Ka Pui Ho
何家沛
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ka Pui Ho (何家沛), a licensed Responsible Officer with CE reference BGL055. Currently licensed at 1 firm(s): Shui On Investment Management Limited. Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 7.
More firms doing Dealing in securities →More firms doing Advising on securities →More firms doing Asset management →
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Shui On Investment Management Limited 瑞安投資管理有限公司 |
RO | Type 1 — Dealing in securities | 2021-11-03 | present |
| Shui On Investment Management Limited 瑞安投資管理有限公司 |
RO | Type 4 — Advising on securities | 2021-11-03 | present |
| Shui On Investment Management Limited 瑞安投資管理有限公司 |
RO | Type 9 — Asset management | 2020-11-19 | present |
| Iridium Capital Limited 泓達資產管理有限公司 |
RO | Type 4 — Advising on securities | 2017-11-07 | 2018-10-12 |
| Iridium Capital Limited 泓達資產管理有限公司 |
RO | Type 9 — Asset management | 2017-11-07 | 2018-10-12 |
| Iridium Capital Limited 泓達資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2015-11-26 | 2017-11-07 |
| Iridium Capital Limited 泓達資產管理有限公司 |
Rep | Type 9 — Asset management | 2015-11-26 | 2017-11-07 |