Robert Kwok Yan So
蘇國仁
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Robert Kwok Yan So (蘇國仁), CE reference ABA369. Currently licensed at 1 firm(s): Telecom King Securities Limited. Total licence records on file: 9.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Telecom King Securities Limited 電訊數碼證券有限公司 |
RO | Type 1 — Dealing in securities | 2019-04-01 | present |
| Telecom King Securities Limited 電訊數碼證券有限公司 |
RO | Type 2 — Dealing in futures contracts | 2017-09-19 | present |
| Telecom King Securities Limited 電訊數碼證券有限公司 |
Rep | Type 1 — Dealing in securities | 2017-11-03 | 2019-04-01 |
| Telecom King Securities Limited 電訊數碼證券有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2017-08-21 | 2017-09-19 |
| Winx International Futures Co., Limited 萬新國際期貨有限公司 |
RO | Type 2 — Dealing in futures contracts | 2012-05-22 | 2017-05-19 |
| New Trend Futures Limited 創新期貨有限公司 |
RO | Type 2 — Dealing in futures contracts | 2011-10-19 | 2012-02-29 |
| New Trend Futures Limited 創新期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | present | 2011-10-19 |
| New Trend Futures Limited 創新期貨有限公司 |
Rep | Type 5 — Advising on futures contracts | present | 2004-10-25 |
| New Trend Futures Limited 創新期貨有限公司 |
Rep | Type 9 — Asset management | present | 2004-10-25 |