Shrinivas Ravindra Gangal
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Shrinivas Ravindra Gangal, a licensed Representative with CE reference BBN555. Currently licensed at 1 firm(s): Starfish Bay Limited. Active regulated activities: Type 1 — Dealing in securities. Total licence records on file: 17.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Starfish Bay Limited |
Rep | Type 1 — Dealing in securities | 2026-02-24 | present |
| UBS Securities Asia Limited | Rep | Type 2 — Dealing in futures contracts | 2024-09-27 | 2025-08-06 |
| UBS Securities Hong Kong Limited | Rep | Type 2 — Dealing in futures contracts | 2024-09-27 | 2025-08-06 |
| UBS Securities Asia Limited | RO | Type 2 — Dealing in futures contracts | 2021-12-14 | 2024-09-27 |
| UBS Securities Hong Kong Limited | RO | Type 2 — Dealing in futures contracts | 2021-12-14 | 2024-09-27 |
| UBS Securities Asia Limited | Rep | Type 1 — Dealing in securities | 2017-06-26 | 2025-08-06 |
| UBS Securities Hong Kong Limited | Rep | Type 1 — Dealing in securities | 2017-06-26 | 2025-08-06 |
| UBS Securities Asia Limited | Rep | Type 2 — Dealing in futures contracts | 2017-06-26 | 2021-12-14 |
| UBS Securities Hong Kong Limited | Rep | Type 2 — Dealing in futures contracts | 2017-06-26 | 2021-12-14 |
| UBS Securities Asia Limited | Rep | Type 1 — Dealing in securities | 2017-05-11 | 2017-05-15 |
| UBS Securities Asia Limited | Rep | Type 2 — Dealing in futures contracts | 2017-05-11 | 2017-05-15 |
| UBS Securities Asia Limited | Rep | Type 1 — Dealing in securities | 2016-11-04 | 2016-11-13 |
| UBS Securities Asia Limited | Rep | Type 2 — Dealing in futures contracts | 2016-11-04 | 2016-11-13 |
| UBS Securities Asia Limited | Rep | Type 1 — Dealing in securities | 2013-07-10 | 2016-05-20 |
| UBS Securities Hong Kong Limited | Rep | Type 1 — Dealing in securities | 2013-07-10 | 2016-05-20 |
| UBS Securities Asia Limited | Rep | Type 2 — Dealing in futures contracts | 2013-07-10 | 2016-05-20 |
| UBS Derivatives Hong Kong Limited | Rep | Type 2 — Dealing in futures contracts | 2013-07-10 | 2016-05-20 |