Hong Kong SFC Licensed Individuals Directory
A crawlable directory of Representatives, Responsible Officers and historical individual licensees in the Hong Kong SFC public register.
Sai Lok Edmond Shek
CE BFR586 - active, Kaiser Securities Limited
Kwan Ming Lau
CE BHP848 - active, Kaiser Securities Limited
Fuk Wai Luk
CE BPA011 - active, Kaiser Capital Management Limited
Lian Tang
CE BLU473 - active, Kaiser Capital Management Limited
Connie Chung Ming Chau
CE ABL677 - ceased
Simon Ka Fai Kong
CE ABP985 - active, Kaiser Futures Limited
Yick Chor Kwong
CE AAO710 - active, Kaiser Securities Limited
Fook Kuen Kenneth Li
CE BHY675 - active, Kaiser Securities Limited
Chung Kwan Lo
CE AAH066 - active, Kaiser Securities Limited
Hing Yung Mak
CE BSM380 - ceased
John Lam Chek Tang
CE AGD343 - active, Kaiser Securities Limited
Chun Tsang
CE AER821 - active, Kaiser Futures Limited
Kin Kwan Chan
CE AUN432 - active, Kaiser Securities Limited
Liang (SFC:BVZ707) Du
CE BVZ707 - active, Kaiser Securities Limited
Louis Ping Hang Choi
CE AOK961 - active, Kaizen Capital Partners Limited
Sin Shiong Tan
CE AUG880 - active, Kaizen Capital Partners Limited
Chee Keung Chan
CE AAX408 - active, Kam Fai Securities Company Limited
Chui Man Cheung
CE AAH730 - active, Kam Fai Securities Company Limited
Ming Yeung (SFC:AVC366) Cheung
CE AVC366 - active, Kam Fai Securities Company Limited
Soo Mee Choy
CE AEF071 - active, Kam Fai Securities Company Limited
Vicky Po Kuk Ma
CE AAH737 - active, Kam Fai Securities Company Limited
Nerrisa Lai Yin Chan
CE AAY598 - active, Kam Fai Securities Company Limited
Yin Chan
CE AAD461 - active, Kam Fai Securities Company Limited
Kenneth Kam Yuen Fu
CE AAG774 - active, Kam Fai Securities Company Limited
Ronald Che Yuen Fung
CE ADV648 - active, Kam Fai Securities Company Limited
Shu Yan Kao
CE AAK793 - active, Kam Fai Securities Company Limited
Man Kam Lam
CE AAB163 - active, Kam Fai Securities Company Limited
Yuen Chuen Lam
CE ABS815 - active, Kam Fai Securities Company Limited
Suk Yee (SFC:AAH733) Leung
CE AAH733 - active, Kam Fai Securities Company Limited
Cheuk Sun Liu
CE AAC320 - active, Kam Fai Securities Company Limited
Vincento Wai Hung Lo
CE ABF970 - active, Kam Fai Securities Company Limited
Ellen Oi Lun Ng
CE ADT875 - active, Kam Fai Securities Company Limited
Simon Yu Hon Ng
CE AAA738 - active, Kam Fai Securities Company Limited
Chiu Pang Poon
CE AAF523 - active, Kam Fai Securities Company Limited
Sze Ling Atlanta Anie So
CE ARO685 - active, Kam Fai Securities Company Limited
Pak Shing Yeung
CE AAN887 - active, Kam Fai Securities Company Limited
Yu Po Yeung
CE AAF795 - active, Kam Fai Securities Company Limited
Chi King Yuen
CE AAB577 - active, Kam Fai Securities Company Limited
Siu King Yuen
CE ALO036 - active, Kam Fai Securities Company Limited
Lei Liao
CE BJL228 - active, Kam Luen Securities Limited
Xiao (SFC:BGK625) Wang
CE BGK625 - active, Kam Luen Securities Limited
Xiao (SFC:AOS437) Wu
CE AOS437 - active, Kam Luen Securities Limited
Zewei Hu
CE BLF173 - active, Kam Luen Securities Limited
Chenjing Sun
CE BVN530 - active, Kam Luen Securities Limited
Guifeng Zhan
CE BWR755 - active, Kam Luen Securities Limited
Tsz Yan Wong
CE AVW360 - active, Karl Thomson Financial Advisory Limited
Erika Ka Yee Chan
CE AQI816 - active, Karl Thomson Investment Consultants Limited
Mei Wah Wong
CE ADX595 - active, Karl-Thomson Securities Company Limited
King Yan Law
CE ABF811 - active, Karl-Thomson Commodities Company Limited
Ivy Kam Fun Chung
CE AAA216 - active, Karl-Thomson Securities Company Limited
Chi Ming Fan
CE ADS059 - active, Karl-Thomson Securities Company Limited
Paul Chin Pang Fan
CE AFU892 - active, Karl-Thomson Securities Company Limited
Ching Man Fung
CE AEA677 - active, Karl-Thomson Securities Company Limited
Mei Kuen Ng
CE AAA232 - active, Karl-Thomson Commodities Company Limited
Wing Hung Cheng
CE ABR041 - active, Karl-Thomson Securities Company Limited
Darryl Si Luen Fung
CE AGO329 - active, Karl-Thomson Securities Company Limited
Chi Shing Kung
CE AEZ462 - active, Karl-Thomson Securities Company Limited
Man Kei Lai
CE ABN526 - active, Karl-Thomson Securities Company Limited
Hin Yat Wong
CE BMQ349 - active, Karl-Thomson Securities Company Limited
Mei Ling Wong
CE AMS385 - active, Karl-Thomson Securities Company Limited
Yuk Wah Chung
CE ACR820 - active, Kee Cheong Securities Company Limited
Yuk Wing Chung
CE ABG458 - active, Kee Cheong Securities Company Limited
Max Yuk Man Chung
CE ANW830 - active, Kee Cheong Securities Company Limited
Wai Ting (SFC:AMV213) Lau
CE AMV213 - active, Kee Cheong Securities Company Limited
Chung Ping Li
CE APF717 - active, Kee Cheong Securities Company Limited
Jason Aun Minn Cheng
CE AQL466 - active, Kerogen Capital (Asia) Limited
Leonard Kar Yui Tao
CE AXL991 - active, Kerogen Capital (Asia) Limited
Andre An-Chun Cheng
CE BAN243 - active, Kerogen Capital (Asia) Limited
Ross Yue Hin Chiu
CE AVT661 - active, Kerogen Capital (Asia) Limited
Wai Hin Choi
CE BUX699 - active, Kerogen Capital (Asia) Limited
Ke Tian
CE BLV468 - active, Kerogen Capital (Asia) Limited
Roberta Wong
CE AYS548 - active, Kerogen Capital (Asia) Limited
Wo Kwan Sham
CE ALR984 - active, Keywise Capital Management (HK) Limited
Kai Xiong
CE AYY227 - active, Keywise Capital Management (HK) Limited
Fang Zheng
CE AOB740 - active, Keywise Capital Management (HK) Limited
Xuehan Lyu
CE BVL651 - active, Keywise Capital Management (HK) Limited
Lihua Wang
CE BTR512 - active, Keywise Capital Management (HK) Limited
Xiaoli Xie
CE BVP940 - active, Keywise Capital Management (HK) Limited
Jingna Yu
CE BTE825 - active, Keywise Capital Management (HK) Limited
Yi Xi Guo
CE AFB192 - active, Kietex Capital Limited
Vincent Ming Chi Kwan
CE AXQ716 - active, Kietex Capital Limited
Li (SFC:ANG467) Shan
CE ANG467 - active, CHINA INTERNATIONAL CAPITAL OF TECHNOLOGY (HONG KONG) LIMITED
Yuk Shing Chan
CE ANS528 - active, Kietex Capital Limited
Wo Ping Chen
CE BUC061 - active, Kietex Capital Limited
Pongsagon Chobtuangthong
CE AFQ785 - active, Kietex Capital Limited
Wai Hung Joannes Ho
CE ABT745 - ceased
Chun Ngai Wu
CE BCN228 - active, Kietex Capital Limited
Sik Kong Yeung
CE ADU216 - active, Kietex Capital Limited
Ying Chih Ho
CE AJN374 - active, Kin Bridge Capital Limited
Pik Yung Hui
CE AAA803 - active, Kin Bridge Capital Limited
Ringo Koan Hung Chau
CE AAK733 - active, King Sun Securities Limited
Chi Wai Fung
CE APW679 - active, King Sun Securities Limited
Ziyan Xing
CE BLY552 - active, King Sun Securities Limited
Manly Man Lai Liu
CE ADI698 - active, Kingbridge Capital Asset Management Limited
Jiahua Wang
CE BWR512 - active, Kingbridge Capital Asset Management Limited
Pui Yan Chu
CE BRZ720 - active, Kingbridge Capital Asset Management Limited
Wing Yan Pang
CE BNI687 - active, Kingdom Securities Limited
To Sing Poon
CE AAJ268 - active, Kingdom Investment Managers Limited
Chi Ho (SFC:AFM551) Ho
CE AFM551 - active, Kingston Corporate Finance Limited
Ping Wah Lai
CE ABV829 - active, Kingston Corporate Finance Limited
Hoi Ming Luk
CE BFR961 - active, Kingston Corporate Finance Limited
Kam Wah Wong
CE AHG506 - active, Kingston Corporate Finance Limited
Kingston Chun Ho Chu
CE AVS195 - active, Kingston Securities Limited
Kwok Ping (SFC:BHW629) Wong
CE BHW629 - active, Kingston Corporate Finance Limited
Nicholas Yuk-Yui Chu
CE ABH489 - active, Kingston Securities Limited
Jimmy Hip Keung Wong
CE AEH894 - active, Kingston Securities Limited
Suet Fong (SFC:ABQ346) Chan
CE ABQ346 - active, Kingston Securities Limited
Wai Yip Chan
CE AWW598 - active, Kingston Securities Limited
Sau Kwan Kwok
CE AEB058 - active, Kingston Futures Limited
Siu Keung Lau
CE ACS831 - active, Kingston Securities Limited
Tony Yu Tung Lee
CE AAF163 - active, Kingston Securities Limited
Frederick Yin Lok Lee
CE ATO882 - active, Kingston Securities Limited
Shing Kai Leung
CE AXQ838 - active, Kingston Futures Limited
Lorna Ming Lai Liu
CE AAO975 - active, Kingston Securities Limited
Winnie Wing Yan Liu
CE ADY308 - active, Kingston Securities Limited
Chi Wing Pang
CE ABI390 - active, Kingston Futures Limited
Sing Hoi Tam
CE AOL091 - active, Kingston Securities Limited
Agnes Yuk Har Wong
CE AFU775 - active, Kingston Securities Limited
Ka Ho (SFC:APR382) Chan
CE APR382 - active, Kingston Securities Limited
Michelle Hoi Kwan Chan
CE AFY322 - active, Kingston Securities Limited
Yiu Wang Chan
CE ACO327 - active, Kingston Securities Limited
Yet Man Chiu
CE ABE371 - active, Kingston Securities Limited
Yiu Tin Foo
CE ACO803 - active, Kingston Securities Limited
Gary Hei Shun Fung
CE ATX827 - active, Kingston Securities Limited
Emily Suk Fan Fung
CE ABN451 - active, Kingston Securities Limited
Michelle Lai Man Hui
CE AES179 - active, Kingston Securities Limited
William Wing Man Kwok
CE AEM734 - active, Kingston Securities Limited
Tat Yan Lam
CE AWA223 - active, Kingston Securities Limited
Mang Ting Lee
CE APR957 - active, Kingston Securities Limited
Ni Sha Liu
CE AGQ395 - active, Kingston Securities Limited
Yi Lou
CE AFW474 - active, Kingston Securities Limited
Chun Man Ng
CE ACB847 - active, Kingston Securities Limited
Kin Ming Shum
CE AAD283 - active, Kingston Securities Limited
Chi Wai (SFC:AUI070) Wong
CE AUI070 - active, Kingston Securities Limited
Ayrton Sui Kwong Wong
CE AGD238 - active, Kingston Securities Limited
Marie Yuen Ping Wong
CE ACT769 - active, Kingston Securities Limited
Jay Rong Guang Zheng
CE AOM513 - active, Kingston Securities Limited
Yi Ming Zhong
CE BIK195 - active, Kingston Securities Limited
Mingju Zhou
CE AOG840 - active, Kingston Securities Limited
Ho Tung Chung
CE AGC693 - active, China Merchants Securities (HK) Co., Limited
Rabo Chin Sing Leung
CE AAG625 - active, Kingsway Financial Services Group Limited
Kenneth Kar Kin Sit
CE ADR744 - active, Kingsway Capital Limited
Kwong Ming Wan
CE BCD636 - active, Kingsway Financial Services Group Limited
Karen Wong
CE AEI412 - active, Kingsway Financial Services Group Limited
Ka Wang Lam
CE BJD797 - active, Kingsway Financial Services Group Limited
Pui Kei Yuen
CE BIR019 - active, Kingsway Financial Services Group Limited
Kwok Keung (SFC:ANQ431) Chan
CE ANQ431 - active, Kingsway Financial Services Group Limited
Aman Chi Hong Cheung
CE AED573 - active, Kingsway Financial Services Group Limited
Wing Sze Cheung
CE ANW418 - active, Kingsway Financial Services Group Limited
Koon Ming Choi
CE ADF755 - active, Kingsway Financial Services Group Limited
Kim Wah Chung
CE BDK122 - active, Kingsway SW Asset Management Limited
Vincent Wai Shun Lai
CE ALU159 - active, Kingsway SW Asset Management Limited
Sam Hon Fan Lee
CE AGH865 - active, Kingsway Financial Services Group Limited
Yee Yan Lee
CE ABC751 - active, Kingsway Financial Services Group Limited
Edward Kwan-Mang Ng
CE ACH553 - active, Kingsway Financial Services Group Limited
Man Hong So
CE AGO599 - active, Kingsway SW Asset Management Limited
Howard Horg Wang Wong
CE ADV962 - active, Kingsway Financial Services Group Limited
Diana Choi Ming Chan
CE ADZ739 - active, Kingsway Financial Services Group Limited
Joseph Cho Yam Chang
CE AGB116 - active, Kingsway SW Asset Management Limited
Kwok Chung Cheung
CE BCC158 - active, Kingsway SW Asset Management Limited
Wing Lam Cheung
CE AGA955 - active, Kingsway Financial Services Group Limited
Betty Hoi Ying Chui
CE AJK863 - active, Kingsway Financial Services Group Limited
Wai Chun Fan
CE BCU973 - active, Kingsway Financial Services Group Limited
Kam Ching Fu
CE ABU347 - active, Kingsway Financial Services Group Limited
Siu Yin Ho
CE ABR716 - active, Kingsway Financial Services Group Limited
Wai Hung Lam
CE ACL282 - active, Kingsway Financial Services Group Limited
Chung Lau
CE ANE277 - active, Kingsway Financial Services Group Limited
Chun Kit Lee
CE ALG047 - active, Kingsway Financial Services Group Limited
Xujia Li
CE BXA253 - active, Kingsway Financial Services Group Limited
Jimmy Chun Sang Mak
CE ABN352 - active, Kingsway Financial Services Group Limited
Kenny Hoi Yuen Wong
CE AAV428 - active, Kingsway Financial Services Group Limited
Pui Tak Wong
CE BCU590 - active, Kingsway SW Asset Management Limited
Yuk Suen Wong
CE AEL931 - active, Kingsway Financial Services Group Limited
Tung Siu Yip
CE BBA221 - active, Kingsway Financial Services Group Limited
Pui Lam Yue
CE AGA571 - active, Kingsway Financial Services Group Limited
Ka Yee Wong
CE BWT685 - active, Kingsway SW Asset Management Limited
Yee Ching Cheung
CE AYP118 - active, Korea Investment & Securities Asia Limited
Gregory Byung Kuan Kim
CE BBR460 - active, Korea Investment & Securities Asia Limited
Namhyeop Kwon
CE BBZ053 - active, Korea Investment & Securities Asia Limited
Kyung Joon Lim
CE BXF681 - active, Korea Investment & Securities Asia Limited
Jangwon Seo
CE BAU892 - active, Korea Investment & Securities Asia Limited
Subin Ahn
CE BQE008 - active, Korea Investment & Securities Asia Limited
Jui Chang
CE BXS087 - active, Korea Investment & Securities Asia Limited
Seoyoung Choi
CE BSE102 - active, Korea Investment & Securities Asia Limited
Hui Long Lau
CE BQM155 - active, Korea Investment & Securities Asia Limited
Sang Wook Lee
CE BXS088 - active, Korea Investment & Securities Asia Limited
Fei Xie
CE BSZ619 - active, Korea Investment & Securities Asia Limited
Zeheng Xu
CE BRH989 - active, Korea Investment & Securities Asia Limited
Rakesh Patel
CE ALI605 - active, Kriya Capital Limited
Siu Yung Yeung
CE AHU361 - active, KuCoin HK Limited
Ran (SFC:AOX844) Li
CE AOX844 - active, L&R Capital Limited
Yijun Li
CE AMF468 - active, L&R Capital Limited
Jing (SFC:BMX110) Zhang
CE BMX110 - active, L&R Capital Limited
Sacha Yves Fischer
CE BWR117 - active, L&R Capital Limited
Baohong Li
CE BKG877 - active, L&R Capital Limited
Jingrui (SFC:BOI501) Li
CE BOI501 - active, L&R Capital Limited
Chi Ho Or
CE BTN235 - active, L&R Capital Limited
Binglin Tao
CE BXL717 - active, L&R Capital Limited
Jiajia Zeng
CE BVB794 - active, L&R Capital Limited
Philippe Herve Marc Legrand
CE AEK110 - active, LCA Solutions Limited
Sanam Raju Ramchandani
CE AEO646 - active, LCA Solutions Limited
Jet Han Chan
CE BHZ797 - active, LCA Solutions Limited
Lok Ting Cheung
CE BTY301 - active, LCA Solutions Limited
Shan Ho Kwok
CE BFX654 - active, LCA Solutions Limited
Mason Ming Sum Lee
CE BLI900 - active, LCA Solutions Limited
Douglas Andrew Coulter
CE ADX170 - active, LGT Capital Partners (Asia-Pacific) Limited
Antonio Ferrer
CE BMT493 - active, LGT Capital Partners (Asia-Pacific) Limited
Daniel Rauti
CE AGH133 - active, LGT Capital Partners (Asia-Pacific) Limited
Luca Aschmann
CE BXM150 - active, LGT Capital Partners (Asia-Pacific) Limited
Hsien-Chi Chai
CE BSF312 - active, LGT Capital Partners (Asia-Pacific) Limited
Cheryl Hiu Nam Chan
CE BCW256 - active, LGT Capital Partners (Asia-Pacific) Limited
Junfeng (SFC:BHV146) Chen
CE BHV146 - active, LGT Capital Partners (Asia-Pacific) Limited
Yuen Ying Fung
CE BFS536 - active, LGT Capital Partners (Asia-Pacific) Limited
Jimmy Hsien Yi Hao
CE ATM933 - active, LGT Capital Partners (Asia-Pacific) Limited
Wai Hon
CE ANN289 - active, LGT Capital Partners (Asia-Pacific) Limited
Byung Hyun Joung
CE BGB072 - active, LGT Capital Partners (Asia-Pacific) Limited
Yeonseop Kim
CE BRI465 - active, LGT Capital Partners (Asia-Pacific) Limited
Ka Ki Lam
CE BTZ105 - active, LGT Capital Partners (Asia-Pacific) Limited
John Xiang Lan
CE BGA385 - active, LGT Capital Partners (Asia-Pacific) Limited
da Won Lee
CE BRK462 - ceased
Shi Hyun Lee
CE BFT723 - active, LGT Capital Partners (Asia-Pacific) Limited
Huiyun Li
CE BBB839 - active, LGT Capital Partners (Asia-Pacific) Limited
Sze Wan Li
CE BPY447 - active, LGT Capital Partners (Asia-Pacific) Limited
Duke Yun-Tao Lo
CE AQI549 - active, LGT Capital Partners (Asia-Pacific) Limited
Peter Kit Man Lui
CE AXR653 - active, LGT Capital Partners (Asia-Pacific) Limited
Jonathan Putra Hartanto Ng
CE BXM149 - active, LGT Capital Partners (Asia-Pacific) Limited
Stefan Johann Oehri
CE BRB315 - active, LGT Capital Partners (Asia-Pacific) Limited
Myles Montgomery Silsby
CE BRR781 - ceased
Jingyi Song
CE BMP026 - active, LGT Capital Partners (Asia-Pacific) Limited
Anqi Tong
CE BJZ500 - active, LGT Capital Partners (Asia-Pacific) Limited
Lijuan Wang
CE BAJ019 - active, LGT Capital Partners (Asia-Pacific) Limited
Pui Wa Derek Wang
CE BVI984 - active, LGT Capital Partners (Asia-Pacific) Limited
Fangzheng Yang
CE BQE740 - active, LGT Capital Partners (Asia-Pacific) Limited
Xiaoying Yi
CE BUK043 - active, LGT Capital Partners (Asia-Pacific) Limited
Yunning Zhang
CE BUF688 - active, LGT Capital Partners (Asia-Pacific) Limited
Brooke Bingru Zhou
CE AVM929 - active, LGT Capital Partners (Asia-Pacific) Limited
Wei Lun Chuang
CE BDM987 - active, LGT Investment Management (Asia) Limited
Silvan Colani
CE ADI834 - active, LGT Investment Management (Asia) Limited
Mika Arnold Kastenholz
CE BPU387 - active, LGT Investment Management (Asia) Limited
Henri Wilhelm Leimer
CE ACO259 - active, LGT Investment Management (Asia) Limited
Rolf Widmer
CE AGJ405 - active, LGT Investment Management (Asia) Limited
Wai Yin Au
CE BQF524 - active, LGT Investment Management (Asia) Limited
Christoph Michael Augsburger
CE BRN834 - active, LGT Investment Management (Asia) Limited
Michael Manuel Brandenberger
CE BVG788 - active, LGT Investment Management (Asia) Limited
Chen Cao
CE BQQ786 - active, LGT Investment Management (Asia) Limited
Kin Ping (SFC:BDX227) Chan
CE BDX227 - active, LGT Investment Management (Asia) Limited
Kwai Ping Chan
CE AGH194 - active, LGT Investment Management (Asia) Limited
Nam Kwong Sidney Chan
CE BQS992 - active, LGT Investment Management (Asia) Limited
Nathaniel Clifton Chan
CE BUR249 - active, LGT Investment Management (Asia) Limited
Rita Wing-Yee Chan
CE AIU378 - active, LGT Investment Management (Asia) Limited