Thomas Andrew Vickerton
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Thomas Andrew Vickerton, a licensed Responsible Officer with CE reference AQR712. Currently licensed at 1 firm(s): Starfish Bay Limited. Active regulated activities: Type 1 - Dealing in securities. This person has 15.8 years of SFC licence history. Total licence records on file: 5.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Starfish Bay Limited | RO | Type 1 - Dealing in securities | 2025-02-20 | present |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
RO | Type 1 - Dealing in securities | 2020-07-10 | 2022-07-25 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
RO | Type 2 - Dealing in futures contracts | 2020-07-10 | 2022-07-25 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2013-12-30 | 2020-07-10 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2008-03-20 | 2020-07-10 |
Worked alongside
The 2 closest colleagues, strongest tie first — individuals licensed at the same firm as Thomas Andrew Vickerton during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.
| Name | Shared firm | Overlap |
|---|---|---|
| Iain Laurence Ross | Starfish Bay Limited | 2025–present |
| Shrinivas Ravindra Gangal | Starfish Bay Limited | 2026–present |