Raymond Lai Kar Yip
葉黎家
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Raymond Lai Kar Yip (葉黎家), CE reference AAC659. Currently licensed at 1 firm(s): Tai Yip Stock Company Limited. Total licence records on file: 7.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Tai Yip Stock Company Limited 大業證券有限公司 |
RO | Type 1 — Dealing in securities | present | present |
| Tai Yip Commodities & Futures Limited 大業商品期貨有限公司 |
RO | Type 2 — Dealing in futures contracts | present | 2012-08-01 |
| Tai Yip Stock Company Limited 大業證券有限公司 |
RO | Type 4 — Advising on securities | present | 2004-11-18 |
| Tai Yip Commodities & Futures Limited 大業商品期貨有限公司 |
RO | Type 5 — Advising on futures contracts | present | 2004-11-19 |
| Tai Yip Stock Company Limited 大業證券有限公司 |
RO | Type 6 — Advising on corporate finance | present | 2004-11-18 |
| Tai Yip Commodities & Futures Limited 大業商品期貨有限公司 |
RO | Type 9 — Asset management | present | 2004-11-19 |
| Tai Yip Stock Company Limited 大業證券有限公司 |
RO | Type 9 — Asset management | present | 2004-11-18 |