Hong Kong SFC Licensed Individuals Directory
A crawlable directory of Representatives, Responsible Officers and historical individual licensees in the Hong Kong SFC public register.
Polly Chan
CE AAC543 - active, Sanfull Securities Limited
Woo Dip Chan Tsoi
CE AAC643 - active, Sanfull Securities Limited
Yick Tsun Chan
CE AAF489 - active, Sanfull Futures Limited
Ha Ping Chan
CE AAW643 - active, Sanfull Securities Limited
Hing Fong Chan
CE AAC526 - active, Sanfull Securities Limited
Ka Man Chan
CE AXI510 - active, Sanfull Securities Limited
Ellen Shui Yung Chan
CE AAY072 - active, Sanfull Securities Limited
Tiffany Joice Chan
CE BOW445 - active, Sanfull Securities Limited
Chung Hsuan Chen
CE AAC559 - active, Sanfull Securities Limited
Kai Ming Cheng
CE AAF505 - active, Sanfull Securities Limited
Wai Cheung
CE AAB543 - active, Sanfull Securities Limited
Kwok Yee Chu
CE ACR262 - active, Sanfull Securities Limited
Ernest Kwong Hung Fan
CE ABQ708 - active, Sanfull Securities Limited
Ngar Chi Go
CE AED588 - active, Sanfull Securities Limited
Kwok Ki Ho
CE AAB927 - active, Sanfull Securities Limited
Chin Lu Hsu
CE ADT183 - active, Sanfull Securities Limited
Kwok Leung Hui
CE APS161 - active, Sanfull Securities Limited
Chi Ming Hung
CE AAF685 - active, Sanfull Securities Limited
Hing Fai Hung
CE AAU434 - active, Sanfull Securities Limited
Pei Yuen Koke
CE AAY316 - active, Sanfull Securities Limited
Stephen On Man Kong
CE AAC570 - active, Sanfull Securities Limited
Chih Yung Kuo
CE ADE927 - active, Sanfull Securities Limited
Kwok Chun Kwan
CE AAJ058 - active, Sanfull Securities Limited
Kam Chung Lai
CE AAC579 - active, Sanfull Securities Limited
Yuen Ki Lai
CE ABN793 - active, Sanfull Securities Limited
Chung Ming Lam
CE ADC077 - active, Sanfull Securities Limited
Joyce Mei Ha Law
CE AAE715 - active, Sanfull Securities Limited
Yvonne Yuk Chun Law
CE ADI285 - active, Sanfull Securities Limited
Choon Hwa Lean
CE ABW852 - active, Sanfull Futures Limited
Chun Wah Lee
CE ABD529 - active, Sanfull Securities Limited
Ivan Bong Nang Leung
CE AAK007 - active, Sanfull Securities Limited
Chee Jen Leung Cheung
CE AEY449 - active, Sanfull Securities Limited
Chung Keung Leung
CE AIS143 - active, Sanfull Securities Limited
Catty Kit Yee Leung
CE ABF090 - active, Sanfull Securities Limited
Yiu Hung Leung
CE AOX263 - active, Sanfull Securities Limited
Chai Ing Liaw
CE ABE262 - active, Sanfull Securities Limited
Phemie Mei Yuet Luk
CE ADI287 - ceased
Sau Yee Man
CE ACZ286 - active, Sanfull Securities Limited
Ching Mui Ng
CE ACS415 - active, Sanfull Securities Limited
Kam Wan Ng
CE AAC610 - active, Sanfull Securities Limited
Chi Lun Sin
CE ATS663 - active, Sanfull Securities Limited
Chiu Yang Sy
CE AAC624 - active, Sanfull Securities Limited
Helen Man Ching Sze
CE ABG627 - active, Sanfull Securities Limited
Kwok Keung Tam
CE AXG491 - active, Sanfull Securities Limited
Wilson Wai Shun Tang
CE AVC361 - active, Sanfull Securities Limited
Florence Mei Sze Tse
CE AAD478 - active, Sanfull Securities Limited
Siu Kit Tse
CE AGF154 - active, Sanfull Securities Limited
Pik Ling Tsui
CE ADU899 - active, Sanfull Securities Limited
Chuen Sek Wong
CE ABY252 - active, Sanfull Securities Limited
Kam On Wong
CE AAZ945 - active, Sanfull Securities Limited
Lee Kwong Wong
CE AAC582 - active, Sanfull Securities Limited
Pui Yan Wong
CE ABY216 - active, Sanfull Securities Limited
Shun Lai Wong
CE AFN130 - active, Sanfull Securities Limited
Wah Shing Wong
CE ABA813 - active, Sanfull Securities Limited
Dabby Fung Yuk Yau
CE AGK031 - active, Sanfull Securities Limited
Chi Keung Yip
CE AAF512 - active, Sanfull Securities Limited
Tatiana Tsz Hung Yun
CE AAG065 - active, Sanfull Securities Limited
Albert Wai Choi Lee
CE AAF947 - active, Solid King Securities Limited
Leung Wa Li
CE AAF949 - active, Solid King Securities Limited
Stephen Kin Keung Chan
CE ACH937 - active, Solid King Securities Limited
Shuk Wa Chan
CE AIN711 - active, Solid King Securities Limited
Quinton Ronald Gaw
CE BSS340 - active, Solid King Securities Limited
Grace Yiu Gay
CE ABE575 - active, Solid King Securities Limited
Chun Mi Ng
CE AYF775 - active, Solid King Securities Limited
Lai Ching Cheng
CE BUK541 - active, Standard Chartered Trustee (Hong Kong) Limited
Simon Mark Kellaway
CE BUK542 - active, Standard Chartered Trustee (Hong Kong) Limited
Pierre Georges Joseph Mengal
CE BUK543 - active, Standard Chartered Trustee (Hong Kong) Limited
Sze Ming Chan
CE BWP514 - active, Standard Chartered Trustee (Hong Kong) Limited
Wing Sze Victoria Cheung
CE BVG152 - active, Standard Chartered Trustee (Hong Kong) Limited
Chor Man Bonnie Lam
CE BVG148 - active, Standard Chartered Trustee (Hong Kong) Limited
Lai Yee Lee
CE BVG150 - active, Standard Chartered Trustee (Hong Kong) Limited
Wai Yee Nip
CE BVG151 - active, Standard Chartered Trustee (Hong Kong) Limited
Nok Hei Ryan Tsang
CE BWS422 - ceased
Benjamin Yue Hin Wong
CE BVK879 - active, Standard Chartered Trustee (Hong Kong) Limited
Martin Wolfgang Hennecke
CE AHP447 - active, St. James's Place (Hong Kong) Limited
Timothy Laurence Proudlock
CE BEZ154 - active, St. James's Place (Hong Kong) Limited
Oliver Jeremy Wickham
CE AQC490 - active, St. James's Place (Hong Kong) Limited
Paul Brady
CE AQC491 - active, St. James's Place (Hong Kong) Limited
Christopher John Coram Brooks
CE BCF390 - active, St. James's Place (Hong Kong) Limited
Maghnus Patrick Byrne
CE ANT967 - active, St. James's Place (Hong Kong) Limited
Kitty Lai King Cheung
CE AZG717 - active, St. James's Place (Hong Kong) Limited
Eleanor Marie Coleman
CE BDI772 - active, St. James's Place (Hong Kong) Limited
Reuben Saul Cramer
CE BKK593 - active, St. James's Place (Hong Kong) Limited
Jemma Daley
CE BRK937 - active, St. James's Place (Hong Kong) Limited
Justin Paul Davies
CE ART061 - active, St. James's Place (Hong Kong) Limited
Joseph Toby Dowler
CE BSZ395 - active, St. James's Place (Hong Kong) Limited
Herve Louis Jean Denis Marie Galichon
CE BXL345 - active, St. James's Place (Hong Kong) Limited
Julian Galvin
CE AMU103 - active, St. James's Place (Hong Kong) Limited
Stephen Philip Gollop
CE ADO332 - active, St. James's Place (Hong Kong) Limited
Tatum Olivia Gollop
CE BTB083 - active, St. James's Place (Hong Kong) Limited
Kevin Hart
CE BVT952 - active, St. James's Place (Hong Kong) Limited
Piers Illingworth
CE BPU518 - active, St. James's Place (Hong Kong) Limited
Nicholas Mark Jackson
CE BLC914 - active, St. James's Place (Hong Kong) Limited
Jasmine Jalif
CE BNH474 - active, St. James's Place (Hong Kong) Limited
Nicholas Vaughan Jeffreys
CE ADM299 - active, St. James's Place (Hong Kong) Limited
Ryan Jenkins
CE BHY430 - active, St. James's Place (Hong Kong) Limited
Kishan Karia
CE BLI623 - active, St. James's Place (Hong Kong) Limited
Andrew Richard Kelly
CE AAG731 - active, St. James's Place (Hong Kong) Limited
William David Leo Kruis
CE BER026 - active, St. James's Place (Hong Kong) Limited
Winston Kam Wah Lai
CE AMC022 - active, St. James's Place (Hong Kong) Limited
David Wei Yan Lam
CE BSZ783 - active, St. James's Place (Hong Kong) Limited
Trevor Cheuk Him Lee
CE BQF161 - active, St. James's Place (Hong Kong) Limited
Matthew Peter Lloyd
CE BPS141 - active, St. James's Place (Hong Kong) Limited
Joanne Loney
CE ADW074 - active, St. James's Place (Hong Kong) Limited
Miguel Zechariah Lopez
CE BUZ257 - active, St. James's Place (Hong Kong) Limited
Jason Sean O'Leary
CE BNT993 - active, St. James's Place (Hong Kong) Limited
Michael Jeremy Purvis
CE BVZ229 - active, St. James's Place (Hong Kong) Limited
Stephen Peter Putnam
CE BGN176 - active, St. James's Place (Hong Kong) Limited
Stuart James Rankin
CE BPJ630 - active, St. James's Place (Hong Kong) Limited
Claire Robinson
CE BHL326 - active, St. James's Place (Hong Kong) Limited
Samuel Dylan Schenk
CE BTJ427 - active, St. James's Place (Hong Kong) Limited
Frederick David Scholtz
CE BMT303 - active, St. James's Place (Hong Kong) Limited
Alexander Paul Shute
CE BSD846 - active, St. James's Place (Hong Kong) Limited
Yuen-Po Tang
CE BUS468 - active, St. James's Place (Hong Kong) Limited
Andrew John Tawn
CE BFC254 - active, St. James's Place (Hong Kong) Limited
Deep Singh Vinner
CE BOI736 - active, St. James's Place (Hong Kong) Limited
Luke David Voyce
CE BTY723 - active, St. James's Place (Hong Kong) Limited
James William Warner
CE BFA114 - active, St. James's Place (Hong Kong) Limited
Mark Williams
CE BVF820 - active, St. James's Place (Hong Kong) Limited
Jonathan Marc Edward Winter
CE BQV860 - active, St. James's Place (Hong Kong) Limited
Christopher James Woodhead
CE BVI217 - active, St. James's Place (Hong Kong) Limited
Anissa Sau Wei Woo Chang
CE AEI605 - active, S W Woo And Company Limited
Sau Wing Woo
CE AAI371 - active, S W Woo And Company Limited
Lily Kam Fong Mok
CE AAI989 - active, S W Woo And Company Limited
Shau King Wong
CE ADX891 - active, S W Woo And Company Limited
Woon Ping Woo
CE ABF721 - active, S W Woo And Company Limited
Humphrey Hang Fai Lee
CE ASC547 - active, Siu On Securities Limited
Matthew Man Fai Lee
CE AVS016 - active, Siu On Securities Limited
Kit Yi Wan
CE AIJ782 - active, Siu On Securities Limited
Dah Bin Teresa Lee Chiu
CE ADC098 - active, Siu On Securities Limited
Jeanne Sai Yin Lee
CE ABE355 - active, Sino Grade Securities Limited
Yin Ping Lee
CE AUI783 - active, Sino Grade Securities Limited
Kwok Chuen Yang
CE AAC558 - active, Sino Grade Securities Limited
Kenneth Kay Cheung
CE ASY399 - active, Sino Grade Securities Limited
Pak Chun Iam
CE AEY315 - active, Sino Grade Securities Limited
Mei Yan Li
CE ADQ233 - active, Sino Grade Securities Limited
Siu Lai So
CE ADA670 - active, Sino Grade Securities Limited
Mei Kuen Tong
CE AEY945 - active, Sino Grade Securities Limited
Ping Wong
CE BGK582 - active, Sino Grade Securities Limited
Chi Man Yang
CE ASP725 - active, Sino Grade Securities Limited
Teresa Francesca Wing Sze Lai
CE AEY359 - active, Selina & Co. Limited
Siu Fai Lo
CE AAV691 - active, Selina & Co. Limited
Siu Yan Tin
CE BMI119 - active, Selina & Co. Limited
Chai Wing Wan
CE AAC898 - active, Sunrise Securities Limited
Cham Ying Wan
CE AXK792 - active, Sunrise Securities Limited
Shuk Ying Wan
CE AAW649 - active, Sunrise Securities Limited
Yuk Man Wan
CE AAC851 - active, Sunrise Securities Limited
Fung Tin Lau
CE BSD851 - active, Sunrise Securities Limited
Chung Fai Wong
CE AAC837 - active, Sunrise Securities Limited
Ka Ming Chu
CE AGE547 - active, Soo Pui Chen Securities Limited
Miranda Kai Hang Lee
CE AFW099 - active, Soo Pui Chen Securities Limited
Simon Shiu Cheung Soo
CE ADR749 - active, Soo Pui Chen Securities Limited
Pik Yu Kwok
CE ARD369 - active, Soo Pui Chen Securities Limited
Cecil Sze Tsung Chao
CE AAC702 - active, Szehope Securities Company Limited
Chi Hing Fong
CE ADH458 - active, Szehope Securities Company Limited
Connie Sau Fun Ho
CE ADV420 - active, Szehope Securities Company Limited
Jinseon Im
CE BAC092 - active, Shinhan Securities Asia Limited
Jae Jun Lee
CE AWB625 - active, Shinhan Securities Asia Limited
Jihoon Lee
CE BPL912 - active, Shinhan Securities Asia Limited
Chanyang Joung
CE BXQ727 - active, Shinhan Securities Asia Limited
Chongmin Lee
CE BRN856 - active, Shinhan Securities Asia Limited
Gahyeon Lee
CE BTK020 - active, Shinhan Securities Asia Limited
Ha Ram Lee
CE BUC201 - active, Shinhan Securities Asia Limited
Hoyeol Yang
CE BNN324 - active, Shinhan Securities Asia Limited
Yushi Araki
CE BJT527 - active, SMBC Nikko Securities (Hong Kong) Limited
Yushi Makita
CE BTW371 - active, SMBC Nikko Securities (Hong Kong) Limited
Qifang Cai
CE BRD721 - active, SMBC Nikko Securities (Hong Kong) Limited
Adrian Alexander Wong
CE AZO719 - active, SMBC Nikko Securities (Hong Kong) Limited
Sidney Chi Wing Ma
CE AQY192 - active, Springs Capital (Hong Kong) Limited
Xiaolei Qiu
CE BDH009 - active, Springs Capital (Hong Kong) Limited
Jing Tian
CE AWQ102 - active, Springs Capital (Hong Kong) Limited
Jun Zhao
CE AWQ122 - active, Springs Capital (Hong Kong) Limited
Yixuan Cai
CE BQM274 - active, Springs Capital (Hong Kong) Limited
Xuesen Hu
CE BNU537 - active, Springs Capital (Hong Kong) Limited
Tingting Jia
CE AXB629 - active, Springs Capital (Hong Kong) Limited
Yueqiang Qian
CE AWQ101 - active, Springs Capital (Hong Kong) Limited
Hui Tang
CE BTU951 - active, Springs Capital (Hong Kong) Limited
Dong Tao
CE AIR661 - active, Springs Capital (Hong Kong) Limited
Xinyu (SFC:BUE564) Zhang
CE BUE564 - active, Springs Capital (Hong Kong) Limited
Jonathan Lee
CE BGM239 - active, Stifel Hong Kong Limited
Jason Kwan Lun Yeung
CE BQM896 - active, Stifel Hong Kong Limited
Jung-Su Kim
CE BOK336 - active, Stifel Hong Kong Limited
Lok Yiu Kelly Yeung
CE BOS246 - active, Stifel Hong Kong Limited
Yihan Zhu
CE BQO472 - active, Stifel Hong Kong Limited
Laurent Bernard Kretz
CE AXI540 - active, Swiss China Capital Limited
Philippe Olivier Kretz
CE AXI541 - active, Swiss China Capital Limited
Julian Gregory Laurin
CE BFH225 - active, Swiss China Capital Limited
Chun Yu Leung
CE BJX172 - active, Swiss China Capital Limited
Teddy Tat Tak Kwong
CE BBM575 - active, Select Investment Services Limited
Dominic Song Ching Li
CE AAC878 - active, Select Investment Services Limited
To Wai Li
CE AYD437 - active, Select Investment Services Limited
Geoffrey Chun Fai Lo
CE APU210 - active, Plouton Asset Management Limited
Foo Tong Choi
CE BQC310 - active, Select Investment Services Limited
Yuk Wai Perry Choy
CE BPT111 - active, Select Investment Services Limited
Peter Andrew Giles
CE AUE560 - active, Select Investment Services Limited
Jian Hou
CE BQA843 - active, Select Investment Services Limited
Ching Hsuan Chu
CE AXD387 - active, StoneX Financial (HK) Limited
Jing Feng
CE APZ397 - active, StoneX Financial (HK) Limited
Songbo Huang
CE ARS092 - active, StoneX Financial (HK) Limited
Alie Chandrawati
CE BXE221 - active, StoneX Financial (HK) Limited
Chun Cheung Ip
CE ACG034 - active, StoneX Financial (HK) Limited
Jiyoung Jung
CE BWS020 - active, StoneX Financial (HK) Limited
Robin Kok Yeong Khoo
CE BOA612 - active, StoneX Financial (HK) Limited
Lian Tuck Lee
CE BPV764 - active, StoneX Financial (HK) Limited
Siu Hang Lee
CE BBE264 - active, StoneX Financial (HK) Limited
Mickey Wing Tak Lee
CE ABM912 - active, StoneX Financial (HK) Limited
Hong Ang Lim
CE BSE680 - active, StoneX Financial (HK) Limited
Yingzhu Pan
CE BOZ771 - active, StoneX Financial (HK) Limited
Kui Chi She
CE AJE102 - active, StoneX Financial (HK) Limited
Wilson Tan
CE APA402 - active, StoneX Financial (HK) Limited
Yee Fei Tan
CE BWY555 - active, StoneX Financial (HK) Limited
Shi Min Tay
CE BXE219 - active, StoneX Financial (HK) Limited
Nigel Owen Watts
CE ALF227 - active, StoneX Financial (HK) Limited
Wen Ting Yiong
CE BWY556 - active, StoneX Financial (HK) Limited
Tae Jin Youn
CE BGP586 - active, StoneX Financial (HK) Limited
Zhi Zhuang
CE BXE223 - active, StoneX Financial (HK) Limited
Shaun Edward Della Vedova
CE BGU590 - active, Strait Capital Management (HK) Limited
Suo Stephen Suo
CE AYV371 - active, Strait Capital Management (HK) Limited
Jun Kusano
CE BGX575 - active, SBI Securities (Hong Kong) Limited
Kazuki Okita
CE BOM838 - active, SBI Securities (Hong Kong) Limited
Chung Keung Poon
CE BDU243 - active, SBI Securities (Hong Kong) Limited
Makoto Kawai
CE BXJ388 - active, SBI Securities (Hong Kong) Limited
Cho Ying Lo
CE BDF047 - active, SBI Securities (Hong Kong) Limited
Nicolas Rudolf van Vliet
CE BJH418 - active, SBI Securities (Hong Kong) Limited
Ya-Hui Hsieh
CE ANN504 - active, Splentide Capital Limited
Zongyi Li
CE ALB938 - active, Splentide Capital Limited
Sheng Zhang
CE BHS286 - active, Splentide Capital Limited
Sai Wa Cheng
CE AXM173 - active, Splentide Capital Limited
Yingyu Gao
CE BQU842 - active, Splentide Capital Limited
Chun Huang
CE BOS603 - active, Splentide Capital Limited
Yik Ngai Li
CE BMF541 - active, Splentide Capital Limited
Weijian Wu
CE BSG072 - active, Splentide Capital Limited
Wai Sum Yeung
CE BSG299 - active, Splentide Capital Limited
Kin Fai Wong
CE AJA562 - active, Cepa Alliance Securities Limited
Yu Chiu Wong
CE AAC100 - active, SBI E2-Capital Securities Limited
King Hean Jonathan Lim
CE BTT141 - active, SBI E2-Capital Securities Limited
King Hang Tong
CE AKX333 - active, Summer Capital Management Company Limited
Birong Zhang
CE BEZ284 - active, Summer Capital Management Company Limited
Zhiyu Zhang
CE AYQ807 - active, Summer Capital Management Company Limited
Jinrong Lin
CE BEI714 - active, Summer Capital Management Company Limited
Zhuang Luo
CE BVD644 - active, Summer Capital Management Company Limited
Hung Man Fu
CE AAD516 - active, SOLARSTONE CAPITAL LIMITED
Wai Lun (SFC:ALQ942) Wong
CE ALQ942 - ceased
Kwan Kin Kam
CE BBR458 - active, Spring Securities Limited
Hon Yeung Wong
CE BMN644 - active, Spring Securities Limited
Shu Hang Liao
CE BUQ123 - active, Spring Securities Limited
Tingwei Yan
CE BVB742 - active, Spring Securities Limited
Chun Ming Chan
CE ABN578 - active, Starlight Securities Limited
Alexander Hing Sang Chan
CE ALB323 - active, Starlight Securities Limited
Chak Po Choy
CE BJL730 - active, Starlight Securities Limited