Yi Shen

沈逸
CE No. BSH061 Active

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yi Shen (沈逸), a licensed Representative with CE reference BSH061. Currently licensed at 2 firm(s): Starlight Capital Limited, Starlight Securities Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities; Type 6 - Advising on corporate finance. This person has 4.5 years of SFC licence history. Total licence records on file: 6.

Licence history

FirmRoleRegulated activityFromTo
Starlight Capital Limited Rep Type 6 - Advising on corporate finance 2023-10-18 present
Starlight Securities Limited Rep Type 1 - Dealing in securities 2023-08-07 present
Starlight Securities Limited Rep Type 4 - Advising on securities 2023-08-07 present
TFI Securities and Futures Limited
天風國際證券與期貨有限公司
Rep Type 4 - Advising on securities 2023-05-24 2023-06-21
TFI Securities and Futures Limited
天風國際證券與期貨有限公司
Rep Type 1 - Dealing in securities 2022-04-12 2023-06-21
TFI Capital Limited
天風國際資本市場有限公司
Rep Type 6 - Advising on corporate finance 2022-04-12 2023-03-23

Related