Stephen Siu Fai Ng
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Stephen Siu Fai Ng (吳兆輝), a licensed Responsible Officer with CE reference ATX477. Currently licensed at 1 firm(s): SinoPro Securities Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities; Type 9 - Asset management. This person has 9.2 years of SFC licence history. Total licence records on file: 22.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| SinoPro Securities Limited 中益證券有限公司 |
RO | Type 1 - Dealing in securities | 2024-01-23 | present |
| SinoPro Securities Limited 中益證券有限公司 |
RO | Type 4 - Advising on securities | 2024-01-23 | present |
| SinoPro Securities Limited 中益證券有限公司 |
RO | Type 9 - Asset management | 2024-01-23 | present |
| EBANG CAPITAL (HK) LIMITED 億邦資本(香港)有限公司 |
RO | Type 4 - Advising on securities | 2022-06-02 | 2024-01-14 |
| EBANG CAPITAL (HK) LIMITED 億邦資本(香港)有限公司 |
RO | Type 9 - Asset management | 2022-06-02 | 2024-01-14 |
| EBANG SECURITIES INTERNATIONAL (HK) LIMITED 億邦證券國際(香港)有限公司 |
RO | Type 1 - Dealing in securities | 2022-05-31 | 2024-01-14 |
| Goldhorse Securities Limited 金馬證券有限公司 |
RO | Type 1 - Dealing in securities | 2019-04-18 | 2021-09-27 |
| Goldhorse Securities Limited 金馬證券有限公司 |
RO | Type 4 - Advising on securities | 2019-04-18 | 2021-09-27 |
| Wei Da Asset Management Limited 偉達資產管理有限公司 |
RO | Type 9 - Asset management | 2019-04-18 | 2021-03-12 |
| Core Securities Company Limited (The) 核聚證券有限公司 |
RO | Type 1 - Dealing in securities | 2017-07-17 | 2018-07-28 |
| Core Securities Company Limited (The) 核聚證券有限公司 |
RO | Type 4 - Advising on securities | 2017-07-17 | 2018-07-28 |
| Core Securities Company Limited (The) 核聚證券有限公司 |
RO | Type 9 - Asset management | 2017-07-17 | 2018-07-28 |
| Silver Nile Global Investments Limited 銀豐環球投資有限公司 |
RO | Type 1 - Dealing in securities | 2017-05-18 | 2017-07-15 |
| Silver Nile Global Investments Limited 銀豐環球投資有限公司 |
RO | Type 4 - Advising on securities | 2017-05-18 | 2017-07-15 |
| Silver Nile Global Investments Limited 銀豐環球投資有限公司 |
RO | Type 9 - Asset management | 2017-05-18 | 2017-07-15 |
| China Zhong Heng Finance Group Limited 中國中恒金融集團有限公司 |
RO | Type 1 - Dealing in securities | 2016-10-20 | 2016-12-31 |
| China Zhong Heng Finance Group Limited 中國中恒金融集團有限公司 |
RO | Type 4 - Advising on securities | 2016-10-20 | 2016-12-31 |
| China Zhong Heng Finance Group Limited 中國中恒金融集團有限公司 |
RO | Type 9 - Asset management | 2016-10-20 | 2016-12-31 |
| Chief Securities Limited 致富證券有限公司 |
Rep | Type 1 - Dealing in securities | 2010-07-29 | 2011-03-11 |
| Chief Commodities Limited 致富期貨商品有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2010-07-29 | 2011-03-11 |
| SSC Mandarin Financial Services Limited 文華新城理財顧問有限公司 |
Rep | Type 4 - Advising on securities | 2010-07-02 | 2010-07-02 |
| SSC Mandarin Financial Services Limited 文華新城理財顧問有限公司 |
RO | Type 4 - Advising on securities | 2009-11-04 | 2010-07-02 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Stephen Siu Fai Ng during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.