Arnold Cheong Yip Chan
陳昌業
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Arnold Cheong Yip Chan (陳昌業), CE reference AUB084. Currently licensed at 1 firm(s): Stockwell Securities Limited. Total licence records on file: 7.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Stockwell Securities Limited 常匯證券有限公司 |
RO | Type 1 — Dealing in securities | 2022-07-01 | present |
| Stockwell Securities Limited 常匯證券有限公司 |
RO | Type 2 — Dealing in futures contracts | 2022-07-01 | present |
| Stockwell Securities Limited 常匯證券有限公司 |
RO | Type 1 — Dealing in securities | 2019-01-15 | 2022-06-30 |
| Stockwell Commodities Limited 常匯商品期貨有限公司 |
RO | Type 2 — Dealing in futures contracts | 2017-04-06 | 2022-06-30 |
| Stockwell Securities Limited 常匯證券有限公司 |
Rep | Type 1 — Dealing in securities | 2012-03-12 | 2019-01-15 |
| Stockwell Commodities Limited 常匯商品期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2011-12-29 | 2017-04-06 |
| New Trend Futures Limited 創新期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2009-12-04 | 2011-12-16 |