Yu Song
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yu Song (宋玉), a licensed Responsible Officer with CE reference ANU527. Currently licensed at 1 firm(s): SinoPro Securities Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities; Type 9 - Asset management. This person has 10.1 years of SFC licence history. Total licence records on file: 15.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| SinoPro Securities Limited 中益證券有限公司 |
RO | Type 1 - Dealing in securities | 2026-01-19 | present |
| SinoPro Securities Limited 中益證券有限公司 |
RO | Type 4 - Advising on securities | 2026-01-19 | present |
| SinoPro Securities Limited 中益證券有限公司 |
RO | Type 9 - Asset management | 2026-01-19 | present |
| SinoPro Securities Limited 中益證券有限公司 |
Rep | Type 1 - Dealing in securities | 2025-11-21 | 2026-01-19 |
| SinoPro Securities Limited 中益證券有限公司 |
Rep | Type 4 - Advising on securities | 2025-11-21 | 2026-01-19 |
| SinoPro Securities Limited 中益證券有限公司 |
Rep | Type 9 - Asset management | 2025-11-21 | 2026-01-19 |
| Fountainhead Partners Company Limited 弘源資本有限公司 |
RO | Type 9 - Asset management | 2022-12-29 | 2025-05-12 |
| Fountainhead Partners Company Limited 弘源資本有限公司 |
Rep | Type 1 - Dealing in securities | 2022-11-25 | 2025-05-12 |
| Fountainhead Partners Company Limited 弘源資本有限公司 |
Rep | Type 4 - Advising on securities | 2022-11-25 | 2025-05-12 |
| Fountainhead Partners Company Limited 弘源資本有限公司 |
Rep | Type 9 - Asset management | 2022-11-14 | 2022-12-29 |
| Excelerate Fund Management Limited 卓思基金管理有限公司 |
RO | Type 9 - Asset management | 2018-02-08 | 2022-10-02 |
| Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 |
Rep | Type 6 - Advising on corporate finance | 2008-08-26 | 2009-01-10 |
| Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 |
Rep | Type 1 - Dealing in securities | 2008-08-05 | 2009-01-10 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2006-08-16 | 2008-07-08 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 4 - Advising on securities | 2006-08-16 | 2008-07-08 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Yu Song during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.