Hong Kong SFC Licensed Individuals Directory

Lingyan Xu CE ARI518 - active, Starlight Securities Limited Guobin Huang CE ALG504 - active, Starlight Securities Limited Yi (SFC:BSH061) Shen CE BSH061 - active, Starlight Capital Limited Ningzhi Wang CE BTK134 - active, Starlight Securities Limited Xu Han CE AOE724 - active, Shanggu Securities Limited Chi Yu Alissa Man CE BMW869 - active, Shanggu Securities Limited Wiley O' Yang CE AEH460 - active, Shanggu Securities Limited Shu Cheung Yau CE AAJ570 - active, Shanggu Securities Limited Tian Qin CE AXD124 - active, Synergy Futures Limited Yuxiang Zhu CE BER747 - active, Synergy Futures Limited Zhaomin Cheng CE BOZ955 - active, Synergy Futures Limited Jing Qu CE BVJ979 - active, Synergy Futures Limited Ka Hang Chau CE AJO080 - active, Soliton Securities Limited Franco Chi Cheong Law CE AAZ238 - ceased Wilson Wing Sun Chui CE BGX941 - active, Soliton Capital Management Limited Tony Chi Ming Ho CE APH801 - active, Siegfried Asset Management Limited Alan Hing Lun Hung CE AEA163 - active, Siegfried Asset Management Limited Kin Leung Lai CE ALU692 - active, Siegfried Asset Management Limited Wan Wai Lo CE AGR427 - ceased Kuo-Chung Chen CE BWO931 - active, Siegfried Asset Management Limited Kyungoh Kook CE BOA773 - active, Siguler Guff (Hong Kong) Limited Gee Eun Lee CE AXG142 - active, Siguler Guff (Hong Kong) Limited Kentaro Otani CE BTK555 - active, Siguler Guff (Hong Kong) Limited Leung Liu CE AFJ550 - active, Smart Fullrich Capital Limited Lai Chung Tam CE AUM932 - active, Smart Fullrich Capital Limited Chun Him Lee CE BCE890 - active, Sunny Fortune Capital Limited Wai Sum Luk CE BGE246 - active, Sunny Fortune Capital Limited Wui Chun Tam CE BDF847 - active, Sunny Fortune Capital Limited Freda Shin Yee Wong CE AFV839 - active, Sunny Fortune Capital Limited Ying (SFC:BUB838) Li CE BUB838 - ceased Junjie Tang CE BWS780 - ceased Jing Huang CE BPM520 - active, SINOIF Asset Management Limited Chi Chun Wong CE ASM070 - active, SINOIF Asset Management Limited Fanjie Zeng CE BKU662 - active, SINOIF Asset Management Limited Yumin (SFC:BFM942) Zhang CE BFM942 - active, SINOIF Asset Management Limited Zi Ming Li CE BXI093 - active, SINOIF Asset Management Limited Ziyi Liu CE BXN140 - active, SINOIF Asset Management Limited Lu Yang CE BTY747 - active, SINOIF Asset Management Limited Weiwei Zhang CE BTG306 - active, SINOIF Asset Management Limited Shintaro Aizawa CE BJP833 - active, Sumitomo Mitsui DS Asset Management (Hong Kong) Limited Yuichi Awata CE BUV153 - active, Sumitomo Mitsui DS Asset Management (Hong Kong) Limited Kwok Fai Chau CE ANX794 - active, Sumitomo Mitsui DS Asset Management (Hong Kong) Limited Teck Neng Ng CE API005 - active, Sumitomo Mitsui DS Asset Management (Hong Kong) Limited Gen Saito CE BUV668 - active, Sumitomo Mitsui DS Asset Management (Hong Kong) Limited Chi Tat Tang CE AIB791 - active, Sumitomo Mitsui DS Asset Management (Hong Kong) Limited Sze Ting Fok CE ANG611 - active, Sumitomo Mitsui DS Asset Management (Hong Kong) Limited Tushar Jain CE ASF668 - active, Sumitomo Mitsui DS Asset Management (Hong Kong) Limited Lik Fu Jim CE BNN109 - active, Sumitomo Mitsui DS Asset Management (Hong Kong) Limited Siu Lun Lai CE BDF470 - active, Sumitomo Mitsui DS Asset Management (Hong Kong) Limited Sze Man Leung CE BQO435 - active, Sumitomo Mitsui DS Asset Management (Hong Kong) Limited Ting Him Gareth Ng CE BRT060 - active, Sumitomo Mitsui DS Asset Management (Hong Kong) Limited Qi Si CE BSJ002 - active, Sumitomo Mitsui DS Asset Management (Hong Kong) Limited Jieyi Sun CE BDY035 - active, Sumitomo Mitsui DS Asset Management (Hong Kong) Limited Yi Hsuan Wu CE BTL457 - active, Sumitomo Mitsui DS Asset Management (Hong Kong) Limited Peirou Xu CE BRV826 - active, Sumitomo Mitsui DS Asset Management (Hong Kong) Limited Kai Liang Nicholas Yong CE BXQ193 - active, Sumitomo Mitsui DS Asset Management (Hong Kong) Limited Yujie Zhou CE BUO458 - active, Sumitomo Mitsui DS Asset Management (Hong Kong) Limited Chen Deng CE BPQ971 - active, SPIC Asset Management (Hong Kong) Company Limited Jinchang He CE BEC496 - active, SPIC Asset Management (Hong Kong) Company Limited Yingshi Wu CE BDV967 - active, SPIC Asset Management (Hong Kong) Company Limited Hoi Yan Chan CE AFZ453 - active, Shui On Investment Management Limited Ka Pui Ho CE BGL055 - active, Shui On Investment Management Limited Danlan Luo CE BTM852 - active, Shui On Investment Management Limited Kim Lun Uy CE AOA664 - active, Shui On Investment Management Limited Mei Ha Ava Wong CE BTS573 - active, Shui On Investment Management Limited Shuaishuai Fan CE BQB351 - active, Silverlion Securities Limited Huili Yao CE BIC895 - active, Silverlion Securities Limited Ka Chun Cheung CE BBK722 - active, Sun Hung Kai Capital Partners Limited Marcella Mang Sze Lui CE AET173 - active, Sun Hung Kai Capital Partners Limited Allen G Sing CE ADY343 - active, Sun Hung Kai Capital Partners Limited Wing Fung Chow CE BDY730 - active, Sun Hung Kai Capital Partners Limited Antony James Edwards CE AAW726 - active, Sun Hung Kai Capital Partners Limited Ching Yan Hui CE BUF409 - active, Sun Hung Kai Capital Partners Limited Ruihang Ma CE BSR863 - active, Sun Hung Kai Capital Partners Limited Natalie Hiu Lam Ngai CE BGT860 - active, Sun Hung Kai Capital Partners Limited Karla Elizabeth Soejana CE BXB125 - active, Sun Hung Kai Capital Partners Limited Chin Yan Gigi Wong CE BVK668 - active, Sun Hung Kai Capital Partners Limited Shan Han Yuen CE BPJ794 - active, Sun Hung Kai Capital Partners Limited Maghon Jason Zeall CE ATR459 - active, Sun Hung Kai Capital Partners Limited Kenneth Yeh-Kang Hao CE BQQ069 - active, SLTM (HK) Limited Yingqi Li CE AOS126 - active, SLTM (HK) Limited Kuangfu Deng CE BUD020 - active, SLTM (HK) Limited Yu Guang CE BSY203 - active, SLTM (HK) Limited Xiangrui Tao CE BOP401 - active, SLTM (HK) Limited Hantong Tony Xiao CE BRY428 - active, SLTM (HK) Limited Xinghang Li CE AWH538 - active, SYNCICAP Asset Management Limited Jean-Marie Mercadal CE BRG339 - active, SYNCICAP Asset Management Limited Rizal Wijono CE ADT339 - active, SYNCICAP Asset Management Limited Ho Yan Janice Kwan CE BWW198 - active, SYNCICAP Asset Management Limited Peijia Li CE BEC796 - active, SYNCICAP Asset Management Limited Eric Lockman Mimoun CE BSW108 - active, SYNCICAP Asset Management Limited Yahong Qiao CE BKS805 - active, SYNCICAP Asset Management Limited Che Nan Tsai CE BNN713 - active, SYNCICAP Asset Management Limited Ruiyue Zhang CE AZB698 - active, SYNCICAP Asset Management Limited Jun Chen CE BLZ486 - active, Star Sky Securities Limited Ruixing Li CE BVN797 - active, Star Sky Securities Limited Haibo Chen CE BVO248 - active, Star Sky Securities Limited Zhenyi Liu CE BVO024 - active, Star Sky Securities Limited Xuehai Ma CE BVN792 - active, Star Sky Securities Limited Xiao (SFC:BVH458) Wang CE BVH458 - active, Star Sky Securities Limited Yang Lei CE BWK893 - active, Merit Asset Management Limited Gengyun Zhou CE BPL714 - active, Sauder Global Investment Management Limited Weihao Huang CE BWI856 - active, Sauder Global Investment Management Limited Yi Sze Pang CE BWI441 - active, Sauder Global Investment Management Limited Yajiong Wang CE BVO624 - active, Sauder Global Investment Management Limited Lan Zheng CE BXN494 - active, Sauder Global Investment Management Limited Arnold Cheong Yip Chan CE AUB084 - active, Stockwell Securities Limited Chi Wing Cheung CE ACV105 - active, Stockwell Securities Limited Oi Ling Tse CE AHJ799 - active, Stockwell Securities Limited Kin Wai Yung CE ABN176 - active, Stockwell Securities Limited Siu Yuen Chan CE AEC203 - ceased Kon Chiu Chau CE AGS077 - active, Stockwell Securities Limited Thomas Lung Hang Cheng CE AAI690 - ceased Wai Man Cheng CE ACK625 - active, Stockwell Securities Limited Tony Su Long Choi CE ABS314 - ceased Siu Wai Choy CE AEJ852 - active, Stockwell Securities Limited Sung Hei Chu CE AAV119 - active, Stockwell Securities Limited Nelson Junior Chua CE AQW532 - active, Stockwell Securities Limited Wai Kei Kay CE AFA203 - active, Stockwell Securities Limited Houseman Pak Fai Ko CE ABG586 - active, Stockwell Securities Limited Nick Wing Cheong Lai CE AAI980 - ceased Kwok Man Lau CE ACR615 - active, Stockwell Securities Limited Hong Wa Law CE AYE290 - active, Stockwell Securities Limited Chung Ho Lee CE ARI632 - active, Stockwell Securities Limited May Chu Lee CE AAI324 - active, Stockwell Securities Limited Kwok Wing Leung CE ALY238 - active, Stockwell Securities Limited Hou Chun Mak CE AEJ853 - active, Stockwell Securities Limited Chun Kin Ngai CE AHP751 - active, Stockwell Securities Limited Frankie Tak Shun Shiu CE AAG656 - active, Stockwell Securities Limited Mei Wan Siu CE AJC718 - ceased Sammy Wing Kwun Tang CE AAA686 - active, Stockwell Securities Limited Chun Ping Tsui CE AAD343 - active, Stockwell Securities Limited Kwan Kau Wong CE AEO165 - active, Stockwell Securities Limited Wai Wan Wong CE AEA096 - active, Stockwell Securities Limited Wing Sang Wong CE AAD348 - active, Stockwell Securities Limited Man Ching Yip CE APJ595 - ceased Yuen Moon Yu CE AGD747 - active, Stockwell Securities Limited Tsz Ming Yung CE AED791 - active, Stockwell Securities Limited Stephen Siu Fai Ng CE ATX477 - active, SinoPro Securities Limited Yu Song CE ANU527 - active, SinoPro Securities Limited Xuping Yang CE ALO476 - active, SinoPro Securities Limited Zicheng Lu CE BRU712 - active, SinoPro Securities Limited Jing Ran CE BWK948 - active, SinoPro Securities Limited Rahul Chadha CE ARW946 - active, Shikhara Capital (Hong Kong) Private Limited Saniel Chandrawat CE BDW740 - active, MY.Alpha Management HK Advisors Limited Aditya Kothari CE BHK842 - active, Hudson Bay Capital Management (Hong Kong) Limited Se Han Song CE BFE217 - active, Shikhara Capital (Hong Kong) Private Limited Kam Hau Chu CE BBM865 - active, Shikhara Capital (Hong Kong) Private Limited Eric Lee CE BBL389 - active, Shikhara Capital (Hong Kong) Private Limited Iain Laurence Ross CE AYP091 - active, Starfish Bay Limited Thomas Andrew Vickerton CE AQR712 - active, Starfish Bay Limited Shrinivas Ravindra Gangal CE BBN555 - active, Starfish Bay Limited Sancho Constantino Yu Chan CE BGE438 - active, Sun Life Investment Management Asia Limited Olivier Joel Emile Szwarcberg CE BDD369 - active, Sun Life Investment Management Asia Limited How Quo Aaron Tang CE BNI712 - active, Sun Life Investment Management Asia Limited Jimmy J Weng CE APH956 - active, Sun Life Investment Management Asia Limited Kim Fung Chan CE BVZ802 - active, Sun Life Investment Management Asia Limited Kwun Chung Kenneth Chan CE AER783 - active, Sun Life Investment Management Asia Limited Oi Wan Chan CE AOT458 - active, Sun Life Investment Management Asia Limited Lok Man Cheng CE BWO093 - active, Sun Life Investment Management Asia Limited Carl Ka Lok Hui CE BFS741 - active, Sun Life Investment Management Asia Limited Jialu Jiang CE BWL958 - active, Sun Life Investment Management Asia Limited Thanatcha Jurukul CE BHT944 - active, Sun Life Investment Management Asia Limited Juliana Mei Ching Koay CE BWA630 - active, Sun Life Investment Management Asia Limited Hoi Tung Law CE BWV270 - active, Sun Life Investment Management Asia Limited Cheuk Pong Marco Li CE BEF673 - active, Sun Life Investment Management Asia Limited Xiaotong Ma CE BOB737 - active, Sun Life Investment Management Asia Limited Mei Yi Phun CE BWB152 - active, Sun Life Investment Management Asia Limited Minhui Qiu CE BQB550 - active, Sun Life Investment Management Asia Limited Long Yin Shek CE BRR979 - active, Sun Life Investment Management Asia Limited Man Sze Tse CE BWV271 - active, Sun Life Investment Management Asia Limited Shiuan Ting van Vuuren CE BQF488 - active, Sun Life Investment Management Asia Limited Xiaotong (SFC:BNF911) Wang CE BNF911 - active, Sun Life Investment Management Asia Limited Wai Ho Johnny Wong CE BXE254 - active, Sun Life Investment Management Asia Limited Wing Lung Yeung CE BBY224 - active, Sun Life Investment Management Asia Limited Hin Chiu Yip CE AVY582 - active, Sun Life Investment Management Asia Limited Soo Cheon Lee CE ATI488 - active, SC Lowy Securities (HK) Limited Michel Lowy CE ATI459 - active, SC Lowy Securities (HK) Limited Raghav Bhandari CE BMK922 - active, SC Lowy Securities (HK) Limited Austin Cyril Cam CE ATX593 - active, SC Lowy Securities (HK) Limited Jae Seon Choi CE BGP816 - active, SC Lowy Securities (HK) Limited Simon Pierre Marie Eric Clairet CE ARW232 - active, SC Lowy Securities (HK) Limited Yiqing Ma CE BGQ736 - active, SC Lowy Securities (HK) Limited Johan Sudiman CE BAQ674 - active, SC Lowy Securities (HK) Limited Owain Benjamin Griffiths CE BVL456 - active, Sona Asset Management (HK) Limited Steve Holdener CE BHH536 - active, Sona Asset Management (HK) Limited Hyeon Joon Kim CE BVL453 - active, Sona Asset Management (HK) Limited Jiwei Cheng CE BRT346 - active, Sona Asset Management (HK) Limited Niteesh Joshi CE AOV763 - active, Sona Asset Management (HK) Limited Peran Harald James Soady CE BVL588 - active, Sona Asset Management (HK) Limited Ling (SFC:BXB025) Zhu CE BXB025 - active, Sona Asset Management (HK) Limited Harry Lai Wai Ip CE AAC664 - active, Tai Yip Stock Company Limited Raymond Lai Kar Yip CE AAC659 - active, Tai Yip Stock Company Limited Lawrence Kai Hing Kwok CE ABA454 - active, Tung Tak Securities (HK) Company Limited Kai Hung Kwok CE AAE626 - active, Tung Tak Securities (HK) Company Limited Kai Yan Kwok CE AAE643 - active, Tung Tak Securities (HK) Company Limited Siu Ha Kwok CE AAK082 - active, Tung Tak Securities (HK) Company Limited Siu Mei Kwok CE AAE579 - active, Tung Tak Securities (HK) Company Limited Alfred Chi Shing Tsun CE AAE713 - active, Tsun Chi Yuen Securities Company Limited Albert Pui Keong Tsun CE AAE724 - active, Tsun Chi Yuen Securities Company Limited Catherina Shui Chee Tsun CE AAE731 - active, Tsun Chi Yuen Securities Company Limited Yiu Tung Cheng CE ABQ027 - active, Tsun Chi Yuen Securities Company Limited Alexander Wing Gey Tsun CE ANM361 - active, Tsun Chi Yuen Securities Company Limited Christopher Wing Yip Tsun CE ASO843 - active, Tsun Chi Yuen Securities Company Limited May Shui Mee Tsun CE ABT050 - active, Tsun Chi Yuen Securities Company Limited Tze Yan Wong CE ADH973 - active, Tsun Chi Yuen Securities Company Limited Man Nei Leung CE AFM308 - active, Taifair Securities Limited Chun Ling Lam CE AOV786 - active, Tarzan Stock & Shares Limited Kenneth Siu Ming Lee CE ACC420 - active, Tarzan Stock & Shares Limited Chung Hong Mui CE ATE783 - active, Tarzan Stock & Shares Limited Sai Sum Yu CE AAF585 - active, Tarzan Stock & Shares Limited Yuk Lin Chan CE AFP114 - ceased Siu Ling Siu CE AAB564 - ceased Kai Kar So CE AGJ780 - ceased Chun Him Chan CE BBE954 - active, Tachibana Securities (Hong Kong) Limited Toshiharu Katsuoka CE ACS618 - active, Tachibana Securities (Hong Kong) Limited Seiichi Kikuchi CE AJC135 - active, Tachibana Securities (Hong Kong) Limited Lok Yiu Tse CE BWI666 - active, Tachibana Securities (Hong Kong) Limited Samuel Tak Sing Chu CE AAH404 - active, Tat Lee Securities Company Limited Wai Hing Kam CE AAH399 - active, Tat Lee Securities Company Limited Fong Sim Law CE AEY146 - active, Tat Lee Securities Company Limited Wai Yu Leung CE ATO191 - active, Tat Lee Securities Company Limited Kim Yin Ma CE ALC023 - active, Tat Lee Securities Company Limited Siu Lung Tang CE ANF043 - active, Tat Lee Securities Company Limited Rui Guo CE BRV330 - active, Tai Fung Securities Limited Xiangyu Zhang CE AXO653 - active, Tai Fung Securities Limited Lien Fan Ng Chu CE AAB340 - active, Tung Wui Securities Company Limited Ka Yee Yeung CE ALW299 - active, Tung Wui Securities Company Limited Hao Veng Ho CE AAA362 - active, Tai Fung Kuentai Securities Company Limited Suk Fan Loh CE ACJ663 - active, Tai Fung Kuentai Securities Company Limited Chung Sing Michael Mou CE ATI501 - active, Tai Fung Kuentai Securities Company Limited Yiu Mo So CE BPO559 - active, Tai Fung Kuentai Securities Company Limited Foo Shing Chan CE AAB258 - active, Tai Fung Kuentai Securities Company Limited Kui Shing Chan CE AAA402 - active, Tai Fung Kuentai Securities Company Limited Yuk Fan Sin CE AFB830 - active, Tai Fung Kuentai Securities Company Limited Wan Chi Ho CE ACT136 - active, Telecom King Securities Limited Robert Kwok Yan So CE ABA369 - active, Telecom King Securities Limited Ki Lun Cheung CE APO011 - active, Telecom King Securities Limited Pui Sin Cheung CE BMI865 - active, Telecom King Securities Limited Kam Yiu Lau CE AGC977 - active, Telecom King Securities Limited Kwok Man Tai CE AQK987 - active, Telecom King Securities Limited Jennifer Yuen Yi Tsoi CE AQD699 - active, Telecom King Securities Limited Tae Jin Ham CE BSI569 - active, TransPacific Group (Asia) Limited Mark Evan Mason CE AWV089 - active, TransPacific Group (Asia) Limited Wan Sun Park CE BTH902 - active, TransPacific Group (Asia) Limited Emily Margaret Aparicio CE BTT398 - active, TransPacific Group (Asia) Limited Matthew Grant King CE BXC778 - active, TransPacific Group (Asia) Limited Yuk Tai Lai CE BTL111 - active, TransPacific Group (Asia) Limited Zhengjie Chen CE AWZ022 - active, TPG Capital, Limited Eugenia Y.H. Mok CE AYR645 - active, TPG Capital, Limited