Frankie Tak Shun Shiu
邵德順
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Frankie Tak Shun Shiu (邵德順), a licensed Representative with CE reference AAG656. Currently licensed at 1 firm(s): Stockwell Securities Limited. Active regulated activities: Type 1 - Dealing in securities. This person has 23.6 years of SFC licence history. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Stockwell Securities Limited 常滙證券有限公司 |
Rep | Type 1 - Dealing in securities | 2022-07-01 | present |
| Stockwell Securities Limited 常滙證券有限公司 |
Rep | Type 1 - Dealing in securities | 2014-10-22 | 2022-06-30 |
| Thing On Securities Limited 晉安證券有限公司 |
Rep | Type 1 - Dealing in securities | Pre-2003 | 2014-10-14 |
| Thing On Securities Limited 晉安證券有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2004-11-29 |
| Thing On Securities Limited 晉安證券有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2004-11-29 |
| Thing On Securities Limited 晉安證券有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2004-11-29 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Frankie Tak Shun Shiu during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one.