Hong Kong SFC Licensed Individuals Directory
A crawlable directory of Representatives, Responsible Officers and historical individual licensees in the Hong Kong SFC public register.
Pong Chi Chan
CE BMY367 - active, Pickers Capital Management Limited
Stanley Ho-Yin Ip
CE BNU401 - active, Pickers Capital Management Limited
King San Lo
CE BHT733 - active, Pickers Capital Management Limited
Chun Keung Chan
CE ALK169 - active, Persistent Asset Partners Limited
Otto Chan
CE AZR076 - active, Persistent Asset Partners Limited
Xin (SFC:AYQ786) Huang
CE AYQ786 - active, Persistent Asset Partners Limited
Yuen Man Lee
CE BKA243 - active, Persistent Asset Partners Limited
Quan Yu
CE BPR500 - active, Persistent Asset Partners Limited
Xi (SFC:BDA727) Chen
CE BDA727 - active, Persistent Asset Partners Limited
Meizhen Li
CE AZR075 - active, Persistent Asset Partners Limited
Jieli Peng
CE BPT594 - active, Persistent Asset Partners Limited
Ka Yan Tsoi
CE BOB564 - active, Persistent Asset Partners Limited
Yi Yam Yeung
CE BEC498 - active, Persistent Asset Partners Limited
Zengyi Li
CE ATQ757 - active, Passage Investment Management Limited
Renyuan Yan
CE BIB907 - active, Passage Investment Management Limited
Boxuan Zhao
CE BSI861 - active, Passage Investment Management Limited
Chia Wei Hung
CE AGJ209 - active, Positano Wealth Management Limited
Ka Yan Tai
CE AQU175 - active, Positano Wealth Management Limited
Shun Yip Chow
CE AXJ789 - active, Positano Wealth Management Limited
Henry Heng Li Chong
CE BKR759 - active, Portcullis Investment Office Limited
Shu Lung Ho
CE AEE580 - active, Portcullis Investment Office Limited
Min Chen
CE BNU146 - active, Prominence Global Fund Management Co., Limited
Wenjie Ping
CE BOE560 - active, Prominence Global Fund Management Co., Limited
Qiming Tong
CE BWO413 - active, Prominence Global Fund Management Co., Limited
Jiangsuo Wu
CE BGO781 - active, Prominence Global Fund Management Co., Limited
Shaowei Deng
CE BKY927 - active, Protoss Capital Limited
Na Ren
CE AWF620 - active, Protoss Capital Limited
Chi Yuan
CE ATL424 - active, Protoss Capital Limited
Yaojia Guo
CE BVX661 - active, Protoss Capital Limited
Chong Wang
CE AYS816 - active, PrideRock Global Investment Management Limited
Xingguo Eric Pan
CE BRV103 - active, Pandtong Quantitative Research Limited
Qing Qi Zhang
CE BPY735 - active, Pandtong Quantitative Research Limited
Dachun Lu
CE BQY908 - active, Pandtong Quantitative Research Limited
Xiaoxian Wen
CE BVF421 - active, Pandtong Quantitative Research Limited
Yingjie Ou
CE BNO196 - active, Polymer Wealth Management Company Limited
Yujun Zhou
CE BCG433 - active, Polymer Wealth Management Company Limited
Tony Huan Long Chen
CE BSI680 - active, Polymer Wealth Management Company Limited
Yuen Ying Ho
CE BPA537 - active, Polymer Wealth Management Company Limited
Jianchang Li
CE BOA888 - active, Polymer Wealth Management Company Limited
Dan (SFC:BTK038) Liu
CE BTK038 - active, Polymer Wealth Management Company Limited
Ruisu Qian
CE BXF085 - active, Polymer Wealth Management Company Limited
Charles Wang
CE BVF149 - active, Polymer Wealth Management Company Limited
Yan Zhang
CE BUA986 - active, Polymer Wealth Management Company Limited
Xipeng Zuo
CE BUV231 - active, Polymer Wealth Management Company Limited
Hsinyu Lin
CE BNJ513 - active, Peking University Resources Asset Management Limited
Kai Ho Wong
CE BCY412 - active, Peking University Resources Asset Management Limited
Zheng Jie Liang
CE AAH546 - active, Prudence Global Capital Management Co., Ltd
Yiyang Liu
CE BTU943 - active, Prudence Global Capital Management Co., Ltd
Lei Zhou
CE BSZ874 - active, Prudence Global Capital Management Co., Ltd
Huihuang Qiu
CE BTS954 - active, Prudence Global Capital Management Co., Ltd
Yiying Wang
CE BTS955 - active, Prudence Global Capital Management Co., Ltd
Ann Marlowe Cooley
CE AEN698 - active, Pacific Hawk Asset Management Limited
Begonia Yim Ki Ng
CE BOG280 - active, Pacific Hawk Asset Management Limited
Chi Ying Jacqueline Feng
CE BVA915 - active, Pacific Hawk Asset Management Limited
Ning Lu
CE ARP152 - active, Protium Capital Limited
Katherine Ka Ki Wan
CE APY872 - active, Protium Capital Limited
Weihui Zhou
CE BJF092 - active, Protium Capital Limited
Thomas Chin Tao Chan
CE AQQ120 - active, Protium Capital Limited
Jiong Lou
CE BWY670 - active, Protium Capital Limited
Wai Yin Cheung
CE ASE682 - active, Posley Asset Management Limited
Miu Yu Shea
CE ARP337 - active, Posley Asset Management Limited
Nok Fung Ng
CE BWC099 - active, Posley Asset Management Limited
Ping Sum Tang
CE AEL276 - active, Panorama United Asset Management Limited
Feiran (SFC:BTL031) Zhang
CE BTL031 - active, Panorama United Asset Management Limited
Bingqing Hu
CE BVU867 - active, Panorama United Asset Management Limited
Dafu Feng
CE BFN926 - active, Pinerock Asset Management Limited
Mengdie Wang
CE BVZ079 - active, Pinerock Asset Management Limited
Bingjia Chen
CE BSH430 - active, Pinerock Asset Management Limited
Yiteng Huang
CE BWO780 - active, Pinerock Asset Management Limited
Shu Luan
CE BBU905 - active, Pinerock Asset Management Limited
Bo Peng
CE BDJ188 - active, Pinerock Asset Management Limited
Jianwei Zheng
CE BCS741 - active, Pinerock Asset Management Limited
You Liao
CE BCQ567 - active, Petrus Asset Management Limited
Tat Chi Tsui
CE AEU434 - active, Petrus Asset Management Limited
Kim Ming Wong
CE AHU702 - active, Petrus Asset Management Limited
Xinran Jiang
CE BVB367 - active, Petrus Asset Management Limited
Xueqian Chen
CE AWP698 - active, Primavera Investment Management Limited
Jeffrey Chun Hung Lau
CE AFC954 - active, Primavera Investment Management Limited
Vivien Mei-Chen Cai
CE BWL412 - active, Primavera Investment Management Limited
Yuyue Renee Dijoux Song
CE BWO406 - active, Primavera Investment Management Limited
Dan Feng
CE BWL078 - active, Primavera Investment Management Limited
Chengyuan Ge
CE BKW493 - active, Primavera Investment Management Limited
Qian Huang
CE BQO601 - active, Primavera Investment Management Limited
Shuyuan Shen
CE BOS494 - active, Primavera Investment Management Limited
Yichen Shen
CE BVZ137 - active, Primavera Investment Management Limited
Daiwei Tang
CE BWO085 - active, Primavera Investment Management Limited
Sheung Hang Choi
CE AUP568 - active, Peach Creek Capital Management Company Limited
Chiheng Zhang
CE BQO230 - active, Peach Creek Capital Management Company Limited
Jun Ho Kwok
CE BWK454 - active, Peach Creek Capital Management Company Limited
Kai Fung Lo
CE AVQ822 - active, Peach Creek Capital Management Company Limited
Bo Bai
CE BUY092 - active, PeaceShire Asset Management Limited
Changyong Du
CE BUQ580 - active, PeaceShire Asset Management Limited
Xiaoke Yuan
CE BUQ578 - active, PeaceShire Asset Management Limited
Jiajuan Song
CE BVL038 - active, PeaceShire Asset Management Limited
Wai Yuen Chan
CE BFO689 - active, Prudential JinAn Assets Management Limited
Xiaoyan Peng
CE BUV357 - active, Prudential JinAn Assets Management Limited
Jian Xu
CE AKO634 - active, Pacific Synergy Group Limited
Jayde Ying Ching Yip
CE BKB424 - active, Pacific Synergy Group Limited
Wing Lam Cheng
CE BWZ153 - active, Pacific Synergy Group Limited
Fung Lam
CE BPV203 - active, Pacific Synergy Group Limited
Yihao Zhou
CE BVG089 - active, Pacific Synergy Group Limited
Koichi Hamaguchi
CE BGL494 - active, Polo Elite Capital Limited
Hiu Lam Mok
CE AJE368 - active, Polo Elite Capital Limited
Henry Sung Chuen Yau
CE ARJ655 - active, Preeminent Asset Management Limited
Wai Pang Andrew Yim
CE BOV362 - active, Preeminent Asset Management Limited
Chi Wai Chow
CE BSU571 - active, Phronisys Asset Management Limited
Robert Warren Lim
CE ARJ311 - active, Phronisys Asset Management Limited
Ronald Chun Kuen Ho
CE BMN226 - active, Phronisys Asset Management Limited
Wing In Kong
CE BKN379 - active, Phronisys Asset Management Limited
Ka Ho Li
CE BUA299 - active, Phronisys Asset Management Limited
Yanjie Lei
CE BWJ877 - active, Provisio Capital Management (HK) Limited
Tao Yang
CE BWJ880 - active, Provisio Capital Management (HK) Limited
Cheuk Fung Lam
CE ADW995 - active, Qeelyn Analytics Asset Management Limited
Yeyu Li
CE AYP992 - active, Qeelyn Analytics Asset Management Limited
Zhen (SFC:BST247) Li
CE BST247 - active, Qeelyn Analytics Asset Management Limited
William Chi Ho Lo
CE ACO135 - active, Qoo Asset Management Limited
Alexander Chuen Hing Wan
CE AHG382 - active, Qoo Asset Management Limited
Ting Fung (SFC:AWJ003) So
CE AWJ003 - active, Qoo Asset Management Limited
Ming Zuei Charles Chiang
CE ADY323 - active, QLP Capital Management Limited
Yong Chan Kim
CE AIH348 - active, QLP Capital Management Limited
Sambhav Kataria
CE BWS430 - active, QLP Capital Management Limited
Kensei Kondo
CE AWY938 - active, QLP Capital Management Limited
Yiu Fai Sit
CE BEK739 - active, QLP Capital Management Limited
Tiffany Po Ki Chan
CE ASM076 - active, RC Futures Advisory Limited
Siu Man Chau
CE BLO134 - active, RC Futures Advisory Limited
Rickey Wing On Cheung
CE AJE323 - active, RC Futures Advisory Limited
Graca Ho
CE BBS226 - active, RC Futures Advisory Limited
Siu Wai Chan
CE AUB313 - active, Rock Hill Asset Management Limited
Tsang Shing Chan
CE AOT840 - active, Rock Hill Asset Management Limited
Shaozhi Hong
CE BOE497 - active, Rock Hill Asset Management Limited
Hao (SFC:BWH022) Chen
CE BWH022 - active, Ruihua (International) Fund Limited
Ka Wai Lam
CE ARL775 - active, Ruihua (International) Fund Limited
Ning Yu
CE BPS347 - active, Ruihua (International) Fund Limited
Junqing Liang
CE BUJ231 - active, Redstone Asset Management Limited
Kit Mui Lo
CE BOF326 - active, Redstone Asset Management Limited
Zachary Alexander Corones
CE BCA233 - active, Regal Partners (Hong Kong) Limited
Ka Kong Yu
CE AXL635 - active, Regal Partners (Hong Kong) Limited
Ka Yin Man
CE BRK751 - active, Regal Partners (Hong Kong) Limited
Lulu Liu
CE BOU471 - ceased
Shuncheng Shi
CE BEV990 - active, Rofllex Capital Limited
Zhen Lang
CE ATY003 - active, River Delta Wealth Management Company Limited
Yi-Ping Wu
CE BFN192 - active, River Delta Wealth Management Company Limited
Jian (SFC:BRV884) Yang
CE BRV884 - active, River Delta Wealth Management Company Limited
Pui Man Leung
CE AFG786 - active, Royal Asset Management (Hong Kong) Limited
Wei (SFC:BVF953) Wang
CE BVF953 - active, Royal Asset Management (Hong Kong) Limited
Dennis Yan Chung
CE AGK668 - active, RICH FOREVER FAMILY OFFICE LIMITED
Hengzhe Li
CE BVW686 - active, RICH FOREVER FAMILY OFFICE LIMITED
Jin Xu
CE AVO585 - ceased
Qizhen Hu
CE BUX091 - active, RICH FOREVER FAMILY OFFICE LIMITED
Kin Kwok Kwan
CE BEH928 - active, RICH FOREVER FAMILY OFFICE LIMITED
Yan Nam Wong
CE BUK040 - active, RICH FOREVER FAMILY OFFICE LIMITED
Man Kit Li
CE AZY531 - active, Royal Family Asset Management Limited
Man Sek Wong
CE ACA256 - active, Royal Family Asset Management Limited
Mei Lok Ho
CE AMY548 - active, Royal Family Asset Management Limited
Jingwei Wang
CE BQQ798 - active, Royal Family Asset Management Limited
Chi Kit Yu
CE BOK890 - active, Royal Family Asset Management Limited
Angela Sau Ling Yuen
CE ADT382 - active, Royal Family Asset Management Limited
Li-Jen Wang
CE AVH868 - active, Riches Credit Asset Management Limited
Yiu Man Wong
CE ADA634 - active, Riches Credit Asset Management Limited
Jing Lyu
CE BWS193 - active, Riches Credit Asset Management Limited
Jia Wang
CE AWC467 - active, Riches Credit Asset Management Limited
Qing (SFC:BXF545) Zhao
CE BXF545 - active, Riches Credit Asset Management Limited
Jingwen (SFC:BVG078) Huang
CE BVG078 - active, Rido Asset Management Limited
Yaozong Zhang
CE BUT343 - active, Rido Asset Management Limited
Hao (SFC:BVN546) Xu
CE BVN546 - active, RM Everlast Capital (HK) Limited
Saier Ye
CE BVN550 - active, RM Everlast Capital (HK) Limited
Huilin Chen
CE APC643 - active, RuiYuan Capital Limited
Yuk Ling Wan
CE AGY915 - active, RuiYuan Capital Limited
William Wai Chiu Chow
CE AKY161 - active, REVO Digital Family Office Limited
Kai Yan
CE BTT668 - active, REVO Digital Family Office Limited
Jr Richard Esterbrook Mc Connell
CE ABH739 - active, South Ocean Management Limited
Stephen Richard Taw
CE ANF300 - active, South Ocean Management Limited
Anthony Hogest D'Silva
CE BIQ706 - active, South Ocean Management Limited
Darren Karl D'Souza
CE BNG420 - active, South Ocean Management Limited
Wing Yen Yip
CE BDH196 - active, South Ocean Management Limited
Flora Fan Lin Cheung
CE ACS617 - active, Simplex Asset Management (HK) Company Limited
Hiromasa Mizushima
CE AAE937 - active, Simplex Asset Management (HK) Company Limited
Yu Ming Yung
CE AMU880 - active, Simplex Asset Management (HK) Company Limited
Yaxin Bao
CE BVN268 - active, Simplex Asset Management (HK) Company Limited
Cyrill Arzner
CE BBX181 - active, Swiss International Asset Management Limited
Marco Gschwend
CE BOK759 - active, Swiss International Asset Management Limited
Wai Sing Yung
CE ANP500 - active, Swiss International Asset Management Limited
Man Wa Heung
CE ARN439 - active, Sun Life Asset Management (HK) Limited
Lap Chi Ho
CE AFD240 - ceased
Ada Wai Yi Kung
CE BTB642 - active, Sun Life Asset Management (HK) Limited
Anson King Lung Wong
CE AXO985 - active, Sun Life Asset Management (HK) Limited
Pui Hang Lam
CE BVE649 - active, Sun Life Asset Management (HK) Limited
Chiu Wai Leung
CE BTU914 - active, Sun Life Asset Management (HK) Limited
Richard Chi Wing Leung
CE APZ101 - active, Sun Life Asset Management (HK) Limited
Chun Nang Wong
CE BRI229 - active, Sun Life Asset Management (HK) Limited
Chi Yuet Cheng
CE AHN578 - active, Smart Empire Asset Management Limited
Kwok Wai Leung
CE AFB193 - active, Smart Empire Asset Management Limited
Thomas Yiu Kwong Tung
CE ACC602 - active, Smart Empire Asset Management Limited
Sui Lam Chong
CE BQN188 - active, Smart Empire Asset Management Limited
Sum Yuen Lam
CE BJK798 - active, Smart Empire Asset Management Limited
Jonathan Ming Sun Chan
CE AGH221 - active, Sprint Asset Management Limited
Lian Wang
CE AFL878 - active, Sprint Asset Management Limited
Jenny Chiao-Ping Liu
CE AWR710 - active, Solaris Capital Advisors (HK) Limited
Weshiang Sun
CE AQY832 - active, Solaris Capital Advisors (HK) Limited
Kwok Wai Wong
CE AOY613 - active, Solaris Capital Advisors (HK) Limited
Clark Chia-Chueh Lu
CE AFE990 - active, Solaris Capital Advisors (HK) Limited
Hua Cao
CE BHF790 - active, SITCOAM (Hong Kong) Holdings Limited
Jingwen Gao
CE BIO281 - active, SITCOAM (Hong Kong) Holdings Limited
Rudong Xie
CE BIQ227 - active, SITCOAM (Hong Kong) Holdings Limited
Kewei Wang
CE BIO273 - active, SITCOAM (Hong Kong) Holdings Limited
Houze Ying
CE BPM068 - active, SITCOAM (Hong Kong) Holdings Limited
Wai Hong Cheng
CE ALO598 - active, Solo Securities Limited
George Cheng Kown Lee
CE BFY204 - active, Solo Asset Management Limited
Scott Ho Yin Leung
CE ABK257 - active, Solo Securities Limited
Sze Ho (SFC:AHO252) Chan
CE AHO252 - active, Solo Asset Management Limited
Zhixuan He
CE BUD315 - active, Solo Asset Management Limited
Kuo Hua Huang
CE BBT162 - active, Solo Asset Management Limited
Ka Hin Lie
CE BOZ952 - active, Solo Securities Limited
William Rainer Mo
CE AFG642 - active, Solo Asset Management Limited
Alain Robert Groshens
CE BCC310 - active, SystematicEdge Limited
Rosemary Lyn Groshens
CE BLO636 - active, SystematicEdge Limited
Alexandre Pierre Riteau
CE AXY666 - active, SystematicEdge Limited
Steven Quong Trinh
CE BML615 - active, SystematicEdge Limited
Julie Marie Carol Daubignard
CE BUO180 - active, SystematicEdge Limited
Kam Ho Luk
CE BVK915 - active, SystematicEdge Limited
Lisa Sylviane Bella Seguin
CE BXF747 - active, SystematicEdge Limited
Wai Ting Cheung
CE AOG952 - active, Seeds International Asset Management Limited
Yuk Wah Wong
CE AFG167 - active, Seeds International Asset Management Limited
Wai Chiu
CE BWB664 - active, Seeds International Asset Management Limited
Wai In Tsang
CE ARO613 - active, Seeds International Asset Management Limited
Jie Weng
CE BNV039 - active, Season Asset Management Limited
Alan Pui Lun Wong
CE ALN588 - active, Season Asset Management Limited
Ho Yan Chan
CE BRF607 - active, Season Asset Management Limited
Jun (SFC:ASN928) Chen
CE ASN928 - active, Square Capital Management Limited
Jiayin He
CE BOC652 - active, Square Capital Management Limited
Lai Him Cheung
CE AVI824 - active, Sirius Capital Management Limited
Jing (SFC:AMI391) Li
CE AMI391 - active, Sirius Capital Management Limited
Chia-Wei Hsu
CE AOW885 - active, Sky Seal Global Limited
Pui Kwan Ling
CE ATL571 - active, Sky Seal Global Limited
Hung Chieh Ou
CE AQE456 - active, Sky Seal Global Limited
Tianting Han
CE BMW876 - active, Stoneylake Asset Management (Hong Kong) Limited
Li Liu
CE BSV496 - active, Stoneylake Asset Management (Hong Kong) Limited
Fan (SFC:BQJ805) Zhang
CE BQJ805 - active, Stoneylake Asset Management (Hong Kong) Limited
Tsz Cheung Lo
CE BRH804 - active, Stoneylake Asset Management (Hong Kong) Limited
Zhihao Ma
CE BVZ084 - active, Stoneylake Asset Management (Hong Kong) Limited
Weixiang Xu
CE BJM252 - active, Stoneylake Asset Management (Hong Kong) Limited
Yifan Li
CE BSE777 - active, Solar Mass Capital Limited
Haixiong Wang
CE BFI672 - active, Solar Mass Capital Limited
Haoyang Chen
CE BPE464 - active, Solar Mass Capital Limited
Darren King Man Ho
CE BNJ839 - active, Singularity Capital HK Limited
Shu Wai William Pang
CE AWY264 - active, Singularity Capital HK Limited
Yiwen Huang
CE BRR409 - active, Singularity Capital HK Limited
Rowena Chee Wan Yue
CE ACU380 - active, Singularity Capital HK Limited
Kai-Fu Lee
CE BST922 - active, Sinovation (HK) Investment Management Co., Limited
Ning Tao
CE BST923 - active, Sinovation (HK) Investment Management Co., Limited