Lu Yang
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Lu Yang (楊露), a licensed Responsible Officer with CE reference BTY747. Currently licensed at 1 firm(s): SINOIF Asset Management Limited. Active regulated activities: Type 1 - Dealing in securities; Type 2 - Dealing in futures contracts; Type 4 - Advising on securities; Type 5 - Advising on futures contracts; Type 9 - Asset management. This person has 3.3 years of SFC licence history. Total licence records on file: 9.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| SINOIF Asset Management Limited 中金匯理資產管理(香港)有限公司 |
RO | Type 2 - Dealing in futures contracts | 2026-09-02 | present |
| SINOIF Asset Management Limited 中金匯理資產管理(香港)有限公司 |
RO | Type 4 - Advising on securities | 2026-09-02 | present |
| SINOIF Asset Management Limited 中金匯理資產管理(香港)有限公司 |
RO | Type 5 - Advising on futures contracts | 2026-09-02 | present |
| SINOIF Asset Management Limited 中金匯理資產管理(香港)有限公司 |
RO | Type 9 - Asset management | 2026-09-02 | present |
| SINOIF Asset Management Limited 中金匯理資產管理(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2025-03-10 | present |
| SINOIF Asset Management Limited 中金匯理資產管理(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2023-08-14 | 2026-09-02 |
| SINOIF Asset Management Limited 中金匯理資產管理(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2023-08-14 | 2026-09-02 |
| SINOIF Asset Management Limited 中金匯理資產管理(香港)有限公司 |
Rep | Type 5 - Advising on futures contracts | 2023-08-14 | 2026-09-02 |
| SINOIF Asset Management Limited 中金匯理資產管理(香港)有限公司 |
Rep | Type 9 - Asset management | 2023-08-14 | 2026-09-02 |
Worked alongside
The 13 closest colleagues, strongest tie first — individuals licensed at the same firm as Lu Yang during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one.
| Name | Shared firm | Overlap |
|---|---|---|
| Yumin Zhang | SINOIF Asset Management Limited | 2023–present |
| Weiwei Zhang | SINOIF Asset Management Limited | 2023–present |
| Dan Jin | SINOIF Asset Management Limited | 2023–2025 |
| Jing Huang | SINOIF Asset Management Limited | 2024–2026 |
| Chi Chun Wong | SINOIF Asset Management Limited | 2023–2026 |
| Fanjie Zeng | SINOIF Asset Management Limited | 2025–present |
| Jinfeng Fu | SINOIF Asset Management Limited | 2025–2026 |
| Zi Ming Li | SINOIF Asset Management Limited | 2026 |
| Vincent Wai Chung Lai | SINOIF Asset Management Limited | 2023–2024 |
| Ziyi Liu | SINOIF Asset Management Limited | 2026 |
| Yihan Zhou | SINOIF Asset Management Limited | 2026–present |
| Pak Lung Lo | SINOIF Asset Management Limited | 2025 |
| Ye Zhong | SINOIF Asset Management Limited | 2025 |