBS Securities Asia Limited
Chaplin Chak Pan Tong
CE AQA680 - active, UBS Securities Asia Limited
Tze Kong Tong
CE AMQ919 - ceased
Hsueh-Ping Tsai
CE ATS056 - active, UBS Securities Asia Limited
Fiona Yuen Tung Tse
CE BQU422 - active, UBS Securities Hong Kong Limited
Jonathan Chung-Yin Tse
CE BWY725 - active, UBS Securities Asia Limited
Kenyon King-Yung Tse
CE AMF472 - active, UBS Securities Hong Kong Limited
Sui Sum Sammie Tse
CE BSE936 - active, UBS Securities Asia Limited
William James Vanderpump
CE BEG371 - active, UBS Securities Asia Limited
Pierre Veyret
CE BNO571 - active, UBS Securities Asia Limited
Stafani Ai Tong Wan
CE BUC825 - active, UBS Securities Asia Limited
Xing Wan
CE AXQ294 - active, UBS Securities Hong Kong Limited
Zishu Wan
CE BTL500 - active, UBS Securities Hong Kong Limited
Beili Wang
CE BQO996 - active, UBS Securities Asia Limited
Feili Wang
CE AIR147 - active, UBS Securities Asia Limited
Jack Kuan Chung Wang
CE BFA769 - active, UBS Securities Asia Limited
James Zong Hao Wang
CE BNP171 - active, UBS Securities Asia Limited
Jiayi (SFC:BVN351) Wang
CE BVN351 - active, UBS Securities Asia Limited
Jinghua (SFC:BRE344) Wang
CE BRE344 - active, UBS Securities Asia Limited
Jinjibang Wang
CE BXI070 - active, UBS Securities Asia Limited
Shanqiong Wang
CE BPK380 - active, UBS Securities Asia Limited
Shiqi Wang
CE BVX708 - active, UBS Securities Asia Limited
Shu Matthew Wang
CE BRV506 - active, UBS Securities Asia Limited
Tao (SFC:ARE531) Wang
CE ARE531 - active, UBS Securities Asia Limited
Tao (SFC:BTS619) Wang
CE BTS619 - active, UBS Securities Asia Limited
William (SFC:BSF536) Wang
CE BSF536 - active, UBS Securities Asia Limited
Xinyi (SFC:BJR273) Wang
CE BJR273 - active, UBS Securities Asia Limited
Xinyue (SFC:BSF259) Wang
CE BSF259 - active, UBS Securities Asia Limited
Yichen (SFC:BHF434) Wang
CE BHF434 - active, UBS Securities Asia Limited
Yinghua Wang
CE BGO809 - active, UBS Securities Asia Limited
Yujue Wang
CE BQQ351 - active, UBS Securities Asia Limited
Zhi (SFC:BJD994) Wang
CE BJD994 - active, UBS Securities Asia Limited
Ling Sheung Ada Wat
CE AYR303 - ceased
Mariko Watanabe
CE AOY781 - active, UBS Securities Asia Limited
Richell Ann Lizardo Wee
CE BWX389 - active, UBS Securities Asia Limited
Chen Wei
CE BHX382 - active, UBS Securities Asia Limited
Jiarui Wei
CE BML418 - active, UBS Securities Asia Limited
Paul John Winter
CE AZV904 - active, UBS Securities Asia Limited
Eva See Wah Wong
CE AUR982 - active, UBS Securities Asia Limited
Maximilian Frederick Wrobel
CE BRY137 - active, UBS Securities Asia Limited
Chih-Jung Wu
CE BQV050 - active, UBS Securities Asia Limited
Qinlei Wu
CE BUD005 - active, UBS Securities Asia Limited
Shuang (SFC:BNO745) Wu
CE BNO745 - active, UBS Securities Asia Limited
Yihe Wu
CE APZ445 - active, UBS Securities Asia Limited
Yufeng George Wu
CE BSU793 - active, UBS Securities Asia Limited
Yiru Xi
CE BPX069 - active, UBS Securities Asia Limited
Hui Qiao Xia
CE BNR746 - active, UBS Securities Asia Limited
Yuxuan Xia
CE BWS431 - active, UBS Securities Asia Limited
Wenxin Xiang
CE BTQ601 - active, UBS Securities Asia Limited
Wei Xiong
CE BJC489 - active, UBS Securities Asia Limited
Bin (SFC:ANZ630) Xu
CE ANZ630 - active, UBS Securities Asia Limited
Huifang Xu
CE BAV748 - active, UBS Securities Hong Kong Limited
Yiren (SFC:BPZ928) Xu
CE BPZ928 - ceased
Ziyan Xu
CE BTF082 - ceased
Hanjun Yan
CE BRR755 - active, UBS Securities Asia Limited
Meizhi Yan
CE ARP097 - active, UBS Securities Asia Limited
Yishu Yan
CE BGT857 - active, UBS Securities Asia Limited
Runbang Yang
CE BUT668 - active, UBS Securities Asia Limited
Zhonghui Yang
CE BVN656 - active, UBS Securities Asia Limited
Ziling (SFC:BSZ974) Yang
CE BSZ974 - active, UBS Securities Asia Limited
Kenji Yasui
CE ASS292 - active, UBS Securities Asia Limited
Xiaoxiong Ye
CE BHU991 - active, UBS Securities Asia Limited
Chak Fung Brian Yeh
CE BWS294 - active, UBS Securities Asia Limited
Yu Pang Yeung
CE BMK681 - active, UBS Securities Asia Limited
Man Kei Yim
CE BWT250 - active, UBS Securities Asia Limited
Yiwei Yin
CE BWA915 - active, UBS Securities Asia Limited
Lang Sen Samuel Yip
CE BWI807 - active, UBS Securities Asia Limited
Abbie Man Yan Yip
CE AWI435 - active, UBS Securities Asia Limited
Tsz Chung (SFC:BCU474) Yip
CE BCU474 - ceased
Jong Hyeon Yoon
CE BOT416 - active, UBS Securities Asia Limited
Hangying Yu
CE BBI093 - active, UBS Securities Asia Limited
Jia Yu
CE BJQ980 - active, UBS Securities Asia Limited
Rong Yu
CE BQR038 - active, UBS Securities Asia Limited
Xiaoqian Yu
CE BRL107 - active, UBS Securities Asia Limited
Chengyue Yuan
CE BVO695 - active, UBS Securities Asia Limited
Wai Ching Yuen
CE BQW094 - active, UBS Securities Asia Limited
Matthew Dionisio Zayco
CE BPW594 - active, UBS Securities Asia Limited
Weiquan Zeng
CE BUV413 - active, UBS Securities Asia Limited
Xin Zeng
CE BSX789 - active, UBS Securities Asia Limited
Yijia Zhai
CE BSS276 - active, UBS Securities Asia Limited
Charles Zhang
CE AWP279 - active, UBS Securities Hong Kong Limited
Jiheng Zhang
CE BIC147 - active, UBS Securities Asia Limited
Ning (SFC:BBM233) Zhang
CE BBM233 - ceased
Weixuan Zhang
CE BNT218 - active, UBS Securities Asia Limited
Wenxuan Zhang
CE BUK944 - active, UBS Securities Asia Limited
Ying (SFC:BJR686) Zhang
CE BJR686 - active, UBS Securities Asia Limited
Yuanyuan (SFC:BWW192) Zhang
CE BWW192 - active, UBS Securities Asia Limited
Yueyang (SFC:BQQ175) Zhang
CE BQQ175 - active, UBS Securities Asia Limited
Zhehao Zhang
CE BTT135 - active, UBS Securities Asia Limited
Juyi Zhao
CE BNO905 - active, UBS Securities Asia Limited
Siyu (SFC:BHZ251) Zhao
CE BHZ251 - active, UBS Securities Asia Limited
Hao (SFC:BRL117) Zheng
CE BRL117 - active, UBS Securities Asia Limited
Suxi Zheng
CE BUE460 - active, UBS Securities Asia Limited
Hui Zhong
CE BIR274 - active, UBS Securities Asia Limited
Cheng (SFC:AUC405) Zhou
CE AUC405 - active, UBS Securities Asia Limited
Ling Zhou
CE BUD070 - active, UBS Securities Asia Limited
Liwen Zhou
CE BTQ927 - active, UBS Securities Asia Limited
Tu Zhou
CE AZR295 - active, UBS Securities Asia Limited
Yifan (SFC:BUQ733) Zhu
CE BUQ733 - active, UBS Securities Asia Limited
Yiyuan Zuo
CE BKG344 - active, UBS Securities Asia Limited
Gaetano Bassolino
CE BNW211 - active, UBS Securities Hong Kong Limited
Lap Lam Chan
CE AYQ809 - active, UBS Securities Hong Kong Limited
Yao Hoong Chong
CE AYQ810 - active, UBS Securities Hong Kong Limited
Tat Chee Chu
CE AMI346 - active, UBS Securities Hong Kong Limited
Wai Sze Ho
CE AVD964 - active, UBS Securities Hong Kong Limited
Richard Kao
CE ADR379 - active, UBS Securities Hong Kong Limited
John Chen Kwok Lee
CE ACI535 - active, UBS Securities Hong Kong Limited
Yilu Li
CE ATN888 - active, UBS Securities Hong Kong Limited
Jun Luo
CE AYR264 - active, UBS Securities Hong Kong Limited
Chuen Shun Ngie
CE AFM599 - active, UBS Securities Hong Kong Limited
Ning Ren
CE AVT381 - active, UBS Securities Hong Kong Limited
Bjoern Petter Waldemar Sternby
CE AWS041 - active, UBS Securities Hong Kong Limited
Nam Kyu Ahn
CE BBZ139 - active, UBS Securities Hong Kong Limited
Lauro III Castro Baja
CE AFL365 - active, UBS Securities Hong Kong Limited
Mathieu Edouard Nicolas Brand
CE BNO502 - active, UBS Securities Hong Kong Limited
Zhiwei (SFC:BQF064) Cai
CE BQF064 - active, UBS Securities Hong Kong Limited
Tian Cen
CE AFC965 - active, UBS Securities Hong Kong Limited
Christopher Anthony Chan
CE BQB040 - active, UBS Securities Hong Kong Limited
Hei Yan Hazel Chan
CE BRP242 - active, UBS Securities Hong Kong Limited
Sau Mei (SFC:BUD992) Chan
CE BUD992 - active, UBS Securities Hong Kong Limited
Wing Yan (SFC:BHY591) Chan
CE BHY591 - active, UBS Securities Hong Kong Limited
Yip Wang Adrian Chan
CE BWX587 - active, UBS Securities Hong Kong Limited
Yuk Lam (SFC:BVR908) Chan
CE BVR908 - active, UBS Securities Hong Kong Limited
Byung Woon Chang
CE BQD509 - active, UBS Securities Hong Kong Limited
Kai Ho Chau
CE AZZ303 - active, UBS Securities Hong Kong Limited
Ge (SFC:AMO864) Chen
CE AMO864 - active, UBS Securities Hong Kong Limited
Gong (SFC:AZN311) Chen
CE AZN311 - active, UBS Securities Hong Kong Limited
Hao (SFC:BTP295) Chen
CE BTP295 - active, UBS Securities Hong Kong Limited
Margie Boyang Chen
CE BHC785 - active, UBS Securities Hong Kong Limited
Wei Lun Chen
CE BNP013 - active, UBS Securities Hong Kong Limited
Willa Chen
CE BWF672 - ceased
Xiaoyi (SFC:BRO395) Chen
CE BRO395 - active, UBS Securities Hong Kong Limited
Yaxuan Chen
CE BXA979 - active, UBS Securities Hong Kong Limited
Yuhu Chen
CE BOR694 - active, UBS Securities Hong Kong Limited
Zhilin Chen
CE BWW717 - active, UBS Securities Hong Kong Limited
Zhuangyi Chen
CE BOT806 - active, UBS Securities Hong Kong Limited
Xiaomin Cheng
CE BHY663 - active, UBS Securities Hong Kong Limited
Teen Ho Nicholas Ching
CE BUF499 - active, UBS Securities Hong Kong Limited
Long Kit Chiu
CE BVK189 - active, UBS Securities Hong Kong Limited
Jeffrey Kai Hei Choi
CE BPY352 - active, UBS Securities Hong Kong Limited
Ji Won Jennifer Choi
CE ATX210 - active, UBS Securities Hong Kong Limited
Wa Shing Chow
CE BNO669 - active, UBS Securities Hong Kong Limited
Yuen Ting Chui
CE BBT170 - active, UBS Securities Hong Kong Limited
Ming Chun Jason Chung
CE AZS638 - active, UBS Securities Hong Kong Limited
Giulio Giacomo Coperti
CE BOG205 - active, UBS Securities Hong Kong Limited
Christian Philipp Deiss
CE AXV367 - active, UBS Securities Hong Kong Limited
Ding (SFC:BQJ707) Ding
CE BQJ707 - active, UBS Securities Hong Kong Limited
Mengqi Ding
CE BUD994 - active, UBS Securities Hong Kong Limited
Linna Fan
CE BUU803 - active, UBS Securities Hong Kong Limited
Wei Fan
CE BQF160 - active, UBS Securities Hong Kong Limited
Xinhe Feng
CE BBP375 - active, UBS Securities Hong Kong Limited
Regan Fung
CE BWW718 - active, UBS Securities Hong Kong Limited
Yuan (SFC:BUD008) Gao
CE BUD008 - active, UBS Securities Hong Kong Limited
Yunzhu Gao
CE BNR003 - active, UBS Securities Hong Kong Limited
Xiaobai Ge
CE BDH915 - active, UBS Securities Hong Kong Limited
Yanwei Ge
CE BNG522 - active, UBS Securities Hong Kong Limited