Raymond Lai Kar Yip

葉黎家
CE No. AAC659 Active

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Raymond Lai Kar Yip (葉黎家), a licensed Responsible Officer with CE reference AAC659. Currently licensed at 1 firm(s): Tai Yip Stock Company Limited. Active regulated activities: Type 1 - Dealing in securities. This person has 23.6 years of SFC licence history. Total licence records on file: 7.

Licence history

FirmRoleRegulated activityFromTo
Tai Yip Stock Company Limited
大業證券有限公司
RO Type 1 - Dealing in securities Pre-2003 present
Tai Yip Commodities & Futures Limited
大業商品期貨有限公司
RO Type 2 - Dealing in futures contracts Pre-2003 2012-08-01
Tai Yip Stock Company Limited
大業證券有限公司
RO Type 4 - Advising on securities Pre-2003 2004-11-18
Tai Yip Commodities & Futures Limited
大業商品期貨有限公司
RO Type 5 - Advising on futures contracts Pre-2003 2004-11-19
Tai Yip Stock Company Limited
大業證券有限公司
RO Type 6 - Advising on corporate finance Pre-2003 2004-11-18
Tai Yip Commodities & Futures Limited
大業商品期貨有限公司
RO Type 9 - Asset management Pre-2003 2004-11-19
Tai Yip Stock Company Limited
大業證券有限公司
RO Type 9 - Asset management Pre-2003 2004-11-18

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