Ting Him Gareth Ng
吳廷謙
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ting Him Gareth Ng (吳廷謙), CE reference BRT060. Currently licensed at 1 firm(s): Sumitomo Mitsui DS Asset Management (Hong Kong) Limited. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Sumitomo Mitsui DS Asset Management (Hong Kong) Limited 三井住友德思資產管理(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2021-10-15 | present |
| Sumitomo Mitsui DS Asset Management (Hong Kong) Limited 三井住友德思資產管理(香港)有限公司 |
Rep | Type 9 — Asset management | 2021-10-15 | present |
| Sumitomo Mitsui DS Asset Management (Hong Kong) Limited 三井住友德思資產管理(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2021-10-15 | 2023-01-09 |