Frankie Tak Shun Shiu
邵德順
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Frankie Tak Shun Shiu (邵德順), CE reference AAG656. Currently licensed at 1 firm(s): Stockwell Securities Limited. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Stockwell Securities Limited 常匯證券有限公司 |
Rep | Type 1 — Dealing in securities | 2022-07-01 | present |
| Stockwell Securities Limited 常匯證券有限公司 |
Rep | Type 1 — Dealing in securities | 2014-10-22 | 2022-06-30 |
| Thing On Securities Limited 晉安證券有限公司 |
Rep | Type 1 — Dealing in securities | present | 2014-10-14 |
| Thing On Securities Limited 晉安證券有限公司 |
Rep | Type 4 — Advising on securities | present | 2004-11-29 |
| Thing On Securities Limited 晉安證券有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2004-11-29 |
| Thing On Securities Limited 晉安證券有限公司 |
Rep | Type 9 — Asset management | present | 2004-11-29 |