Wai Kei Kay
暨瑋琦
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wai Kei Kay (暨瑋琦), a licensed Representative with CE reference AFA203. Currently licensed at 1 firm(s): Stockwell Securities Limited. Active regulated activities: Type 1 - Dealing in securities. Total licence records on file: 9.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Stockwell Securities Limited 常匯證券有限公司 |
Rep | Type 1 - Dealing in securities | 2022-07-01 | present |
| Stockwell Securities Limited 常匯證券有限公司 |
Rep | Type 1 - Dealing in securities | 2013-06-04 | 2022-06-30 |
| CVP Securities Limited 星火證券有限公司 |
Rep | Type 1 - Dealing in securities | 2011-07-21 | 2013-06-03 |
| CVP Securities Limited 星火證券有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2011-07-21 | 2013-06-03 |
| Tung Shing Securities (Brokers) Limited 東盛證券(經紀)有限公司 |
Rep | Type 1 - Dealing in securities | present | 2011-07-05 |
| Tung Shing Futures (Brokers) Limited 東盛期貨(經紀)有限公司 |
Rep | Type 2 - Dealing in futures contracts | present | 2011-07-05 |
| Tung Shing Securities (Brokers) Limited 東盛證券(經紀)有限公司 |
Rep | Type 4 - Advising on securities | present | 2004-01-10 |
| Tung Shing Securities (Brokers) Limited 東盛證券(經紀)有限公司 |
Rep | Type 6 - Advising on corporate finance | present | 2004-01-10 |
| Tung Shing Securities (Brokers) Limited 東盛證券(經紀)有限公司 |
Rep | Type 9 - Asset management | present | 2004-01-10 |