Chi Yu Alissa Man
文志妤
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Chi Yu Alissa Man (文志妤), CE reference BMW869. Currently licensed at 1 firm(s): Shanggu Securities Limited. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Shanggu Securities Limited 上古證券有限公司 |
RO | Type 1 — Dealing in securities | 2025-06-16 | present |
| Shanggu Securities Limited 上古證券有限公司 |
RO | Type 6 — Advising on corporate finance | 2025-06-16 | present |
| Shanggu Securities Limited 上古證券有限公司 |
RO | Type 4 — Advising on securities | 2024-11-20 | present |
| Shanggu Securities Limited 上古證券有限公司 |
Rep | Type 6 — Advising on corporate finance | 2018-08-01 | 2025-06-16 |
| Shanggu Securities Limited 上古證券有限公司 |
Rep | Type 1 — Dealing in securities | 2018-06-01 | 2025-06-16 |
| Shanggu Securities Limited 上古證券有限公司 |
Rep | Type 4 — Advising on securities | 2018-06-01 | 2024-11-20 |